CAPITAL RESEARCH AND MANAGEMENT COMPANY
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$3,315,358,763,219
21% change vs. 1 year ago
37% change vs. 3 years ago
71% change vs. 5 years ago
158% change vs. 10 years ago
Employee Count
1,384
-1% change vs. 1 year ago
9% change vs. 3 years ago
28% change vs. 5 years ago
309% change vs. 10 years ago
Main Office
LOS ANGELES, CA
333 S HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3,315.4 |
| Non-Discretionary | $0.0 |
| Total | $3,315.4 |
| Client | AUM |
|---|---|
| Retail | $22.2 |
| Pooled | $3,278.8 |
| Institutional | $14.4 |
| Total | $3,315.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 19,838 | $10.8 |
| Average Individual AUM | $542,835 | |
| HNW | 1,753 | $11.4 |
| Average HNW AUM | $6,504,514 | |
| Retail Total | 21,591 | $22.2 |
| Average Retail AUM | $1,026,871 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY & CO. LLC | NEW YORK-NY-USA | $8.0 |
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $4.5 |
| GOLDMAN SACHS & CO. LLC | NEW YORK-NY-USA | $2.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $36.6 |
| Retail SMA AUM | $22.2 |
| Institutional SMA AUM | $14.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 60% | $22.0 |
| Equity Non-Exch | 22% | $8.1 |
| Govt Agency | 1% | $0.4 |
| Municipal | 11% | $4.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $1.8 |
| Other | 0% | $0.0 |
| Total | 100% | $36.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPITAL BANK AND TRUST COMPANY | $75.9 | trust company | 170017 |
| CAPITAL INTERNATIONAL, INC. | $46.8 | 110682 | |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | $38.3 | 312837 | |
| CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED | $0.0 | - | |
| AMERICAN FUNDS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 6247 |
| CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. | $0.0 | - | |
| CAPITAL GUARDIAN (CANADA), INC. | $0.0 | 110681 | |
| CAPITAL RESEARCH COMPANY | $0.0 | 110684 | |
| CAPITAL INTERNATIONAL SARL | $0.0 | 162640 | |
| CAPITAL INTERNATIONAL K.K. | $0.0 | - | |
| CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC. | $0.0 | - | |
| CAPITAL INTERNATIONAL MANAGEMENT COMPANY SÀRL | $0.0 | - | |
| CAPITAL INTERNATIONAL LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
21 active
| Name | Title |
|---|---|
| O'CONNOR, MATTHEW, PHILIP | DIRECTOR |
| SPINELLA, CARMELO | DIRECTOR, TREASURER |
| POON, HERBERT, YUNGTAI | CHIEF COMPLIANCE OFFICER |
| KAWAJA, CARL, MICHAEL | DIRECTOR AND CHAIRMAN |
| GITLIN, MICHAEL, CRAIG | DIRECTOR AND VICE CHAIRMAN |
| TRIESSL, MICHAEL, JAMES | DIRECTOR |
| BURKLEY, WALTER, RODNEY | DIRECTOR |
| ARREDONDO, CANISE, MARIE | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER |
| JONSSON, JOANNA, FOWLER | DIRECTOR, VICE CHAIR & PRESIDENT |
| WAESCHE, WILLIAM, HARDEN | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER - INVESTMENT GROUP |
| LORD, HEATHER, MARIE | DIRECTOR |
| ATLURI, PRAMOD | DIRECTOR |
| DESSNER, MADDI, LYNN | DIRECTOR |
| ELLWEIN, CHARLES, ERWIN | DIRECTOR |
| MURESIANU, ANDREI, MICHAEL | DIRECTOR |
| ZARRAGA-URQUIJO, MARTA | DIRECTOR |
| LOTWIN, STEVEN, DAVID | DIRECTOR |
| FRAMSTED, HOLLY, CATHERINE | DIRECTOR |
| ABDEY, JULIAN, N | DIRECTOR |
| PHOA, WESLEY, KYM-SON | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3,315.4 | $0.0 | 0% | 1,384 | 0 | 0% |
| 2024-04-02 | $2,936.6 | $378.8 | 13% | 1,331 | 53 | 4% |
| 2023-04-04 | $2,750.2 | $565.2 | 21% | 1,391 | -7 | -1% |
| 2022-04-01 | $3,099.2 | $216.2 | 7% | 1,304 | 80 | 6% |
| 2021-04-05 | $2,416.0 | $899.4 | 37% | 1,269 | 115 | 9% |
| 2020-04-01 | $2,179.6 | $1,135.8 | 52% | 1,174 | 210 | 18% |
| 2019-04-01 | $1,944.0 | $1,371.3 | 71% | 1,079 | 305 | 28% |
| 2018-04-02 | $1,783.8 | $1,531.6 | 86% | 1,220 | 164 | 13% |
| 2017-04-01 | $1,458.2 | $1,857.2 | 127% | 1,060 | 324 | 31% |
| 2016-04-01 | $1,441.4 | $1,873.9 | 130% | 998 | 386 | 39% |
| 2015-04-01 | $1,366.3 | $1,949.1 | 143% | 950 | 434 | 46% |
| 2014-04-01 | $1,284.8 | $2,030.5 | 158% | 338 | 1,046 | 309% |
| 2013-04-01 | $1,044.4 | $2,270.9 | 217% | 331 | 1,053 | 318% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-12/21/2017, AL-09/28/2016, AR-09/28/2016, AZ-09/28/2017, CA-12/21/2017, CO-09/28/2016, CT-09/28/2016, DC-12/21/2017, DE-12/21/2017, FL-09/28/2016, GA-09/28/2016, HI-12/21/2017, IA-12/21/2017, ID-09/28/2017, IL-10/04/2016, IN-12/21/2017, KS-12/21/2017, KY-09/28/2017, LA-09/28/2016, MA-09/28/2016, MD-09/28/2016, ME-09/28/2017, MI-09/28/2017, MN-09/28/2016, MO-12/21/2017, MS-12/21/2017, MT-12/21/2017, NC-12/21/2017, ND-09/28/2017, NE-12/21/2017, NH-12/21/2017, NJ-01/08/2018, NM-12/21/2017, NV-12/21/2017, NY-09/28/2017, OH-09/28/2016, OK-12/21/2017, OR-09/28/2016, PA-12/21/2017, PR-12/21/2017, RI-12/21/2017, SC-12/21/2017, SD-12/21/2017, TN-12/21/2017, TX-09/28/2016, UT-12/21/2017, VA-09/28/2016, VI-12/21/2017, VT-12/21/2017, WA-09/28/2016, WI-09/28/2016, WV-12/21/2017, WY-12/21/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV