DWS INVESTMENTS HONG KONG LIMITED
Latest filing: Sep 03, 2024 (57 days ago)
AUM
$3,453,097,925
-46% change vs. 1 year ago
-62% change vs. 3 years ago
-29% change vs. 5 years ago
150% change vs. 10 years ago
Employee Count
71
-10% change vs. 1 year ago
1% change vs. 3 years ago
-1% change vs. 5 years ago
492% change vs. 10 years ago
Main Office
HONG KONG,
60/F INTERNATIONAL COMMERCE CENTRE, HONG KONG, , CHINA
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.3 |
| Non-Discretionary | $0.1 |
| Total | $3.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.6 |
| Institutional | $0.8 |
| Total | $3.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE BANK, N.A. | CENTRAL--HKG | $0.4 |
| THE BANK OF NEW YORK MELLON | SINGAPORE--SGP | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 49% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 24% | $0.2 |
| IG Credit | 8% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 15% | $0.1 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | $173.0 | 104518 | |
| DWS INTERNATIONAL GMBH | $45.0 | 105075 | |
| RREEF AMERICA L.L.C. | $31.8 | 109596 | |
| DWS ALTERNATIVES GLOBAL LIMITED | $16.1 | 139526 | |
| DWS INVESTMENTS AUSTRALIA LIMITED | $1.9 | 109112 | |
| DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG AMSTERDAM BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.A.E. | $0.0 | trust company | - |
| DWS FAR EASTERN INVESTMENTS LIMITED | $0.0 | - | |
| DEUTSCHE BANK SECURITIES INC. | $0.0 | broker-dealer | 2525 |
| DEUTSCHE BANK (CHINA) CO., LTD., SHANGHAI BRANCH | $0.0 | trust company | - |
| DEUTSCHE SECURITIES SAUDI ARABIA LLC | $0.0 | trust company | - |
| DWS INVESTMENT S.A. | $0.0 | 300838 | |
| DEUTSCHE BANK AKTIENGESELLSCHAFT FILIALE PRAG, ORGANIZACNÍ SLOZKA | $0.0 | trust company | - |
| DEUTSCHE BANK AG BANGKOK BRANCH | $0.0 | trust company | - |
| DEUTSCHE SECURITIES ASIA LIMITED | $0.0 | broker-dealer | - |
| DEUTSCHE BANK AG, LONDON BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG JAKARTA BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK TRUST COMPANY AMERICAS | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (PORTUGAL) | $0.0 | trust company | - |
| DWS INVESTMENTS SINGAPORE LIMITED | $0.0 | - | |
| DEUTSCHE BANK (MALAYSIA) BERHAD | $0.0 | trust company | - |
| DEUTSCHE BANK AG, FRANKFURT | $0.0 | trust company | - |
| DWS INVESTMENTS JAPAN LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG, NEW YORK BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.A. - BANCO ALEMÃO | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (FRANCE) | $0.0 | trust company | - |
| DEUTSCHE BANK A.S. | $0.0 | trust company | - |
| DEUTSCHE BANK AG, KARACHI BRANCH | $0.0 | trust company | - |
| DWS ASSET MANAGEMENT (KOREA) COMPANY LIMITED | $0.0 | - | |
| DEUTSCHE SECURITIES AND SERVICES, DUBAI | $0.0 | trust company | - |
| DEUTSCHE BANK AG, SEOUL BRANCH | $0.0 | trust company | - |
| DWS INVESTMENTS UK LIMITED | $0.0 | - | |
| DEUTSCHE BANK AG MANILA BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG | $0.0 | broker-dealer, trust company | - |
| DWS INVESTMENT GMBH | $0.0 | - | |
| DEUTSCHE BANK AG, HONG KONG BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, SINGAPORE BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK, LONDON BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, MUMBAI BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, COLOMBO BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK S.P.A. | $0.0 | trust company | - |
| DEUTSCHE BANK AG HUNGARY BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG TAIPEI BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK POLSKA S.A. | $0.0 | trust company | - |
| DEUTSCHE BANK AG, HO CHI MINH CITY BRANCH | $0.0 | trust company | - |
| DEUTSCHE BANK AG, AMSTERDAM BRANCH (BELGIUM) | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| SCHOEPPL-JOST, ELKE | DIRECTOR / REGIONAL INVESTMENT HEAD APAC |
| WONG, SUSANNA, N.Y. | REGIONAL HEAD OF LEGAL APAC |
| MURFIN, SIMON, JOHN | DIRECTOR / CHIEF OPERATING OFFICER APAC |
| PIDDEN, ANDREW, FREDERICK PETER | DIRECTOR / GLOBAL HEAD OF INVESTMENTS SUSTAINABLE INVESTMENTS |
| WONG, CHUN MUI, JOJO | CHIEF COMPLIANCE OFFICER / REGIONAL HEAD OF AFC & COMPLIANCE APAC |
| LOK, WENDY, WAI NG | DIRECTOR / CHIEF OPERATING OFFICER HONG KONG |
| WANG, VANESSA | DIRECTOR / HEAD OF CLIENT COVERAGE, APAC / HEAD OF ASIA PACIFIC |
| TOH, LORRAINE LAY HOON | DIRECTOR |
| CHAN, MACY, LAI KWAN | DIRECTOR / CHIEF FINANCIAL OFFICER APAC |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3.5 | $0.0 | 0% | 71 | 0 | 0% |
| 2024-04-02 | $3.5 | $0.0 | 0% | 71 | 0 | 0% |
| 2023-04-04 | $6.3 | -$2.9 | -46% | 79 | -8 | -10% |
| 2022-04-01 | $8.5 | -$5.0 | -59% | 71 | 0 | 0% |
| 2021-04-05 | $9.0 | -$5.6 | -62% | 70 | 1 | 1% |
| 2020-04-01 | $7.9 | -$4.5 | -56% | 81 | -10 | -12% |
| 2019-04-01 | $4.9 | -$1.4 | -29% | 72 | -1 | -1% |
| 2018-04-02 | $4.4 | -$1.0 | -22% | 54 | 17 | 31% |
| 2017-04-01 | $2.7 | $0.8 | 29% | 43 | 28 | 65% |
| 2016-04-01 | $0.0 | $3.5 | 170003% | 25 | 46 | 184% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 17 | 54 | 318% |
| 2014-04-01 | $1.4 | $2.1 | 150% | 12 | 59 | 492% |
| 2013-04-01 | $1.7 | $1.7 | 102% | 9 | 62 | 689% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV