AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $3.0 |
Non-Discretionary | $0.0 |
Total | $3.0 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $2.2 |
Institutional | $0.7 |
Total | $3.0 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.6 |
JPMORGAN CHASE BANK, N.A. | COLUMBUS-OH-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.7 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.7 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 99% | $0.7 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
RAYMOND JAMES & ASSOCIATES, INC. | $350.0 | broker-dealer | 705 |
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $275.4 | 149018 | |
EAGLE ASSET MANAGEMENT INC | $33.5 | 110653 | |
SCOUT INVESTMENTS, INC. | $29.0 | 111787 | |
CARILLON TOWER ADVISERS, INC. | $15.6 | 174904 | |
CHARTWELL INVESTMENT PARTNERS, LLC | $11.3 | 170335 | |
COUGAR GLOBAL INVESTMENTS LIMITED | $1.4 | 109439 | |
RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer, municipal advisor | 6694 |
CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
Name | Title |
---|---|
JACOBSON, JEFF, A | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER |
AYRES, TIFFANY, ANN | PRESIDENT, GENERAL COUNSEL, MANAGER |
VAUGHN, DAVID, RAYMOND | CHIEF INVESTMENT OFFICER - NON-U.S. AND GLOBAL STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGER |
WOLTER, TODD, NATHAN | CHIEF INVESTMENT OFFICER - U.S. AND ALTERNATIVE STRATEGIES, LEAD PORTFOLIO MANAGER, MANAGER |
WILWANT, ERIC, CHRISTIAN | MANAGER |
EDWARDS, CHARLES, MICHAEL | MANAGER |
JAMES, THOMAS, ALAN | CHAIRMAN CEO |
RICK IV, EDWARD | MANAGER |
ELLIS, REBECCA, MARIE | CHIEF COMPLIANCE OFFICER |
ORTON, MATTHEW, B | MANAGER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3.0 | $0.0 | 0% | 23 | 0 | 0% |
2024-04-02 | $3.0 | $0.0 | 0% | 23 | 0 | 0% |
2023-04-04 | $3.0 | -$0.1 | -3% | 22 | 1 | 5% |
2022-04-01 | $4.1 | -$1.2 | -29% | 21 | 2 | 10% |
2021-04-05 | $3.8 | -$0.9 | -23% | 23 | 0 | 0% |
2020-04-01 | $6.1 | -$3.2 | -52% | 23 | 0 | 0% |
2019-04-01 | $6.7 | -$3.8 | -56% | 23 | 0 | 0% |
2018-04-02 | $7.6 | -$4.6 | -61% | 23 | 0 | 0% |
2017-04-01 | $5.5 | -$2.6 | -46% | 22 | 1 | 5% |
2016-04-01 | $4.2 | -$1.2 | -30% | 21 | 2 | 10% |
2015-04-01 | $3.4 | -$0.5 | -13% | 19 | 4 | 21% |
2014-04-01 | $3.4 | -$0.5 | -13% | 19 | 4 | 21% |
2013-04-01 | $3.1 | -$0.2 | -5% | 17 | 6 | 35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CA, CA-03/09/2006, FL-03/24/2016 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV