DWS INVESTMENTS HONG KONG LIMITED

Latest filing: Sep 03, 2024 (57 days ago)

AUM

$3,453,097,925
-46% change vs. 1 year ago
-62% change vs. 3 years ago
-29% change vs. 5 years ago
150% change vs. 10 years ago

Employee Count

71
-10% change vs. 1 year ago
1% change vs. 3 years ago
-1% change vs. 5 years ago
492% change vs. 10 years ago

Main Office

HONG KONG,
60/F INTERNATIONAL COMMERCE CENTRE, HONG KONG, , CHINA

Client AUM

Discretion AUM
Discretionary $3.3
Non-Discretionary $0.1
Total $3.5
Client AUM
Retail $0.0
Pooled $2.6
Institutional $0.8
Total $3.5
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
JPMORGAN CHASE BANK, N.A. CENTRAL--HKG $0.4
THE BANK OF NEW YORK MELLON SINGAPORE--SGP $0.4

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.8
Retail SMA AUM $0.0
Institutional SMA AUM $0.8
Asset Class % AUM
Equity Exch 49% $0.4
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.0
Municipal 0% $0.0
Sovereign 24% $0.2
IG Credit 8% $0.1
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 1% $0.0
Other Pools 0% $0.0
Cash 2% $0.0
Other 15% $0.1
Total 100% $0.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
DWS INVESTMENT MANAGEMENT AMERICAS, INC. $173.0 104518
DWS INTERNATIONAL GMBH $45.0 105075
RREEF AMERICA L.L.C. $31.8 109596
DWS ALTERNATIVES GLOBAL LIMITED $16.1 139526
DWS INVESTMENTS AUSTRALIA LIMITED $1.9 109112
DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED $0.0 -
DEUTSCHE BANK AG AMSTERDAM BRANCH $0.0 trust company -
DEUTSCHE BANK S.A.E. $0.0 trust company -
DWS FAR EASTERN INVESTMENTS LIMITED $0.0 -
DEUTSCHE BANK SECURITIES INC. $0.0 broker-dealer 2525
DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH $0.0 trust company -
DEUTSCHE SECURITIES SAUDI ARABIA LLC $0.0 trust company -
DWS INVESTMENT S.A. $0.0 300838
DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNÍ SLOZKA $0.0 trust company -
DEUTSCHE BANK AG BANGKOK BRANCH $0.0 trust company -
DEUTSCHE SECURITIES ASIA LIMITED $0.0 broker-dealer -
DEUTSCHE BANK AG, LONDON BRANCH $0.0 trust company -
DEUTSCHE BANK AG JAKARTA BRANCH $0.0 trust company -
DEUTSCHE BANK TRUST COMPANY AMERICAS $0.0 trust company -
DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL) $0.0 trust company -
DWS INVESTMENTS SINGAPORE LIMITED $0.0 -
DEUTSCHE BANK (MALAYSIA) BERHAD $0.0 trust company -
DEUTSCHE BANK AG, FRANKFURT $0.0 trust company -
DWS INVESTMENTS JAPAN LIMITED $0.0 -
DEUTSCHE BANK AG, NEW YORK BRANCH $0.0 trust company -
DEUTSCHE BANK S.A. - BANCO ALEMÃO $0.0 trust company -
DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE) $0.0 trust company -
DEUTSCHE BANK A.S. $0.0 trust company -
DEUTSCHE BANK AG, KARACHI BRANCH $0.0 trust company -
DWS ASSET MANAGEMENT (KOREA) COMPANY LIMITED $0.0 -
DEUTSCHE SECURITIES AND SERVICES, DUBAI $0.0 trust company -
DEUTSCHE BANK AG, SEOUL BRANCH $0.0 trust company -
DWS INVESTMENTS UK LIMITED $0.0 -
DEUTSCHE BANK AG MANILA BRANCH $0.0 trust company -
DEUTSCHE BANK AG $0.0 broker-dealer, trust company -
DWS INVESTMENT GMBH $0.0 -
DEUTSCHE BANK AG, HONG KONG BRANCH $0.0 trust company -
DEUTSCHE BANK AG, SINGAPORE BRANCH $0.0 trust company -
DEUTSCHE BANK, LONDON BRANCH $0.0 trust company -
DEUTSCHE BANK AG, MUMBAI BRANCH $0.0 trust company -
DEUTSCHE BANK AG, COLOMBO BRANCH $0.0 trust company -
DEUTSCHE BANK S.P.A. $0.0 trust company -
DEUTSCHE BANK AG HUNGARY BRANCH $0.0 trust company -
DEUTSCHE BANK AG TAIPEI BRANCH $0.0 trust company -
DEUTSCHE BANK POLSKA S.A. $0.0 trust company -
DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH $0.0 trust company -
DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM) $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
SCHOEPPL-JOST, ELKE DIRECTOR / REGIONAL INVESTMENT HEAD APAC
WONG, SUSANNA, N.Y. REGIONAL HEAD OF LEGAL APAC
MURFIN, SIMON, JOHN DIRECTOR / CHIEF OPERATING OFFICER APAC
PIDDEN, ANDREW, FREDERICK PETER DIRECTOR / GLOBAL HEAD OF INVESTMENTS SUSTAINABLE INVESTMENTS
WONG, CHUN MUI, JOJO CHIEF COMPLIANCE OFFICER / REGIONAL HEAD OF AFC & COMPLIANCE APAC
LOK, WENDY, WAI NG DIRECTOR / CHIEF OPERATING OFFICER HONG KONG
WANG, VANESSA DIRECTOR / HEAD OF CLIENT COVERAGE, APAC / HEAD OF ASIA PACIFIC
TOH, LORRAINE LAY HOON DIRECTOR
CHAN, MACY, LAI KWAN DIRECTOR / CHIEF FINANCIAL OFFICER APAC

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $3.5 $0.0 0% 71 0 0%
2024-04-02 $3.5 $0.0 0% 71 0 0%
2023-04-04 $6.3 -$2.9 -46% 79 -8 -10%
2022-04-01 $8.5 -$5.0 -59% 71 0 0%
2021-04-05 $9.0 -$5.6 -62% 70 1 1%
2020-04-01 $7.9 -$4.5 -56% 81 -10 -12%
2019-04-01 $4.9 -$1.4 -29% 72 -1 -1%
2018-04-02 $4.4 -$1.0 -22% 54 17 31%
2017-04-01 $2.7 $0.8 29% 43 28 65%
2016-04-01 $0.0 $3.5 170003% 25 46 184%
2015-04-01 $0.0 $0.0 0% 17 54 318%
2014-04-01 $1.4 $2.1 150% 12 59 492%
2013-04-01 $1.7 $1.7 102% 9 62 689%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV