CAPITAL CLIENT GROUP, INC.

Latest filing: Sep 27, 2024 (33 days ago)

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

852
-2% change vs. 1 year ago
6% change vs. 3 years ago
21% change vs. 5 years ago
31% change vs. 10 years ago

Main Office

LOS ANGELES, CA
333 SOUTH HOPE STREET, LOS ANGELES, CA, UNITED STATES, 90071-1406

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
CAPITAL RESEARCH AND MANAGEMENT COMPANY $3,315.4 110885
CAPITAL BANK AND TRUST COMPANY $75.9 trust company 170017
CAPITAL INTERNATIONAL, INC. $46.8 110682
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. $38.3 312837
CAPITAL RESEARCH COMPANY $0.0 110684
CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA), INC. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

No control persons found

ADVDB.CO • SOURCE: SEC

Representatives

496 active representatives found, showing 20 random

Name City State Exams Designations
ROMOLO ROTTURA LOS ANGELES CA S63|1997-03-12|S65|2013-05-10
PETER OLSEN LOS ANGELES CA S66|2001-07-12
NATALIE WRIGHT LOS ANGELES CA S66|2016-10-01
VICTORIA QUACH LOS ANGELES CA S66|2019-03-18
WILLIAM BRIDGE LOS ANGELES CA S66|2002-10-11
JAMES RAKER LOS ANGELES CA S63|2003-06-12 CHARTERED FINANCIAL ANALYST
ALEXANDER DIORIO LOS ANGELES CA S63|2013-08-28|S65|2018-09-07
RYAN PRICE LOS ANGELES CA S66|2016-02-05
ARTHUR OLIVER LOS ANGELES CA S63|2000-02-22|S65|2004-02-23
KYLE BROWER LOS ANGELES CA S66|2023-07-20
JON NICOLAZZO LOS ANGELES CA S63|1996-09-13|S65|2001-12-03
ALEX DAPRON LOS ANGELES CA S66|2011-10-19
KIMBERLY RODRIGUEZ LOS ANGELES CA S66|2023-01-09
EVAN FRANCKS LOS ANGELES CA S66|2011-12-19
MICHAEL MCLAUGHLIN LOS ANGELES CA S65|2014-10-22|S63|2014-07-17
JAMES ORTH LOS ANGELES CA S66|2016-02-23 CERTIFIED FINANCIAL PLANNER
BRETT LUNDGREN LOS ANGELES CA S63|2012-01-20|S65|2013-06-17
ANDREW MOSCARDINI LOS ANGELES CA S63|1993-09-03|S65|1995-10-16 CERTIFIED FINANCIAL PLANNER
VAIBHAV PATEL LOS ANGELES CA S63|2018-01-24|S65|2018-12-11
KATY HANKE LOS ANGELES CA S63|2012-12-15 CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.0 $0.0 0% 852 0 0%
2024-04-02 $0.0 $0.0 0% 825 27 3%
2023-04-04 $0.0 $0.0 0% 865 -13 -2%
2022-04-01 $0.0 $0.0 0% 825 27 3%
2021-04-05 $0.0 $0.0 0% 806 46 6%
2020-04-01 $0.0 $0.0 0% 774 78 10%
2019-04-01 $0.0 $0.0 0% 707 145 21%
2018-04-02 $0.0 $0.0 0% 706 146 21%
2017-04-01 $0.0 $0.0 0% 711 141 20%
2016-04-01 $0.0 $0.0 0% 712 140 20%
2015-04-01 $0.0 $0.0 0% 696 156 22%
2014-04-01 $0.0 $0.0 0% 650 202 31%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
CA, CA-04/25/2013, FL-09/27/2024, IL-08/05/2024, IN-04/25/2013, NY-08/05/2024, TX-04/25/2013
ADVISER ACTIVITIES
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV