CAPITAL RESEARCH AND MANAGEMENT COMPANY

Latest filing: Sep 27, 2024 (33 days ago)

AUM

$3,315,358,763,219
21% change vs. 1 year ago
37% change vs. 3 years ago
71% change vs. 5 years ago
158% change vs. 10 years ago

Employee Count

1,384
-1% change vs. 1 year ago
9% change vs. 3 years ago
28% change vs. 5 years ago
309% change vs. 10 years ago

Main Office

LOS ANGELES, CA
333 S HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406

Client AUM

Discretion AUM
Discretionary $3,315.4
Non-Discretionary $0.0
Total $3,315.4
Client AUM
Retail $22.2
Pooled $3,278.8
Institutional $14.4
Total $3,315.4
Retail Accounts AUM
Individual 19,838 $10.8
Average Individual AUM $542,835
HNW 1,753 $11.4
Average HNW AUM $6,504,514
Retail Total 21,591 $22.2
Average Retail AUM $1,026,871

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
MORGAN STANLEY & CO. LLC NEW YORK-NY-USA $8.0
UBS FINANCIAL SERVICES INC. WEEHAWKEN-NJ-USA $4.5
GOLDMAN SACHS & CO. LLC NEW YORK-NY-USA $2.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $36.6
Retail SMA AUM $22.2
Institutional SMA AUM $14.4
Asset Class % AUM
Equity Exch 60% $22.0
Equity Non-Exch 22% $8.1
Govt Agency 1% $0.4
Municipal 11% $4.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 1% $0.4
Other Pools 0% $0.0
Cash 5% $1.8
Other 0% $0.0
Total 100% $36.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CAPITAL BANK AND TRUST COMPANY $75.9 trust company 170017
CAPITAL INTERNATIONAL, INC. $46.8 110682
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. $38.3 312837
CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED $0.0 -
AMERICAN FUNDS DISTRIBUTORS, INC. $0.0 broker-dealer 6247
CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. $0.0 -
CAPITAL GUARDIAN (CANADA), INC. $0.0 110681
CAPITAL RESEARCH COMPANY $0.0 110684
CAPITAL INTERNATIONAL SARL $0.0 162640
CAPITAL INTERNATIONAL K.K. $0.0 -
CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC. $0.0 -
CAPITAL INTERNATIONAL MANAGEMENT COMPANY SÀRL $0.0 -
CAPITAL INTERNATIONAL LIMITED $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

21 active

Name Title
O'CONNOR, MATTHEW, PHILIP DIRECTOR
SPINELLA, CARMELO DIRECTOR, TREASURER
POON, HERBERT, YUNGTAI CHIEF COMPLIANCE OFFICER
KAWAJA, CARL, MICHAEL DIRECTOR AND CHAIRMAN
GITLIN, MICHAEL, CRAIG DIRECTOR AND VICE CHAIRMAN
TRIESSL, MICHAEL, JAMES DIRECTOR
BURKLEY, WALTER, RODNEY DIRECTOR
ARREDONDO, CANISE, MARIE DIRECTOR, SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER
JONSSON, JOANNA, FOWLER DIRECTOR, VICE CHAIR & PRESIDENT
WAESCHE, WILLIAM, HARDEN DIRECTOR, SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER - INVESTMENT GROUP
LORD, HEATHER, MARIE DIRECTOR
ATLURI, PRAMOD DIRECTOR
DESSNER, MADDI, LYNN DIRECTOR
ELLWEIN, CHARLES, ERWIN DIRECTOR
MURESIANU, ANDREI, MICHAEL DIRECTOR
ZARRAGA-URQUIJO, MARTA DIRECTOR
LOTWIN, STEVEN, DAVID DIRECTOR
FRAMSTED, HOLLY, CATHERINE DIRECTOR
ABDEY, JULIAN, N DIRECTOR
PHOA, WESLEY, KYM-SON DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $3,315.4 $0.0 0% 1,384 0 0%
2024-04-02 $2,936.6 $378.8 13% 1,331 53 4%
2023-04-04 $2,750.2 $565.2 21% 1,391 -7 -1%
2022-04-01 $3,099.2 $216.2 7% 1,304 80 6%
2021-04-05 $2,416.0 $899.4 37% 1,269 115 9%
2020-04-01 $2,179.6 $1,135.8 52% 1,174 210 18%
2019-04-01 $1,944.0 $1,371.3 71% 1,079 305 28%
2018-04-02 $1,783.8 $1,531.6 86% 1,220 164 13%
2017-04-01 $1,458.2 $1,857.2 127% 1,060 324 31%
2016-04-01 $1,441.4 $1,873.9 130% 998 386 39%
2015-04-01 $1,366.3 $1,949.1 143% 950 434 46%
2014-04-01 $1,284.8 $2,030.5 158% 338 1,046 309%
2013-04-01 $1,044.4 $2,270.9 217% 331 1,053 318%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-12/21/2017, AL-09/28/2016, AR-09/28/2016, AZ-09/28/2017, CA-12/21/2017, CO-09/28/2016, CT-09/28/2016, DC-12/21/2017, DE-12/21/2017, FL-09/28/2016, GA-09/28/2016, HI-12/21/2017, IA-12/21/2017, ID-09/28/2017, IL-10/04/2016, IN-12/21/2017, KS-12/21/2017, KY-09/28/2017, LA-09/28/2016, MA-09/28/2016, MD-09/28/2016, ME-09/28/2017, MI-09/28/2017, MN-09/28/2016, MO-12/21/2017, MS-12/21/2017, MT-12/21/2017, NC-12/21/2017, ND-09/28/2017, NE-12/21/2017, NH-12/21/2017, NJ-01/08/2018, NM-12/21/2017, NV-12/21/2017, NY-09/28/2017, OH-09/28/2016, OK-12/21/2017, OR-09/28/2016, PA-12/21/2017, PR-12/21/2017, RI-12/21/2017, SC-12/21/2017, SD-12/21/2017, TN-12/21/2017, TX-09/28/2016, UT-12/21/2017, VA-09/28/2016, VI-12/21/2017, VT-12/21/2017, WA-09/28/2016, WI-09/28/2016, WV-12/21/2017, WY-12/21/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV