CAPITAL CLIENT GROUP, INC.
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
852
-2% change vs. 1 year ago
6% change vs. 3 years ago
21% change vs. 5 years ago
31% change vs. 10 years ago
Main Office
LOS ANGELES, CA
333 SOUTH HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | $3,315.4 | 110885 | |
| CAPITAL BANK AND TRUST COMPANY | $75.9 | trust company | 170017 |
| CAPITAL INTERNATIONAL, INC. | $46.8 | 110682 | |
| CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. | $38.3 | 312837 | |
| CAPITAL RESEARCH COMPANY | $0.0 | 110684 | |
| CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
496 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROMOLO ROTTURA | LOS ANGELES | CA | S63|1997-03-12|S65|2013-05-10 | ||||||
| PETER OLSEN | LOS ANGELES | CA | S66|2001-07-12 | ||||||
| NATALIE WRIGHT | LOS ANGELES | CA | S66|2016-10-01 | ||||||
| VICTORIA QUACH | LOS ANGELES | CA | S66|2019-03-18 | ||||||
| WILLIAM BRIDGE | LOS ANGELES | CA | S66|2002-10-11 | ||||||
| JAMES RAKER | LOS ANGELES | CA | S63|2003-06-12 | CHARTERED FINANCIAL ANALYST | |||||
| ALEXANDER DIORIO | LOS ANGELES | CA | S63|2013-08-28|S65|2018-09-07 | ||||||
| RYAN PRICE | LOS ANGELES | CA | S66|2016-02-05 | ||||||
| ARTHUR OLIVER | LOS ANGELES | CA | S63|2000-02-22|S65|2004-02-23 | ||||||
| KYLE BROWER | LOS ANGELES | CA | S66|2023-07-20 | ||||||
| JON NICOLAZZO | LOS ANGELES | CA | S63|1996-09-13|S65|2001-12-03 | ||||||
| ALEX DAPRON | LOS ANGELES | CA | S66|2011-10-19 | ||||||
| KIMBERLY RODRIGUEZ | LOS ANGELES | CA | S66|2023-01-09 | ||||||
| EVAN FRANCKS | LOS ANGELES | CA | S66|2011-12-19 | ||||||
| MICHAEL MCLAUGHLIN | LOS ANGELES | CA | S65|2014-10-22|S63|2014-07-17 | ||||||
| JAMES ORTH | LOS ANGELES | CA | S66|2016-02-23 | CERTIFIED FINANCIAL PLANNER | |||||
| BRETT LUNDGREN | LOS ANGELES | CA | S63|2012-01-20|S65|2013-06-17 | ||||||
| ANDREW MOSCARDINI | LOS ANGELES | CA | S63|1993-09-03|S65|1995-10-16 | CERTIFIED FINANCIAL PLANNER | |||||
| VAIBHAV PATEL | LOS ANGELES | CA | S63|2018-01-24|S65|2018-12-11 | ||||||
| KATY HANKE | LOS ANGELES | CA | S63|2012-12-15 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $0.0 | $0.0 | 0% | 852 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 825 | 27 | 3% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 865 | -13 | -2% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 825 | 27 | 3% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 806 | 46 | 6% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 774 | 78 | 10% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 707 | 145 | 21% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 706 | 146 | 21% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 711 | 141 | 20% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 712 | 140 | 20% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 696 | 156 | 22% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 650 | 202 | 31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-04/25/2013, FL-09/27/2024, IL-08/05/2024, IN-04/25/2013, NY-08/05/2024, TX-04/25/2013 |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV