CAPITAL INTERNATIONAL, INC.
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$46,828,530,193
1% change vs. 1 year ago
-7% change vs. 3 years ago
355% change vs. 5 years ago
107% change vs. 10 years ago
Employee Count
251
15% change vs. 1 year ago
-18% change vs. 3 years ago
2% change vs. 5 years ago
156% change vs. 10 years ago
Main Office
LOS ANGELES, CA
333 SOUTH HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $46.8 |
| Non-Discretionary | $0.0 |
| Total | $46.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $19.9 |
| Institutional | $26.9 |
| Total | $46.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE BANK, NA | NEW YORK-NY-USA | $7.1 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $6.3 |
| STATE STREET BANK AND TRUST CO. | QUINCY-MA-USA | $4.7 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $3.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $26.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $26.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $12.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 9% | $2.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 4% | $1.1 |
| IG Credit | 30% | $8.1 |
| HY Credit | 1% | $0.3 |
| Derivatives | 4% | $1.1 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 4% | $1.1 |
| Cash | 3% | $0.8 |
| Other | 0% | $0.0 |
| Total | 100% | $26.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | $3,315.4 | 110885 | |
| CAPITAL BANK AND TRUST COMPANY | $75.9 | trust company | 170017 |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | $38.3 | 312837 | |
| CAPITAL INTERNATIONAL LIMITED | $0.0 | - | |
| CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. | $0.0 | - | |
| CAPITAL GUARDIAN (CANADA), INC. | $0.0 | 110681 | |
| CAPITAL INTERNATIONAL K.K. | $0.0 | - | |
| CAPITAL RESEARCH COMPANY | $0.0 | 110684 | |
| CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED | $0.0 | - | |
| AMERICAN FUNDS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 6247 |
| CAPITAL INTERNATIONAL INVESTMENTS V, LLC | $0.0 | - | |
| CAPITAL GROUP INVESTMENT MANAGEMENT LIMITED | $0.0 | trust company | - |
| CAPITAL INTERNATIONAL INVESTMENTS VI, LTD. | $0.0 | - | |
| CAPITAL INTERNATIONAL MANAGEMENT COMPANY SÁRL | $0.0 | - | |
| CAPITAL INTERNATIONAL SARL | $0.0 | 162640 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| KOHN, VICTOR, DAVID | DIRECTOR, PRESIDENT |
| CONDON, THOMAS, JOSEPH | TREASURER |
| PATHRIA, MARIA, THELMA MANOTOK | DIRECTOR, VICE CHAIR, SENIOR VICE PRESIDENT & SENIOR COUNSEL |
| WATSON, STEVEN, THOMAS | DIRECTOR |
| CHUA, AI CHUN | DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL |
| LOVELACE, ROBERT, WHITNEY | DIRECTOR AND CHAIR |
| POON, HERBERT, YUNGTAI | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $46.8 | $0.0 | 0% | 251 | 0 | 0% |
| 2024-04-02 | $42.4 | $4.5 | 11% | 235 | 16 | 7% |
| 2023-04-04 | $46.2 | $0.6 | 1% | 218 | 33 | 15% |
| 2022-04-01 | $64.6 | -$17.8 | -28% | 333 | -82 | -25% |
| 2021-04-05 | $50.3 | -$3.4 | -7% | 306 | -55 | -18% |
| 2020-04-01 | $46.8 | $0.0 | 0% | 278 | -27 | -10% |
| 2019-04-01 | $10.3 | $36.5 | 355% | 246 | 5 | 2% |
| 2018-04-02 | $9.9 | $37.0 | 375% | 243 | 8 | 3% |
| 2017-04-01 | $10.7 | $36.2 | 339% | 234 | 17 | 7% |
| 2016-04-01 | $14.3 | $32.6 | 228% | 221 | 30 | 14% |
| 2015-04-01 | $18.2 | $28.6 | 157% | 202 | 49 | 24% |
| 2014-04-01 | $22.6 | $24.2 | 107% | 98 | 153 | 156% |
| 2013-04-01 | $29.9 | $16.9 | 56% | 99 | 152 | 154% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-09/27/2019, AL-09/27/2019, AR-09/27/2019, AZ-09/27/2019, CA-09/27/2019, CO-09/27/2019, CT-09/27/2019, DC-09/27/2019, DE-09/27/2019, FL-09/27/2019, GA-09/27/2019, HI-09/27/2019, IA-09/27/2019, ID-09/27/2019, IL-01/22/2019, IN-09/27/2019, KS-09/27/2019, KY-09/27/2019, LA-09/27/2019, MA-09/28/2018, MD-09/27/2019, ME-09/27/2019, MI-09/27/2019, MN-09/27/2019, MO-09/27/2019, MS-09/27/2019, MT-09/27/2019, NC-09/27/2019, ND-09/27/2019, NE-09/27/2019, NH-09/27/2019, NJ-10/24/2018, NM-09/27/2019, NV-09/27/2019, NY-09/27/2019, OH-09/27/2019, OK-09/27/2019, OR-09/27/2019, PA-09/27/2019, RI-09/27/2019, SC-09/27/2019, SD-09/27/2019, TN-09/27/2019, TX-09/27/2019, UT-09/27/2019, VA-09/27/2019, VT-09/27/2019, WA-09/27/2019, WI-09/27/2019, WV-09/27/2019, WY-09/27/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV