CHARTWELL INVESTMENT PARTNERS, LLC
Latest filing: Feb 28, 2025 (49 days ago)
AUM
$12,309,970,991
8% change vs. 1 year ago
6% change vs. 3 years ago
27% change vs. 5 years ago
59% change vs. 10 years ago
Employee Count
33
-3% change vs. 1 year ago
-35% change vs. 3 years ago
-42% change vs. 5 years ago
-31% change vs. 10 years ago
Main Office
BERWYN, PA
1205 WESTLAKES DRIVE, BERWYN, PA, UNITED STATES, 19312
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $9.0 |
| Non-Discretionary | $3.3 |
| Total | $12.3 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $1.7 |
| Institutional | $10.6 |
| Total | $12.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 58 | $0.1 |
| Average Individual AUM | $911,466 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 58 | $0.1 |
| Average Retail AUM | $979,114 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $10.6 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $10.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $2.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 21% | $2.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 23% | $2.4 |
| HY Credit | 31% | $3.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $10.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $433.8 | broker-dealer | 705 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $344.9 | 149018 | |
| EAGLE ASSET MANAGEMENT INC | $58.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $33.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $16.4 | 174904 | |
| CLARIVEST ASSET MANAGEMENT LLC | $2.5 | 139785 | |
| RAYMOND JAMES (USA) LTD | $1.5 | broker-dealer | 25853 |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.5 | 109439 | |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES BANK | $0.0 | - | |
| RAYMOND JAMES FINANCIAL PLANNING LTD | $0.0 | - | |
| RAYMOND JAMES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES INSURANCE GROUP, INC. | $0.0 | broker-dealer | 121221 |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES ASSET MANAGEMENT INTL S.A. | $0.0 | - | |
| EB MANAGEMENT LLC | $0.0 | - | |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST N.A. | $0.0 | trust company | - |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | - | |
| RAYMOND JAMES TAX CREDIT FUNDS, INC. | $0.0 | - | |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| HAGAR, GEORGE, GREGORY | CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY |
| RIDDLE, TIMOTHY, JOSEPH | CHIEF EXECUTIVE OFFICER |
| MCCLOSKEY, MICHAEL | DIRECTOR OF CLIENT SERVICES |
| WILWANT, ERIC, CHRISTIAN | DIRECTOR |
| WALZER, SUSAN, LAVELLE | DIRECTOR |
| RICK IV, EDWARD | DIRECTOR |
| KENDALL, ROBERT, DANIEL | DIRECTOR |
| JAMES, THOMAS, ALAN | CHAIRMAN |
| CHWAZIK, LUDMILA | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PETER SCHOFIELD | BERWYN | PA | CHARTERED FINANCIAL ANALYST | ||||||
| THOMAS DIBARI | BERWYN | PA | S65|1996-11-19|S63|2014-03-07 | ||||||
| MICHAEL HONER | BERWYN | PA | S66|2006-10-11 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $12.3 | $0.0 | 0% | 33 | 0 | 0% |
| 2024-04-02 | $11.4 | $1.0 | 8% | 34 | -1 | -3% |
| 2023-04-04 | $10.5 | $1.8 | 18% | 43 | -10 | -23% |
| 2022-04-01 | $11.6 | $0.7 | 6% | 51 | -18 | -35% |
| 2021-04-05 | $10.3 | $2.0 | 20% | 57 | -24 | -42% |
| 2020-04-01 | $9.7 | $2.6 | 27% | 57 | -24 | -42% |
| 2019-04-01 | $9.2 | $3.1 | 34% | 67 | -34 | -51% |
| 2018-04-02 | $8.3 | $4.0 | 48% | 63 | -30 | -48% |
| 2017-04-01 | $8.1 | $4.3 | 53% | 63 | -30 | -48% |
| 2016-04-01 | $8.0 | $4.3 | 54% | 49 | -16 | -33% |
| 2015-04-01 | $7.7 | $4.6 | 59% | 48 | -15 | -31% |
| 2014-04-01 | $7.7 | $4.6 | 60% | 45 | -12 | -27% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-03/05/2014, AL-03/05/2014, AR-03/05/2014, AZ-03/05/2014, CA-03/05/2014, CO-03/05/2014, CT-03/05/2014, DC-03/05/2014, DE-03/05/2014, FL-03/05/2014, GA-03/05/2014, HI-03/05/2014, IA-03/05/2014, ID-03/05/2014, IL-03/06/2014, IN-03/05/2014, KS-03/05/2014, KY-03/05/2014, LA-03/05/2014, MA-03/05/2014, MD-03/05/2014, ME-03/05/2014, MI-03/05/2014, MN-03/05/2014, MO-03/05/2014, MS-03/05/2014, MT-03/05/2014, NC-03/05/2014, ND-03/05/2014, NE-03/05/2014, NH-03/05/2014, NJ-03/21/2014, NM-03/05/2014, NV-03/05/2014, NY-03/05/2014, OH-03/05/2014, OK-03/05/2014, OR-03/05/2014, PA-02/11/2014, PR-03/05/2014, RI-03/05/2014, SC-03/05/2014, SD-03/05/2014, TN-03/05/2014, TX-03/05/2014, UT-03/05/2014, VA-03/05/2014, VI-03/26/2020, VT-03/05/2014, WA-03/05/2014, WI-03/05/2014, WV-03/05/2014, WY-03/26/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV