RAYMOND JAMES INVESTMENT MANAGEMENT

Latest filing: Jun 25, 2024 (127 days ago)

AUM

$15,583,226,400
1% change vs. 1 year ago
-10% change vs. 3 years ago
-11% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

173
1% change vs. 1 year ago
33% change vs. 3 years ago
33% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

ST PETERSBURG, FL
780 CARILLON PARKWAY, ST PETERSBURG, FL, UNITED STATES, 33716

Client AUM

Discretion AUM
Discretionary $15.6
Non-Discretionary $0.0
Total $15.6
Client AUM
Retail $0.0
Pooled $15.6
Institutional $0.0
Total $15.6
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 99% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 1% $0.0
Other 0% $0.0
Total 100% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RAYMOND JAMES & ASSOCIATES, INC. $350.0 broker-dealer 705
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC $275.4 149018
EAGLE ASSET MANAGEMENT INC $33.5 110653
SCOUT INVESTMENTS, INC. $29.0 111787
CHARTWELL INVESTMENT PARTNERS, LLC $11.3 170335
CLARIVEST ASSET MANAGEMENT LLC $3.0 139785
COUGAR GLOBAL INVESTMENTS LIMITED $1.4 109439
RAYMOND JAMES (USA) LTD $1.3 25853
RAYMOND JAMES INVESTMENT COUNSEL LTD. $0.0 128324
CARILLON FUND DISTRIBUTORS, INC. $0.0 broker-dealer 139749
CEBILE CAPITAL LLP $0.0 broker-dealer -
RAYMOND JAMES FINANCIAL SERVICES, INC. $0.0 broker-dealer, municipal advisor 6694
RAYMOND JAMES LIMITED $0.0 broker-dealer -
RAYMOND JAMES EURO EQUITIES SAS $0.0 broker-dealer -
MK INVESTMENT MANAGEMENT INC. $0.0 -
RAYMOND JAMES BANK $0.0 -
RAYMOND JAMES INSURANCE GROUP, INC. $0.0 -
RAYMOND JAMES FINANCIAL PLANNING LTD $0.0 -
EB MANAGEMENT I LLC $0.0 -
RAYMOND JAMES INVESTMENT SERVICES LIMITED $0.0 broker-dealer -
RAYMOND JAMES TRUST (CANADA) $0.0 trust company -
RAYMOND JAMES TRUST N.A. $0.0 trust company -
RAYMOND JAMES TAX CREDIT FUNDS, INC. $0.0 -
RAYMOND JAMES ASSET MANAGEMENT INTL S.A. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
WILWANT, ERIC, CHRISTIAN CHIEF OPERATING OFFICER, DIRECTOR
SOUSA, DAMIAN, DANIEL CHIEF COMPLIANCE OFFICER, DIRECTOR
WALZER, SUSAN, LAVELLE DIRECTOR, CARILLON FUNDS PRESIDENT
RICK IV, EDWARD DIRECTOR
KENDALL, ROBERT, DANIEL PRESIDENT, DIRECTOR
JAMES, THOMAS, ALAN DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

23 active representatives found, showing 20 random

Name City State Exams Designations
NOLAN MAHANEY ST PETERSBURG FL S66|2017-05-05
JAMES TIERNEY ST PETERSBURG FL S65|2014-12-11|S63|2011-09-03
NATHANIEL GOZLAN ST PETERSBURG FL S66|2023-08-22
RYAN WILSON ST PETERSBURG FL S66|2017-05-04
JAMES KEITHAHN ST PETERSBURG FL S66|2018-07-27
ADRIAN SCHULTES ST PETERSBURG FL S66|2005-05-27
JUSTYNA BARCZYNSKA ST PETERSBURG FL S66|2004-01-23
CASEY HENDRICKSON ST PETERSBURG FL S63|2012-01-21|S66|2018-10-29
NICHOLAS KARAGEORGOS ST PETERSBURG FL S66|2023-08-24
DANA CUNNINGHAM ST PETERSBURG FL S63|2006-06-26|S65|2009-07-01
CHRISTOPHER BISSELL ST PETERSBURG FL S63|2017-12-01|S65|2016-12-30
MICHAEL SCHAEFER ST PETERSBURG FL S63|2021-11-16|S65|2022-01-11
MICHAEL SCHILL ST PETERSBURG FL S63|2006-10-30|S66|2007-03-19
STEVEN SINGLETON ST PETERSBURG FL S63|1993-09-22|S65|1999-02-18
CRYSTAL FOWLER ST PETERSBURG FL S66|2017-07-22|S65|2021-02-27
JOSEPH ROGERS ST PETERSBURG FL S63|2023-08-14|S66|2023-09-16
MICHELLE LEWIS ST PETERSBURG FL S63|1998-12-14|S65|2015-08-10
MARK PERA ST PETERSBURG FL S66|2005-02-07
GREGORY SUPPLE ST PETERSBURG FL S63|1994-03-03|S66|2022-03-22
JOSEPH TIERNEY ST PETERSBURG FL S63|2012-09-13|S65|2015-09-08

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $15.6 $0.0 0% 173 0 0%
2024-04-02 $15.6 $0.0 0% 173 0 0%
2023-04-04 $15.4 $0.2 1% 171 2 1%
2022-04-01 $20.8 -$5.2 -25% 171 2 1%
2021-04-05 $17.3 -$1.7 -10% 130 43 33%
2020-04-01 $17.0 -$1.4 -8% 130 43 33%
2019-04-01 $17.5 -$1.9 -11% 130 43 33%
2018-04-02 $14.8 $0.8 5% 180 -7 -4%
2017-04-01 $0.1 $15.5 18471% 180 -7 -4%
2016-04-01 $0.0 $15.6 132290% 180 -7 -4%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
FL, AK-11/29/2016, AL-11/29/2016, AR-11/29/2016, AZ-11/29/2016, CA-11/29/2016, CO-11/29/2016, CT-11/29/2016, DC-11/29/2016, DE-11/29/2016, FL-11/29/2016, GA-11/29/2016, HI-11/29/2016, IA-11/29/2016, ID-11/29/2016, IL-11/29/2016, IN-11/29/2016, KS-11/29/2016, KY-11/29/2016, LA-11/29/2016, MA-11/29/2016, MD-11/29/2016, ME-11/29/2016, MI-11/29/2016, MN-11/29/2016, MO-11/29/2016, MS-11/29/2016, MT-11/29/2016, NC-11/29/2016, ND-11/29/2016, NE-11/29/2016, NH-11/29/2016, NJ-12/09/2016, NM-11/29/2016, NV-11/29/2016, NY-11/29/2016, OH-11/29/2016, OK-11/29/2016, OR-11/29/2016, PA-11/29/2016, PR-11/29/2016, RI-11/29/2016, SC-11/29/2016, SD-11/29/2016, TN-11/29/2016, TX-11/29/2016, UT-11/29/2016, VA-11/29/2016, VT-11/29/2016, WA-11/29/2016, WI-11/29/2016, WV-11/29/2016, WY-11/01/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV