ENVESTNET PMC
Latest filing: Feb 18, 2025 (58 days ago)
AUM
$426,071,864,566
0% change vs. 1 year ago
36% change vs. 3 years ago
237% change vs. 5 years ago
92% change vs. 10 years ago
Employee Count
415
0% change vs. 1 year ago
-10% change vs. 3 years ago
-38% change vs. 5 years ago
-65% change vs. 10 years ago
Main Office
CHICAGO, IL
150 NORTH RIVERSIDE PLAZA , SUITE 2050, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $426.1 |
| Non-Discretionary | $0.0 |
| Total | $426.1 |
| Client | AUM |
|---|---|
| Retail | $403.2 |
| Pooled | $1.9 |
| Institutional | $20.9 |
| Total | $426.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,760,091 | $314.0 |
| Average Individual AUM | $178,422 | |
| HNW | 43,574 | $89.2 |
| Average HNW AUM | $2,046,964 | |
| Retail Total | 1,803,665 | $403.2 |
| Average Retail AUM | $223,563 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $210.4 |
| PERSHING LLC | JERSEY CITY-NJ-USA | $57.0 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $43.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $424.1 |
| Retail SMA AUM | $403.2 |
| Institutional SMA AUM | $20.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $97.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $4.2 |
| Municipal | 2% | $8.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $4.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 70% | $296.9 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $12.7 |
| Other | 0% | $0.0 |
| Total | 100% | $424.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | $40.5 | 109662 | |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | $14.3 | 171570 | |
| QRG CAPITAL MANAGEMENT, INC. | $7.6 | 305277 | |
| FDX ADVISORS, INC. | $2.3 | 104601 | |
| ATEGENOS CAPITAL, LLC | $0.1 | 326708 | |
| ENVESTNET SECURITIES, INC. | $0.0 | broker-dealer | 325803 |
| ENVESTNET EMBEDDED ADVISORY, INC. | $0.0 | 322162 | |
| FIDX MARKETS LLC | $0.0 | broker-dealer | 322769 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| THOMAS, BRANDON, ROCKWELL | CO-CIO |
| O'BRIEN, SHELLY, S | CHIEF LEGAL OFFICER /GENERAL COUNSEL/SECRETARY |
| DEVOE, DEBRA, JANE | SVP/ CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR |
| D'AURIA, DANA, MARIE | CO-CIO |
| SIPP, THOMAS, MICHAEL | EVP, ENVESTNET BUSINESS LINES |
| WARREN, JOSHUA, B. | CHIEF FINANCIAL OFFICER |
| FOX, JAMES, LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
53 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSEPH HEIDEMAN | CHICAGO | IL | S66|2009-06-06 | ||||||
| AARON BAUER | CHICAGO | IL | S65|2005-05-24 | ||||||
| BRIAN MALLEN | CHICAGO | IL | S66|2012-12-19 | ||||||
| RYAN WHALEN | CHICAGO | IL | S66|2021-10-27 | ||||||
| THOMAS BAKER | CHICAGO | IL | S63|1991-12-09|S65|1993-09-20|S66|2008-12-31 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL DREVENY | CHICAGO | IL | S66|2014-01-17 | ||||||
| ENRIQUE GELPI | CHICAGO | IL | S66|2013-04-15 | ||||||
| ANTHONY DELMASTRO | CHICAGO | IL | S65|2010-12-04 | ||||||
| BRIAN CONNELLY | CHICAGO | IL | S66|2011-07-21 | CERTIFIED FINANCIAL PLANNER | |||||
| PATRICK GAUL | CHICAGO | IL | S66|2015-05-29 | CERTIFIED FINANCIAL PLANNER | |||||
| REGAN RYAN | CHICAGO | IL | S63|2004-03-24|S65|2014-03-24 | ||||||
| STEVEN MISHEIKIS | CHICAGO | IL | S65|2009-06-26 | ||||||
| CATHERINE PARK | CHICAGO | IL | S66|2015-10-05 | ||||||
| RYAN HORVATH | CHICAGO | IL | S65|2018-12-21 | ||||||
| MICHAEL PESCATORE | CHICAGO | IL | S63|1996-07-10|S65|2005-05-11 | ||||||
| MATTHEW ERICKSON | CHICAGO | IL | S63|2000-11-10|S66|2001-04-12 | ||||||
| RICHARD STANEK | CHICAGO | IL | S65|2018-02-22 | ||||||
| SEAN HUMPHREYS | CHICAGO | IL | S65|2019-04-16 | ||||||
| MARK MCMAHON | CHICAGO | IL | S65|2015-11-02 | CHARTERED FINANCIAL CONSULTANT | |||||
| CALVIN BRYANT | CHICAGO | IL | S63|1999-09-09|S66|2001-05-01 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $426.1 | $0.0 | 0% | 415 | 0 | 0% |
| 2024-04-02 | $426.1 | $0.0 | 0% | 415 | 0 | 0% |
| 2023-04-04 | $346.8 | $79.2 | 23% | 479 | -64 | -13% |
| 2022-04-01 | $312.6 | $113.5 | 36% | 459 | -44 | -10% |
| 2021-04-05 | $224.7 | $201.3 | 90% | 458 | -43 | -9% |
| 2020-04-01 | $126.5 | $299.6 | 237% | 671 | -256 | -38% |
| 2019-04-01 | $126.5 | $299.6 | 237% | 671 | -256 | -38% |
| 2018-04-02 | $124.9 | $301.1 | 241% | 568 | -153 | -27% |
| 2017-04-01 | $93.2 | $332.9 | 357% | 1,500 | -1,085 | -72% |
| 2016-04-01 | $82.2 | $343.9 | 418% | 1,400 | -985 | -70% |
| 2015-04-01 | $222.1 | $204.0 | 92% | 1,200 | -785 | -65% |
| 2014-04-01 | $37.1 | $389.0 | 1049% | 970 | -555 | -57% |
| 2013-04-01 | $24.2 | $401.9 | 1661% | 790 | -375 | -47% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-05/24/2002, AL-05/23/2002, AR-05/28/2002, AZ-01/30/2002, CA-09/06/2001, CO-09/06/2001, CT-05/13/2002, DC-05/24/2002, DE-06/27/2003, FL-11/02/2001, GA-09/06/2001, HI-05/23/2002, IA-09/10/2001, ID-05/23/2002, IL-06/08/2000, IN-09/06/2001, KS-09/06/2001, KY-09/06/2001, LA-05/23/2002, MA-09/06/2001, MD-05/23/2002, ME-05/23/2002, MI-09/06/2001, MN-05/30/2002, MO-09/06/2001, MS-05/23/2002, MT-05/23/2002, NC-02/27/2002, ND-05/23/2002, NE-05/23/2002, NH-09/06/2001, NJ-05/23/2002, NM-05/31/2002, NV-05/23/2002, NY-06/12/2000, OH-09/06/2001, OK-03/29/2002, OR-05/23/2002, PA-04/23/2002, PR-05/23/2002, RI-05/23/2002, SC-05/23/2002, SD-05/28/2002, TN-01/31/2002, TX-06/22/2000, UT-05/24/2002, VA-09/06/2001, VI-07/02/2010, VT-06/22/2000, WA-02/27/2002, WI-01/30/2002, WV-05/28/2002, WY-03/16/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV