AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.9 |
| Non-Discretionary | $0.0 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.5 |
| Institutional | $0.5 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON CORPORATION | WILMINGTON-DE-USA | $0.2 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 100% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $173.0 | 104518 | |
| DWS INTERNATIONAL GMBH | $45.0 | 105075 | |
| RREEF AMERICA L.L.C. | $31.8 | 109596 | |
| DBX ADVISORS LLC | $20.0 | 154558 | |
| DWS INVESTMENTS HONG KONG LIMITED | $3.0 | 139666 | |
| DEUTSCHE BANK AG BANGKOK BRANCH | $0.0 | trust company | - |
| DEUTSCHE AUSTRALIA LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM) | $0.0 | trust company | - |
| DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK A.S. | $0.0 | trust company | - |
| DEUTSCHE BANK AG HUNGARY BRANCH | $0.0 | trust company | - |
| DEUTSCHE SECURITIES SAUDI ARABIA LLC | $0.0 | trust company | - |
| DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNÍ SLOZKA | $0.0 | trust company | - |
| DEUTSCHE BANK S.P.A. | $0.0 | trust company | - |
| DEUTSCHE SECURITIES AND SERVICES, DUBAI | $0.0 | trust company | - |
| DEUTSCHE BANK AG JAKARTA BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.A. - BANCO ALEMÃO | $0.0 | trust company | - |
| DEUTSCHE BANK AG, COLOMBO BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK (MALAYSIA) BERHAD | $0.0 | trust company | - |
| DEUTSCHE BANK S.A.E. | $0.0 | trust company | - |
| DEUTSCHE BANK POLSKA S.A. | $0.0 | trust company | - |
| DEUTSCHE BANK AG, KARACHI | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL) | $0.0 | trust company | - |
| DEUTSCHE BANK AG, SINGAPORE BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, TAIPEI BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, LONDON BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE) | $0.0 | trust company | - |
| DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
| DEUTSCHE GROUP SERVICES PTY LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG, FRANKFURT | $0.0 | trust company | - |
| DEUTSCHE BANK AG, MANILA BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG MUMBAI BRANCH | $0.0 | trust company | - |
| DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG, HONG KONG BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, SEOUL BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, NEW YORK | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| IRVING, DAVID, KENNETH | DIRECTOR |
| ROBINSON, CHRIS, THEO | DIRECTOR |
| MURFIN, SIMON, JOHN | CHIEF FINANCIAL OFFICER AND DIRECTOR |
| WONG, SUSANNA, N.Y. | LEGAL |
| HENDRIKS, DAVID, DUNSTAN | CHIEF COMPLIANCE OFFICER |
| YEOM, JUNG WON | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $1.9 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $1.9 | $0.0 | 0% | 26 | 0 | 0% |
| 2023-04-04 | $1.6 | $0.3 | 17% | 23 | 3 | 13% |
| 2022-04-01 | $2.1 | -$0.2 | -8% | 21 | 5 | 24% |
| 2021-04-05 | $1.7 | $0.2 | 12% | 19 | 7 | 37% |
| 2020-04-01 | $1.7 | $0.2 | 12% | 22 | 4 | 18% |
| 2019-04-01 | $1.3 | $0.6 | 45% | 23 | 3 | 13% |
| 2018-04-02 | $1.2 | $0.7 | 62% | 8 | 18 | 225% |
| 2017-04-01 | $1.1 | $0.8 | 71% | 7 | 19 | 271% |
| 2016-04-01 | $1.0 | $0.9 | 96% | 7 | 19 | 271% |
| 2015-04-01 | $0.9 | $1.0 | 106% | 8 | 18 | 225% |
| 2014-04-01 | $0.8 | $1.1 | 142% | 9 | 17 | 189% |
| 2013-04-01 | $0.2 | $1.7 | 905% | 18 | 8 | 44% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV