RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Latest filing: Sep 25, 2024 (35 days ago)
AUM
$275,429,888,447
12% change vs. 1 year ago
44% change vs. 3 years ago
166% change vs. 5 years ago
541% change vs. 10 years ago
Employee Count
6,280
-4% change vs. 1 year ago
4% change vs. 3 years ago
1% change vs. 5 years ago
70% change vs. 10 years ago
Main Office
SAINT PETERSBURG, FL
880 CARILLON PARKWAY, SAINT PETERSBURG, FL, UNITED STATES, 33716
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $117.2 |
| Non-Discretionary | $158.3 |
| Total | $275.4 |
| Client | AUM |
|---|---|
| Retail | $239.0 |
| Pooled | $0.0 |
| Institutional | $36.4 |
| Total | $275.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 395,924 | $102.5 |
| Average Individual AUM | $258,804 | |
| HNW | 59,215 | $136.5 |
| Average HNW AUM | $2,305,664 | |
| Retail Total | 455,139 | $239.0 |
| Average Retail AUM | $525,107 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | PORTSMOUTH-NH-USA | $127.9 |
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $125.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $275.4 |
| Retail SMA AUM | $239.0 |
| Institutional SMA AUM | $36.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 31% | $85.4 |
| Equity Non-Exch | 9% | $24.8 |
| Govt Agency | 2% | $5.5 |
| Municipal | 2% | $5.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $2.8 |
| HY Credit | 1% | $2.8 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 38% | $104.7 |
| Other Pools | 1% | $2.8 |
| Cash | 6% | $16.5 |
| Other | 9% | $24.8 |
| Total | 100% | $275.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $350.0 | broker-dealer, municipal advisor | 705 |
| EAGLE ASSET MANAGEMENT INC | $33.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $29.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $15.6 | 174904 | |
| CHARTWELL INVESTMENT PARTNERS, LLC | $11.3 | 170335 | |
| CLARIVEST ASSET MANAGEMENT LLC | $3.0 | 139785 | |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.4 | 109439 | |
| RAYMOND JAMES (USA) LTD | $1.3 | broker-dealer | 25853 |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES BANK | $0.0 | - | |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL, S.A. | $0.0 | - | |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
| RAYMOND JAMES FINANCIAL PLANNING LIMITED | $0.0 | - | |
| RAYMOND JAMES LTD. | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | $0.0 | trust company | - |
| RAYMOND JAMES INSURANCE GROUP, INC | $0.0 | - | |
| TRISTATE CAPITAL BANK | $0.0 | - | |
| SUMRIDGE PARTNERS, LLC | $0.0 | broker-dealer | 152437 |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES TRUST, NA | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| CURTIS, SCOTT | PRESIDENT, DIRECTOR |
| SANTELLI, JONATHAN | GENERAL COUNSEL |
| KILLGOAR, TIMOTHY, ROBERT | DIRECTOR |
| PERRY, JODI, LYNN | PRESIDENT, ICD |
| SHOUKRY, PAUL, MARONE | TREASURER |
| MARTIN, PHILIP, ROGER | RIA CHIEF COMPLIANCE OFFICER |
| HELAL, TAREK | DIRECTOR |
| RUST, KEITH, GREGORY | DIRECTOR |
| GUICE, BROCK, AARON | SECRETARY |
| FRULAND, ERIK, MILLS | DIRECTOR |
| ELWYN, TASHTEGO, SPRING | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
5,784 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JASON HUFFMAN | SAINT PETERSBURG | FL | S66|2014-04-18 | CERTIFIED FINANCIAL PLANNER | |||||
| WILLIAM MIHM | SAINT PETERSBURG | FL | S63|1994-07-22 | ||||||
| THOMAS HARLAN | SAINT PETERSBURG | FL | S63|1999-12-14|S65|2002-01-02 | ||||||
| KELLY BERRY | SAINT PETERSBURG | FL | S63|2000-05-02|S65|2000-10-20 | ||||||
| NOAH CALLAHAN | SAINT PETERSBURG | FL | S66|2024-03-08 | ||||||
| EDWARD WENGER | SAINT PETERSBURG | FL | S63|2000-09-07|S65|1996-05-22 | ||||||
| CHARLES COWEN | SAINT PETERSBURG | FL | S66|2014-02-22 | ||||||
| EDWARD RODRIGUEZ | SAINT PETERSBURG | FL | S63|2001-08-29|S65|2022-12-05 | ||||||
| THOMAS DIXON | SAINT PETERSBURG | FL | S63|1998-03-11|S65|2016-05-04 | ||||||
| MATTHEW PASCALE | SAINT PETERSBURG | FL | S66|2019-05-02 | ||||||
| AWBREY SWANSON | SAINT PETERSBURG | FL | S66|2015-03-30 | CERTIFIED FINANCIAL PLANNER | |||||
| BABUBHAI DOSHI | SAINT PETERSBURG | FL | S63|1988-08-08 | ||||||
| DIANE BELL | SAINT PETERSBURG | FL | S66|2006-03-01 | ||||||
| PHILLIP ORTEGO | SAINT PETERSBURG | FL | S65|2016-07-11|S63|2016-11-29 | ||||||
| NATHAN HALE | SAINT PETERSBURG | FL | S63|2001-01-12|S66|2009-10-14 | ||||||
| KENDALL ZEMAN | SAINT PETERSBURG | FL | S66|2023-11-16 | ||||||
| LAURIE MCLAUGHLIN | SAINT PETERSBURG | FL | S66|2010-07-26 | ||||||
| JEANNE EISELE | SAINT PETERSBURG | FL | S63|1980-03-05 | ||||||
| RYAN MORSE | SAINT PETERSBURG | FL | S63|1999-11-15|S65|2018-11-12 | ||||||
| JENNIFER WILLIAMS | SAINT PETERSBURG | FL | S63|2015-01-28|S65|2015-11-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $275.4 | $0.0 | 0% | 6,280 | 0 | 0% |
| 2024-04-02 | $275.4 | $0.0 | 0% | 6,280 | 0 | 0% |
| 2023-04-04 | $245.2 | $30.2 | 12% | 6,517 | -237 | -4% |
| 2022-04-01 | $272.3 | $3.2 | 1% | 6,337 | -57 | -1% |
| 2021-04-05 | $191.9 | $83.5 | 44% | 6,060 | 220 | 4% |
| 2020-04-01 | $117.6 | $157.8 | 134% | 5,787 | 493 | 9% |
| 2019-04-01 | $103.7 | $171.7 | 166% | 6,224 | 56 | 1% |
| 2018-04-02 | $81.2 | $194.2 | 239% | 5,600 | 680 | 12% |
| 2017-04-01 | $68.8 | $206.6 | 300% | 4,600 | 1,680 | 37% |
| 2016-04-01 | $59.2 | $216.3 | 366% | 4,300 | 1,980 | 46% |
| 2015-04-01 | $52.1 | $223.3 | 429% | 4,000 | 2,280 | 57% |
| 2014-04-01 | $43.0 | $232.4 | 541% | 3,700 | 2,580 | 70% |
| 2013-04-01 | $36.7 | $238.8 | 651% | 3,500 | 2,780 | 79% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-12/23/2008, AL-12/23/2008, AR-12/23/2008, AZ-12/23/2008, CA-12/23/2008, CO-12/23/2008, CT-12/23/2008, DC-12/23/2008, DE-01/12/2009, FL-12/23/2008, GA-12/23/2008, HI-12/23/2008, IA-12/23/2008, ID-12/23/2008, IL-12/23/2008, IN-12/23/2008, KS-12/23/2008, KY-12/23/2008, LA-12/23/2008, MA-12/23/2008, MD-12/23/2008, ME-12/23/2008, MI-12/23/2008, MN-12/23/2008, MO-12/23/2008, MS-12/23/2008, MT-12/23/2008, NC-12/23/2008, ND-12/23/2008, NE-12/23/2008, NH-12/23/2008, NJ-01/12/2009, NM-12/23/2008, NV-12/23/2008, NY-12/23/2008, OH-12/23/2008, OK-12/23/2008, OR-12/23/2008, PA-12/23/2008, PR-12/23/2008, RI-12/23/2008, SC-12/23/2008, SD-12/23/2008, TN-12/23/2008, TX-12/23/2008, UT-12/23/2008, VA-12/23/2008, VI-12/23/2008, VT-12/23/2008, WA-12/23/2008, WI-12/23/2008, WV-12/23/2008, WY-08/03/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV