RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Latest filing: Sep 25, 2024 (35 days ago)

AUM

$275,429,888,447
12% change vs. 1 year ago
44% change vs. 3 years ago
166% change vs. 5 years ago
541% change vs. 10 years ago

Employee Count

6,280
-4% change vs. 1 year ago
4% change vs. 3 years ago
1% change vs. 5 years ago
70% change vs. 10 years ago

Main Office

SAINT PETERSBURG, FL
880 CARILLON PARKWAY, SAINT PETERSBURG, FL, UNITED STATES, 33716

Client AUM

Discretion AUM
Discretionary $117.2
Non-Discretionary $158.3
Total $275.4
Client AUM
Retail $239.0
Pooled $0.0
Institutional $36.4
Total $275.4
Retail Accounts AUM
Individual 395,924 $102.5
Average Individual AUM $258,804
HNW 59,215 $136.5
Average HNW AUM $2,305,664
Retail Total 455,139 $239.0
Average Retail AUM $525,107

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE PORTSMOUTH-NH-USA $127.9
RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG-FL-USA $125.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $275.4
Retail SMA AUM $239.0
Institutional SMA AUM $36.4
Asset Class % AUM
Equity Exch 31% $85.4
Equity Non-Exch 9% $24.8
Govt Agency 2% $5.5
Municipal 2% $5.5
Sovereign 0% $0.0
IG Credit 1% $2.8
HY Credit 1% $2.8
Derivatives 0% $0.0
Investment Companies 38% $104.7
Other Pools 1% $2.8
Cash 6% $16.5
Other 9% $24.8
Total 100% $275.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RAYMOND JAMES & ASSOCIATES, INC. $350.0 broker-dealer, municipal advisor 705
EAGLE ASSET MANAGEMENT INC $33.5 110653
SCOUT INVESTMENTS, INC. $29.0 111787
CARILLON TOWER ADVISERS, INC. $15.6 174904
CHARTWELL INVESTMENT PARTNERS, LLC $11.3 170335
CLARIVEST ASSET MANAGEMENT LLC $3.0 139785
COUGAR GLOBAL INVESTMENTS LIMITED $1.4 109439
RAYMOND JAMES (USA) LTD $1.3 broker-dealer 25853
RAYMOND JAMES INVESTMENT COUNSEL LTD. $0.0 128324
CEBILE CAPITAL LLP $0.0 broker-dealer -
RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS $0.0 -
EB MANAGEMENT I LLC $0.0 -
RAYMOND JAMES BANK $0.0 -
RAYMOND JAMES INVESTMENT SERVICES LIMITED $0.0 broker-dealer -
RAYMOND JAMES EURO EQUITIES SAS $0.0 broker-dealer -
RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL, S.A. $0.0 -
RAYMOND JAMES TRUST (CANADA) $0.0 trust company -
RAYMOND JAMES FINANCIAL SERVICES, INC. $0.0 broker-dealer 6694
RAYMOND JAMES FINANCIAL PLANNING LIMITED $0.0 -
RAYMOND JAMES LTD. $0.0 broker-dealer -
RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE $0.0 trust company -
RAYMOND JAMES INSURANCE GROUP, INC $0.0 -
TRISTATE CAPITAL BANK $0.0 -
SUMRIDGE PARTNERS, LLC $0.0 broker-dealer 152437
CARILLON FUND DISTRIBUTORS, INC. $0.0 broker-dealer 139749
RAYMOND JAMES TRUST, NA $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
CURTIS, SCOTT PRESIDENT, DIRECTOR
SANTELLI, JONATHAN GENERAL COUNSEL
KILLGOAR, TIMOTHY, ROBERT DIRECTOR
PERRY, JODI, LYNN PRESIDENT, ICD
SHOUKRY, PAUL, MARONE TREASURER
MARTIN, PHILIP, ROGER RIA CHIEF COMPLIANCE OFFICER
HELAL, TAREK DIRECTOR
RUST, KEITH, GREGORY DIRECTOR
GUICE, BROCK, AARON SECRETARY
FRULAND, ERIK, MILLS DIRECTOR
ELWYN, TASHTEGO, SPRING DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

5,784 active representatives found, showing 20 random

Name City State Exams Designations
JASON HUFFMAN SAINT PETERSBURG FL S66|2014-04-18 CERTIFIED FINANCIAL PLANNER
WILLIAM MIHM SAINT PETERSBURG FL S63|1994-07-22
THOMAS HARLAN SAINT PETERSBURG FL S63|1999-12-14|S65|2002-01-02
KELLY BERRY SAINT PETERSBURG FL S63|2000-05-02|S65|2000-10-20
NOAH CALLAHAN SAINT PETERSBURG FL S66|2024-03-08
EDWARD WENGER SAINT PETERSBURG FL S63|2000-09-07|S65|1996-05-22
CHARLES COWEN SAINT PETERSBURG FL S66|2014-02-22
EDWARD RODRIGUEZ SAINT PETERSBURG FL S63|2001-08-29|S65|2022-12-05
THOMAS DIXON SAINT PETERSBURG FL S63|1998-03-11|S65|2016-05-04
MATTHEW PASCALE SAINT PETERSBURG FL S66|2019-05-02
AWBREY SWANSON SAINT PETERSBURG FL S66|2015-03-30 CERTIFIED FINANCIAL PLANNER
BABUBHAI DOSHI SAINT PETERSBURG FL S63|1988-08-08
DIANE BELL SAINT PETERSBURG FL S66|2006-03-01
PHILLIP ORTEGO SAINT PETERSBURG FL S65|2016-07-11|S63|2016-11-29
NATHAN HALE SAINT PETERSBURG FL S63|2001-01-12|S66|2009-10-14
KENDALL ZEMAN SAINT PETERSBURG FL S66|2023-11-16
LAURIE MCLAUGHLIN SAINT PETERSBURG FL S66|2010-07-26
JEANNE EISELE SAINT PETERSBURG FL S63|1980-03-05
RYAN MORSE SAINT PETERSBURG FL S63|1999-11-15|S65|2018-11-12
JENNIFER WILLIAMS SAINT PETERSBURG FL S63|2015-01-28|S65|2015-11-17

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $275.4 $0.0 0% 6,280 0 0%
2024-04-02 $275.4 $0.0 0% 6,280 0 0%
2023-04-04 $245.2 $30.2 12% 6,517 -237 -4%
2022-04-01 $272.3 $3.2 1% 6,337 -57 -1%
2021-04-05 $191.9 $83.5 44% 6,060 220 4%
2020-04-01 $117.6 $157.8 134% 5,787 493 9%
2019-04-01 $103.7 $171.7 166% 6,224 56 1%
2018-04-02 $81.2 $194.2 239% 5,600 680 12%
2017-04-01 $68.8 $206.6 300% 4,600 1,680 37%
2016-04-01 $59.2 $216.3 366% 4,300 1,980 46%
2015-04-01 $52.1 $223.3 429% 4,000 2,280 57%
2014-04-01 $43.0 $232.4 541% 3,700 2,580 70%
2013-04-01 $36.7 $238.8 651% 3,500 2,780 79%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-12/23/2008, AL-12/23/2008, AR-12/23/2008, AZ-12/23/2008, CA-12/23/2008, CO-12/23/2008, CT-12/23/2008, DC-12/23/2008, DE-01/12/2009, FL-12/23/2008, GA-12/23/2008, HI-12/23/2008, IA-12/23/2008, ID-12/23/2008, IL-12/23/2008, IN-12/23/2008, KS-12/23/2008, KY-12/23/2008, LA-12/23/2008, MA-12/23/2008, MD-12/23/2008, ME-12/23/2008, MI-12/23/2008, MN-12/23/2008, MO-12/23/2008, MS-12/23/2008, MT-12/23/2008, NC-12/23/2008, ND-12/23/2008, NE-12/23/2008, NH-12/23/2008, NJ-01/12/2009, NM-12/23/2008, NV-12/23/2008, NY-12/23/2008, OH-12/23/2008, OK-12/23/2008, OR-12/23/2008, PA-12/23/2008, PR-12/23/2008, RI-12/23/2008, SC-12/23/2008, SD-12/23/2008, TN-12/23/2008, TX-12/23/2008, UT-12/23/2008, VA-12/23/2008, VI-12/23/2008, VT-12/23/2008, WA-12/23/2008, WI-12/23/2008, WV-12/23/2008, WY-08/03/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV