CAPITAL INTERNATIONAL, INC.

Latest filing: Sep 27, 2024 (33 days ago)

AUM

$46,828,530,193
1% change vs. 1 year ago
-7% change vs. 3 years ago
355% change vs. 5 years ago
107% change vs. 10 years ago

Employee Count

251
15% change vs. 1 year ago
-18% change vs. 3 years ago
2% change vs. 5 years ago
156% change vs. 10 years ago

Main Office

LOS ANGELES, CA
333 SOUTH HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406

Client AUM

Discretion AUM
Discretionary $46.8
Non-Discretionary $0.0
Total $46.8
Client AUM
Retail $0.0
Pooled $19.9
Institutional $26.9
Total $46.8
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
JPMORGAN CHASE BANK, NA NEW YORK-NY-USA $7.1
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $6.3
STATE STREET BANK AND TRUST CO. QUINCY-MA-USA $4.7
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $3.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $26.9
Retail SMA AUM $0.0
Institutional SMA AUM $26.9
Asset Class % AUM
Equity Exch 45% $12.1
Equity Non-Exch 0% $0.0
Govt Agency 9% $2.4
Municipal 0% $0.0
Sovereign 4% $1.1
IG Credit 30% $8.1
HY Credit 1% $0.3
Derivatives 4% $1.1
Investment Companies 0% $0.0
Other Pools 4% $1.1
Cash 3% $0.8
Other 0% $0.0
Total 100% $26.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CAPITAL RESEARCH AND MANAGEMENT COMPANY $3,315.4 110885
CAPITAL BANK AND TRUST COMPANY $75.9 trust company 170017
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. $38.3 312837
CAPITAL INTERNATIONAL LIMITED $0.0 -
CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. $0.0 -
CAPITAL GUARDIAN (CANADA), INC. $0.0 110681
CAPITAL INTERNATIONAL K.K. $0.0 -
CAPITAL RESEARCH COMPANY $0.0 110684
CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED $0.0 -
AMERICAN FUNDS DISTRIBUTORS, INC. $0.0 broker-dealer 6247
CAPITAL INTERNATIONAL INVESTMENTS V, LLC $0.0 -
CAPITAL GROUP INVESTMENT MANAGEMENT LIMITED $0.0 trust company -
CAPITAL INTERNATIONAL INVESTMENTS VI, LTD. $0.0 -
CAPITAL INTERNATIONAL MANAGEMENT COMPANY SÁRL $0.0 -
CAPITAL INTERNATIONAL SARL $0.0 162640

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
KOHN, VICTOR, DAVID DIRECTOR, PRESIDENT
CONDON, THOMAS, JOSEPH TREASURER
PATHRIA, MARIA, THELMA MANOTOK DIRECTOR, VICE CHAIR, SENIOR VICE PRESIDENT & SENIOR COUNSEL
WATSON, STEVEN, THOMAS DIRECTOR
CHUA, AI CHUN DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL
LOVELACE, ROBERT, WHITNEY DIRECTOR AND CHAIR
POON, HERBERT, YUNGTAI CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $46.8 $0.0 0% 251 0 0%
2024-04-02 $42.4 $4.5 11% 235 16 7%
2023-04-04 $46.2 $0.6 1% 218 33 15%
2022-04-01 $64.6 -$17.8 -28% 333 -82 -25%
2021-04-05 $50.3 -$3.4 -7% 306 -55 -18%
2020-04-01 $46.8 $0.0 0% 278 -27 -10%
2019-04-01 $10.3 $36.5 355% 246 5 2%
2018-04-02 $9.9 $37.0 375% 243 8 3%
2017-04-01 $10.7 $36.2 339% 234 17 7%
2016-04-01 $14.3 $32.6 228% 221 30 14%
2015-04-01 $18.2 $28.6 157% 202 49 24%
2014-04-01 $22.6 $24.2 107% 98 153 156%
2013-04-01 $29.9 $16.9 56% 99 152 154%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, AK-09/27/2019, AL-09/27/2019, AR-09/27/2019, AZ-09/27/2019, CA-09/27/2019, CO-09/27/2019, CT-09/27/2019, DC-09/27/2019, DE-09/27/2019, FL-09/27/2019, GA-09/27/2019, HI-09/27/2019, IA-09/27/2019, ID-09/27/2019, IL-01/22/2019, IN-09/27/2019, KS-09/27/2019, KY-09/27/2019, LA-09/27/2019, MA-09/28/2018, MD-09/27/2019, ME-09/27/2019, MI-09/27/2019, MN-09/27/2019, MO-09/27/2019, MS-09/27/2019, MT-09/27/2019, NC-09/27/2019, ND-09/27/2019, NE-09/27/2019, NH-09/27/2019, NJ-10/24/2018, NM-09/27/2019, NV-09/27/2019, NY-09/27/2019, OH-09/27/2019, OK-09/27/2019, OR-09/27/2019, PA-09/27/2019, RI-09/27/2019, SC-09/27/2019, SD-09/27/2019, TN-09/27/2019, TX-09/27/2019, UT-09/27/2019, VA-09/27/2019, VT-09/27/2019, WA-09/27/2019, WI-09/27/2019, WV-09/27/2019, WY-09/27/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV