RAYMOND JAMES & ASSOCIATES, INC.
Latest filing: Sep 25, 2024 (35 days ago)
AUM
$350,041,646,136
14% change vs. 1 year ago
44% change vs. 3 years ago
99% change vs. 5 years ago
470% change vs. 10 years ago
Employee Count
12,793
9% change vs. 1 year ago
9% change vs. 3 years ago
-10% change vs. 5 years ago
28% change vs. 10 years ago
Main Office
ST. PETERSBURG, FL
880 CARILLON PARKWAY, ST. PETERSBURG, FL, UNITED STATES, 33716
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $250.4 |
| Non-Discretionary | $99.6 |
| Total | $350.0 |
| Client | AUM |
|---|---|
| Retail | $269.1 |
| Pooled | $0.0 |
| Institutional | $80.9 |
| Total | $350.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 399,810 | $99.7 |
| Average Individual AUM | $249,283 | |
| HNW | 63,518 | $169.4 |
| Average HNW AUM | $2,667,591 | |
| Retail Total | 463,328 | $269.1 |
| Average Retail AUM | $580,811 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $182.1 |
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | PORTSMOUTH-NH-USA | $125.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $350.0 |
| Retail SMA AUM | $269.1 |
| Institutional SMA AUM | $80.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 41% | $143.5 |
| Equity Non-Exch | 6% | $21.0 |
| Govt Agency | 3% | $10.5 |
| Municipal | 4% | $14.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $10.5 |
| HY Credit | 1% | $3.5 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 26% | $91.0 |
| Other Pools | 3% | $10.5 |
| Cash | 5% | $17.5 |
| Other | 8% | $28.0 |
| Total | 100% | $350.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $275.4 | 149018 | |
| EAGLE ASSET MANAGEMENT INC | $33.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $29.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $15.6 | 174904 | |
| CHARTWELL INVESTMENT PARTNERS, LLC | $11.3 | 170335 | |
| CLARIVEST ASSET MANAGEMENT LLC | $3.0 | 139785 | |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.4 | 109439 | |
| RAYMOND JAMES (USA) LTD | $1.3 | broker-dealer | 25853 |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| SUMRIDGE PARTNERS, LLC | $0.0 | broker-dealer | 152437 |
| RAYMOND JAMES TRUST, N.A. | $0.0 | trust company | - |
| RAYMOND JAMES INSURANCE GROUP, INC. | $0.0 | - | |
| RAYMOND JAMES FINANCIAL PLANNING LIMITED | $0.0 | - | |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| TRISTATE CAPITAL BANK | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS | $0.0 | - | |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A. | $0.0 | - | |
| RAYMOND JAMES LTD. | $0.0 | broker-dealer | - |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE | $0.0 | trust company | - |
| RAYMOND JAMES BANK | $0.0 | - | |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY |
| CAMPAGNOLI, VINCENT JOHN | CHIEF INFORMATION OFFICER |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER |
| OLLIA, MARSHALL FARROKH | PRINCIPAL FINANCIAL OFFICER / FINOP, CHIEF FINANCIAL OFFICER |
| SHOUKRY, PAUL MARONE | DIRECTOR; TREASURER |
| JENSON, KIM RACHELLE | CHIEF OPERATING OFFICER |
| BUNN, JAMES EDWARD | DIRECTOR |
| CURTIS, SCOTT | DIRECTOR |
| HELAL, TAREK | DIRECTOR |
| SICKLING, JAMES PHILIP | DIRECTOR |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER |
| AULETTA, SUZANNE ELIZABETH | DIRECTOR |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
5,464 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| WILLIAM WEBER | ST. PETERSBURG | FL | S63|1994-03-18|S66|2011-05-17 | ||||||
| GREGORY KOONTZ | ST. PETERSBURG | FL | S63|1988-11-29|S65|1995-08-07 | ||||||
| VICKY CAMPBELL | ST. PETERSBURG | FL | S63|1984-08-29 | CERTIFIED FINANCIAL PLANNER | |||||
| STEVEN COYNE | ST. PETERSBURG | FL | S66|2011-02-17|S65|2019-01-02 | ||||||
| RICHARD PATTERSON | ST. PETERSBURG | FL | S63|2003-02-06 | ||||||
| JACK MUIR | ST. PETERSBURG | FL | S63|2022-09-09|S66|2023-11-02 | ||||||
| MICHELE WEISS | ST. PETERSBURG | FL | S66|2009-07-16 | ||||||
| TRAVIS COLLUM | ST. PETERSBURG | FL | S63|2009-07-27|S66|2021-11-24 | ||||||
| VISHAL RAJ | ST. PETERSBURG | FL | S65|2018-07-03 | ||||||
| CYNTHIA JONES | ST. PETERSBURG | FL | S63|1986-10-20|S65|1999-12-08|S66|2011-09-03 | ||||||
| MICAH SCHEINBERG | ST. PETERSBURG | FL | S63|1994-11-04|S65|1999-07-26 | ||||||
| MICHAEL MORRISON | ST. PETERSBURG | FL | S63|1983-07-05|S65|1992-10-03 | CERTIFIED FINANCIAL PLANNER | |||||
| RICHELLE VERRAN | ST. PETERSBURG | FL | S63|2003-12-29|S66|2010-10-27 | ||||||
| SAMANTHA BUTLER | ST. PETERSBURG | FL | S63|2019-05-15|S66|2024-02-23 | ||||||
| MARK TONEY | ST. PETERSBURG | FL | S66|2014-02-20 | ||||||
| ALICIA TATU | ST. PETERSBURG | FL | S63|2004-11-09|S65|2010-12-01 | ||||||
| LINDSAY ASKLAND | ST. PETERSBURG | FL | S63|2006-07-22|S66|2008-05-30 | ||||||
| RUTH KITZMANN | ST. PETERSBURG | FL | S63|1995-03-21|S65|1995-03-24 | ||||||
| MARK THANNISCH | ST. PETERSBURG | FL | S63|1986-08-29|S65|1996-04-25 | ||||||
| PAUL MORGAN | ST. PETERSBURG | FL | S63|1995-06-21|S65|1995-06-28 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $350.0 | $0.0 | 0% | 12,793 | 0 | 0% |
| 2024-04-02 | $350.0 | $0.0 | 0% | 12,793 | 0 | 0% |
| 2023-04-04 | $306.1 | $43.9 | 14% | 11,789 | 1,004 | 9% |
| 2022-04-01 | $331.2 | $18.9 | 6% | 11,455 | 1,338 | 12% |
| 2021-04-05 | $242.5 | $107.5 | 44% | 11,701 | 1,092 | 9% |
| 2020-04-01 | $203.9 | $146.1 | 72% | 10,745 | 2,048 | 19% |
| 2019-04-01 | $176.1 | $174.0 | 99% | 14,205 | -1,412 | -10% |
| 2018-04-02 | $142.9 | $207.1 | 145% | 13,277 | -484 | -4% |
| 2017-04-01 | $112.0 | $238.0 | 213% | 12,273 | 520 | 4% |
| 2016-04-01 | $82.4 | $267.6 | 325% | 11,248 | 1,545 | 14% |
| 2015-04-01 | $76.0 | $274.0 | 361% | 10,220 | 2,573 | 25% |
| 2014-04-01 | $61.4 | $288.6 | 470% | 10,021 | 2,772 | 28% |
| 2013-04-01 | $42.1 | $308.0 | 732% | 10,400 | 2,393 | 23% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-12/05/1985, AL-05/07/1991, AR-01/20/1984, AZ-05/17/2005, CA-07/08/1997, CO-01/01/1999, CT-02/24/1998, DC-01/28/1994, DE-06/13/2002, FL-07/11/1983, GA-03/11/1998, HI-04/03/1991, IA-01/01/1999, ID-01/08/1985, IL-04/09/1999, IN-10/24/1984, KS-09/08/1983, KY-06/06/2006, LA-10/15/2001, MA-09/13/2013, MD-05/27/1992, ME-06/17/1994, MI-12/17/1999, MN-10/10/1984, MO-09/23/1987, MS-02/12/1998, MT-02/13/1998, NC-05/15/2001, ND-02/08/1994, NE-03/08/1999, NH-05/16/2001, NJ-01/02/2003, NM-03/05/1984, NV-02/12/1998, NY-01/01/1994, OH-10/18/1999, OK-01/01/1998, OR-09/13/2013, PA-09/13/2013, PR-12/04/1984, RI-01/10/1997, SC-09/23/2003, SD-01/28/1994, TN-05/25/2000, TX-08/08/1983, UT-11/04/1993, VA-06/06/1994, VI-04/11/2005, VT-01/09/1995, WA-04/30/1987, WI-10/07/1993, WV-10/15/1993, WY-12/21/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT MUNICIPAL ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV