RAYMOND JAMES INVESTMENT MANAGEMENT
Latest filing: Jun 25, 2024 (127 days ago)
AUM
$15,583,226,400
1% change vs. 1 year ago
-10% change vs. 3 years ago
-11% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
173
1% change vs. 1 year ago
33% change vs. 3 years ago
33% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
ST PETERSBURG, FL
780 CARILLON PARKWAY, ST PETERSBURG, FL, UNITED STATES, 33716
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $15.6 |
| Non-Discretionary | $0.0 |
| Total | $15.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $15.6 |
| Institutional | $0.0 |
| Total | $15.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 99% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $350.0 | broker-dealer | 705 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $275.4 | 149018 | |
| EAGLE ASSET MANAGEMENT INC | $33.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $29.0 | 111787 | |
| CHARTWELL INVESTMENT PARTNERS, LLC | $11.3 | 170335 | |
| CLARIVEST ASSET MANAGEMENT LLC | $3.0 | 139785 | |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.4 | 109439 | |
| RAYMOND JAMES (USA) LTD | $1.3 | 25853 | |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer, municipal advisor | 6694 |
| RAYMOND JAMES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| MK INVESTMENT MANAGEMENT INC. | $0.0 | - | |
| RAYMOND JAMES BANK | $0.0 | - | |
| RAYMOND JAMES INSURANCE GROUP, INC. | $0.0 | - | |
| RAYMOND JAMES FINANCIAL PLANNING LTD | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES INVESTMENT SERVICES LIMITED | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES TRUST N.A. | $0.0 | trust company | - |
| RAYMOND JAMES TAX CREDIT FUNDS, INC. | $0.0 | - | |
| RAYMOND JAMES ASSET MANAGEMENT INTL S.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| WILWANT, ERIC, CHRISTIAN | CHIEF OPERATING OFFICER, DIRECTOR |
| SOUSA, DAMIAN, DANIEL | CHIEF COMPLIANCE OFFICER, DIRECTOR |
| WALZER, SUSAN, LAVELLE | DIRECTOR, CARILLON FUNDS PRESIDENT |
| RICK IV, EDWARD | DIRECTOR |
| KENDALL, ROBERT, DANIEL | PRESIDENT, DIRECTOR |
| JAMES, THOMAS, ALAN | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
23 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NOLAN MAHANEY | ST PETERSBURG | FL | S66|2017-05-05 | ||||||
| JAMES TIERNEY | ST PETERSBURG | FL | S65|2014-12-11|S63|2011-09-03 | ||||||
| NATHANIEL GOZLAN | ST PETERSBURG | FL | S66|2023-08-22 | ||||||
| RYAN WILSON | ST PETERSBURG | FL | S66|2017-05-04 | ||||||
| JAMES KEITHAHN | ST PETERSBURG | FL | S66|2018-07-27 | ||||||
| ADRIAN SCHULTES | ST PETERSBURG | FL | S66|2005-05-27 | ||||||
| JUSTYNA BARCZYNSKA | ST PETERSBURG | FL | S66|2004-01-23 | ||||||
| CASEY HENDRICKSON | ST PETERSBURG | FL | S63|2012-01-21|S66|2018-10-29 | ||||||
| NICHOLAS KARAGEORGOS | ST PETERSBURG | FL | S66|2023-08-24 | ||||||
| DANA CUNNINGHAM | ST PETERSBURG | FL | S63|2006-06-26|S65|2009-07-01 | ||||||
| CHRISTOPHER BISSELL | ST PETERSBURG | FL | S63|2017-12-01|S65|2016-12-30 | ||||||
| MICHAEL SCHAEFER | ST PETERSBURG | FL | S63|2021-11-16|S65|2022-01-11 | ||||||
| MICHAEL SCHILL | ST PETERSBURG | FL | S63|2006-10-30|S66|2007-03-19 | ||||||
| STEVEN SINGLETON | ST PETERSBURG | FL | S63|1993-09-22|S65|1999-02-18 | ||||||
| CRYSTAL FOWLER | ST PETERSBURG | FL | S66|2017-07-22|S65|2021-02-27 | ||||||
| JOSEPH ROGERS | ST PETERSBURG | FL | S63|2023-08-14|S66|2023-09-16 | ||||||
| MICHELLE LEWIS | ST PETERSBURG | FL | S63|1998-12-14|S65|2015-08-10 | ||||||
| MARK PERA | ST PETERSBURG | FL | S66|2005-02-07 | ||||||
| GREGORY SUPPLE | ST PETERSBURG | FL | S63|1994-03-03|S66|2022-03-22 | ||||||
| JOSEPH TIERNEY | ST PETERSBURG | FL | S63|2012-09-13|S65|2015-09-08 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $15.6 | $0.0 | 0% | 173 | 0 | 0% |
| 2024-04-02 | $15.6 | $0.0 | 0% | 173 | 0 | 0% |
| 2023-04-04 | $15.4 | $0.2 | 1% | 171 | 2 | 1% |
| 2022-04-01 | $20.8 | -$5.2 | -25% | 171 | 2 | 1% |
| 2021-04-05 | $17.3 | -$1.7 | -10% | 130 | 43 | 33% |
| 2020-04-01 | $17.0 | -$1.4 | -8% | 130 | 43 | 33% |
| 2019-04-01 | $17.5 | -$1.9 | -11% | 130 | 43 | 33% |
| 2018-04-02 | $14.8 | $0.8 | 5% | 180 | -7 | -4% |
| 2017-04-01 | $0.1 | $15.5 | 18471% | 180 | -7 | -4% |
| 2016-04-01 | $0.0 | $15.6 | 132290% | 180 | -7 | -4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| FL, AK-11/29/2016, AL-11/29/2016, AR-11/29/2016, AZ-11/29/2016, CA-11/29/2016, CO-11/29/2016, CT-11/29/2016, DC-11/29/2016, DE-11/29/2016, FL-11/29/2016, GA-11/29/2016, HI-11/29/2016, IA-11/29/2016, ID-11/29/2016, IL-11/29/2016, IN-11/29/2016, KS-11/29/2016, KY-11/29/2016, LA-11/29/2016, MA-11/29/2016, MD-11/29/2016, ME-11/29/2016, MI-11/29/2016, MN-11/29/2016, MO-11/29/2016, MS-11/29/2016, MT-11/29/2016, NC-11/29/2016, ND-11/29/2016, NE-11/29/2016, NH-11/29/2016, NJ-12/09/2016, NM-11/29/2016, NV-11/29/2016, NY-11/29/2016, OH-11/29/2016, OK-11/29/2016, OR-11/29/2016, PA-11/29/2016, PR-11/29/2016, RI-11/29/2016, SC-11/29/2016, SD-11/29/2016, TN-11/29/2016, TX-11/29/2016, UT-11/29/2016, VA-11/29/2016, VT-11/29/2016, WA-11/29/2016, WI-11/29/2016, WV-11/29/2016, WY-11/01/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV