CHARTWELL INVESTMENT PARTNERS, LLC
Latest filing: Sep 06, 2024 (76 days ago)
AUM
$11,338,842,583
8% change vs. 1 year ago
10% change vs. 3 years ago
23% change vs. 5 years ago
47% change vs. 10 years ago
Employee Count
34
-21% change vs. 1 year ago
-40% change vs. 3 years ago
-49% change vs. 5 years ago
-24% change vs. 10 years ago
Main Office
BERWYN, PA
1205 WESTLAKES DRIVE, BERWYN, PA, UNITED STATES, 19312
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $8.6 |
| Non-Discretionary | $2.7 |
| Total | $11.3 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $1.7 |
| Institutional | $9.6 |
| Total | $11.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 103 | $0.1 |
| Average Individual AUM | $617,040 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 103 | $0.1 |
| Average Retail AUM | $648,782 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $9.7 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $9.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 25% | $2.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 19% | $1.8 |
| Sovereign | 0% | $0.0 |
| IG Credit | 21% | $2.0 |
| HY Credit | 32% | $3.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.3 |
| Other | 0% | $0.0 |
| Total | 100% | $9.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $350.0 | broker-dealer | 705 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $275.4 | 149018 | |
| EAGLE ASSET MANAGEMENT INC | $33.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $29.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $15.6 | 174904 | |
| CLARIVEST ASSET MANAGEMENT LLC | $3.0 | 139785 | |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.4 | 109439 | |
| RAYMOND JAMES (USA) LTD | $1.3 | broker-dealer | 25853 |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES BANK | $0.0 | - | |
| RAYMOND JAMES FINANCIAL PLANNING LTD | $0.0 | - | |
| RAYMOND JAMES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES INSURANCE GROUP, INC. | $0.0 | broker-dealer | 121221 |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES ASSET MANAGEMENT INTL S.A. | $0.0 | - | |
| EB MANAGEMENT LLC | $0.0 | - | |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST N.A. | $0.0 | trust company | - |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | - | |
| RAYMOND JAMES TAX CREDIT FUNDS, INC. | $0.0 | - | |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| HAGAR, GEORGE, GREGORY | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY |
| RIDDLE, TIMOTHY, JOSEPH | CHIEF EXECUTIVE OFFICER |
| MCCLOSKEY, MICHAEL | DIRECTOR OF CLIENT SERVICES |
| WILWANT, ERIC, CHRISTIAN | DIRECTOR |
| WALZER, SUSAN, LAVELLE | DIRECTOR |
| RICK IV, EDWARD | DIRECTOR |
| KENDALL, ROBERT, DANIEL | DIRECTOR |
| JAMES, THOMAS, ALAN | CHAIRMAN |
| CHWAZIK, LUDMILA | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PETER SCHOFIELD | BERWYN | PA | CHARTERED FINANCIAL ANALYST | ||||||
| THOMAS DIBARI | BERWYN | PA | S65|1996-11-19|S63|2014-03-07 | ||||||
| MICHAEL HONER | BERWYN | PA | S66|2006-10-11 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $11.3 | $0.0 | 0% | 34 | 0 | 0% |
| 2024-04-02 | $11.4 | $0.0 | 0% | 34 | 0 | 0% |
| 2023-04-04 | $10.5 | $0.9 | 8% | 43 | -9 | -21% |
| 2022-04-01 | $11.6 | -$0.3 | -2% | 51 | -17 | -33% |
| 2021-04-05 | $10.3 | $1.1 | 10% | 57 | -23 | -40% |
| 2020-04-01 | $9.7 | $1.6 | 17% | 57 | -23 | -40% |
| 2019-04-01 | $9.2 | $2.1 | 23% | 67 | -33 | -49% |
| 2018-04-02 | $8.3 | $3.0 | 37% | 63 | -29 | -46% |
| 2017-04-01 | $8.1 | $3.3 | 41% | 63 | -29 | -46% |
| 2016-04-01 | $8.0 | $3.3 | 42% | 49 | -15 | -31% |
| 2015-04-01 | $7.7 | $3.6 | 47% | 48 | -14 | -29% |
| 2014-04-01 | $7.7 | $3.6 | 47% | 45 | -11 | -24% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-03/05/2014, AL-03/05/2014, AR-03/05/2014, AZ-03/05/2014, CA-03/05/2014, CO-03/05/2014, CT-03/05/2014, DC-03/05/2014, DE-03/05/2014, FL-03/05/2014, GA-03/05/2014, HI-03/05/2014, IA-03/05/2014, ID-03/05/2014, IL-03/06/2014, IN-03/05/2014, KS-03/05/2014, KY-03/05/2014, LA-03/05/2014, MA-03/05/2014, MD-03/05/2014, ME-03/05/2014, MI-03/05/2014, MN-03/05/2014, MO-03/05/2014, MS-03/05/2014, MT-03/05/2014, NC-03/05/2014, ND-03/05/2014, NE-03/05/2014, NH-03/05/2014, NJ-03/21/2014, NM-03/05/2014, NV-03/05/2014, NY-03/05/2014, OH-03/05/2014, OK-03/05/2014, OR-03/05/2014, PA-02/11/2014, PR-03/05/2014, RI-03/05/2014, SC-03/05/2014, SD-03/05/2014, TN-03/05/2014, TX-03/05/2014, UT-03/05/2014, VA-03/05/2014, VI-03/26/2020, VT-03/05/2014, WA-03/05/2014, WI-03/05/2014, WV-03/05/2014, WY-03/26/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV