CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$38,338,581,704
24% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
176
-2% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LOS ANGELES, CA
333 SOUTH HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $34.7 |
| Non-Discretionary | $3.6 |
| Total | $38.3 |
| Client | AUM |
|---|---|
| Retail | $27.9 |
| Pooled | $0.1 |
| Institutional | $10.4 |
| Total | $38.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 7,047 | $27.9 |
| Average HNW AUM | $3,955,566 | |
| Retail Total | 7,047 | $27.9 |
| Average Retail AUM | $3,955,566 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $31.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $38.2 |
| Retail SMA AUM | $27.9 |
| Institutional SMA AUM | $10.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 33% | $12.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.4 |
| Municipal | 6% | $2.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 53% | $20.3 |
| Other Pools | 2% | $0.8 |
| Cash | 5% | $1.9 |
| Other | 0% | $0.0 |
| Total | 100% | $38.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | $3,315.4 | 110885 | |
| CAPITAL BANK AND TRUST COMPANY | $75.9 | trust company | 170017 |
| CAPITAL INTERNATIONAL, INC. | $46.8 | 110682 | |
| CAPITAL GROUP UK MANAGEMENT COMPANY LIMITED | $0.0 | - | |
| AMERICAN FUNDS DISTRIBUTORS, INC. | $0.0 | broker-dealer | 6247 |
| CAPITAL GUARDIAN (CANADA), INC. | $0.0 | 110681 | |
| CAPITAL GROUP ALTERNATIVE STRATEGIES, LLC | $0.0 | - | |
| CAPITAL RESEARCH COMPANY | $0.0 | 110684 | |
| CAPITAL INTERNATIONAL MANAGEMENT COMPANY SÁRL | $0.0 | - | |
| CAPITAL INTERNATIONAL LIMITED | $0.0 | - | |
| CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. | $0.0 | - | |
| CAPITAL INTERNATIONAL SARL | $0.0 | 162640 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| O'CONNOR, MATTHEW, PHILIP | DIRECTOR, CHAIRMAN |
| SAKS, KEVIN, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER |
| SILVERMAN, SUSI, MICHELE | CHIEF FINANCIAL OFFICER AND TREASURER |
| BURT, CHRISTOPHER, THOMAS | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY |
| PIKEN, KEITH, ALAN | DIRECTOR, PRESIDENT |
| POON, HERBERT, YUNGTAI | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
58 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ZACHARY LAZAR | LOS ANGELES | CA | S66|2001-05-11|S65|2017-05-25 | ||||||
| MARK FLOWER | LOS ANGELES | CA | S63|1994-07-28|S65|2021-08-16 | ||||||
| THOMAS ANDERSON | LOS ANGELES | CA | S66|2008-03-03 | ||||||
| LYNNE KNOX | LOS ANGELES | CA | S66|2001-05-30 | ||||||
| JENNIFER BIRDSEY | LOS ANGELES | CA | S63|2000-10-06 | CERTIFIED FINANCIAL PLANNER | |||||
| ALAN SWERDLOFF | LOS ANGELES | CA | S63|1992-07-16|S65|2002-01-03 | ||||||
| JASON LERSCH | LOS ANGELES | CA | S63|2006-05-04 | CERTIFIED FINANCIAL PLANNER | |||||
| BRADLEY BERDOW | LOS ANGELES | CA | S66|2007-04-07|S65|2017-03-14 | ||||||
| AARON PETERSEN | LOS ANGELES | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| ROBERT KELLY | LOS ANGELES | CA | S63|1993-09-08|S65|1993-09-21 | CHARTERED FINANCIAL ANALYST | |||||
| DALE KANG | LOS ANGELES | CA | S63|2006-05-08 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM FORD | LOS ANGELES | CA | S63|2019-02-13 | CHARTERED FINANCIAL ANALYST | |||||
| WILLIAM CAREY | LOS ANGELES | CA | S63|1995-07-25|S66|2007-05-23 | ||||||
| ROBERT LEWIS | LOS ANGELES | CA | S66|2004-05-17 | ||||||
| DEAN CATALANO | LOS ANGELES | CA | S66|2005-05-24 | ||||||
| AMY FOO | LOS ANGELES | CA | S66|2008-07-10 | ||||||
| SANDRA MORELLI | LOS ANGELES | CA | S63|1998-03-17|S65|1991-04-04 | ||||||
| J BARNES | LOS ANGELES | CA | S63|1994-09-08|S65|2013-04-26 | ||||||
| ZORNITSA SANTIAGO | LOS ANGELES | CA | S66|2013-10-04|S65|2021-02-17 | ||||||
| ELIZABETH DRISCOLL | LOS ANGELES | CA | CERTIFIED FINANCIAL PLANNER | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $38.3 | $0.0 | 0% | 176 | 0 | 0% |
| 2024-04-02 | $34.0 | $4.3 | 13% | 176 | 0 | 0% |
| 2023-04-04 | $30.9 | $7.4 | 24% | 179 | -3 | -2% |
| 2022-04-01 | $35.9 | $2.4 | 7% | 169 | 7 | 4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-06/01/2021, AL-06/01/2021, AR-06/01/2021, AZ-06/01/2021, CA-06/01/2021, CO-06/01/2021, CT-06/01/2021, DC-06/01/2021, DE-06/01/2021, FL-06/01/2021, GA-06/01/2021, HI-06/01/2021, IA-06/01/2021, ID-06/01/2021, IL-08/23/2021, IN-06/01/2021, KS-06/01/2021, KY-06/01/2021, LA-06/01/2021, MA-06/01/2021, MD-06/01/2021, ME-06/01/2021, MI-06/01/2021, MN-06/01/2021, MO-06/01/2021, MS-06/01/2021, MT-06/01/2021, NC-06/01/2021, ND-06/01/2021, NE-06/01/2021, NH-06/01/2021, NJ-06/10/2021, NM-06/01/2021, NV-06/01/2021, NY-06/01/2021, OH-06/01/2021, OK-06/01/2021, OR-06/01/2021, PA-06/01/2021, RI-06/01/2021, SC-06/01/2021, SD-06/01/2021, TN-06/01/2021, TX-06/01/2021, UT-06/01/2021, VA-06/01/2021, VT-06/01/2021, WA-06/01/2021, WI-06/01/2021, WV-06/01/2021, WY-06/01/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV