ENVESTNET PORTFOLIO SOLUTIONS, INC.
Latest filing: Feb 18, 2025 (60 days ago)
AUM
$40,462,991,712
0% change vs. 1 year ago
-9% change vs. 3 years ago
133% change vs. 5 years ago
67% change vs. 10 years ago
Employee Count
415
0% change vs. 1 year ago
-10% change vs. 3 years ago
-38% change vs. 5 years ago
1382% change vs. 10 years ago
Main Office
CHICAGO, IL
150 NORTH RIVERSIDE PLAZA , SUITE 2050, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $40.5 |
| Non-Discretionary | $0.0 |
| Total | $40.5 |
| Client | AUM |
|---|---|
| Retail | $35.8 |
| Pooled | $0.0 |
| Institutional | $4.7 |
| Total | $40.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 172,112 | $28.1 |
| Average Individual AUM | $163,040 | |
| HNW | 3,746 | $7.7 |
| Average HNW AUM | $2,058,072 | |
| Retail Total | 175,858 | $35.8 |
| Average Retail AUM | $203,407 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $14.3 |
| U.S. BANCORP INVESTMENTS, INC. | SAINT PAUL-MN-USA | $9.6 |
| PERSHING LLC | JERSEY CITY-NJ-USA | $8.5 |
| FIRST CITIZENS BANK & TRUST COMPANY | RALEIGH-NC-USA | $6.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $40.5 |
| Retail SMA AUM | $35.8 |
| Institutional SMA AUM | $4.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $3.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.4 |
| Municipal | 2% | $0.8 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 85% | $34.4 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $1.2 |
| Other | 0% | $0.0 |
| Total | 101% | $40.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT, INC. | $426.1 | 111694 | |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | $14.3 | 171570 | |
| QRG CAPITAL MANAGEMENT, INC. | $7.6 | 305277 | |
| FDX ADVISORS, INC. | $2.3 | 104601 | |
| ATEGENOS CAPITAL, LLC | $0.1 | 326708 | |
| FIDX MARKETS LLC | $0.0 | broker-dealer | 322769 |
| ENVESTNET EMBEDDED ADVISORY, INC. | $0.0 | 322162 | |
| ENVESTNET SECURITIES, INC. | $0.0 | broker-dealer | 325803 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| WARREN, JOSHUA, B. | CHIEF FINANCIAL OFFICER |
| O'BRIEN, SHELLY, S | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY |
| THOMAS, BRANDON, ROCKWELL | CO-CIO |
| DEVOE, DEBRA, JANE | SVP/CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR |
| D'AURIA, DANA, MARIE | CO-CIO |
| SIPP, THOMAS, MICHAEL | EVP, ENVESTNET BUSINESS LINES |
| FOX, JAMES, LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DEBRA DEVOE | CHICAGO | IL | S63|1999-08-31|S66|2004-12-21 | ||||||
| ANDREW STAVARIDIS | CHICAGO | IL | S65|2000-03-09 | ||||||
| ANDREW SIMONETTI | CHICAGO | IL | S63|1998-02-24|S65|2006-11-03 | ||||||
| KIPP CORMIER | CHICAGO | IL | S65|2008-09-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $40.5 | $0.0 | 0% | 415 | 0 | 0% |
| 2024-04-02 | $40.5 | $0.0 | 0% | 415 | 0 | 0% |
| 2023-04-04 | $35.8 | $4.7 | 13% | 479 | -64 | -13% |
| 2022-04-01 | $44.6 | -$4.1 | -9% | 459 | -44 | -10% |
| 2021-04-05 | $34.4 | $6.0 | 17% | 458 | -43 | -9% |
| 2020-04-01 | $17.4 | $23.1 | 133% | 671 | -256 | -38% |
| 2019-04-01 | $17.4 | $23.1 | 133% | 671 | -256 | -38% |
| 2018-04-02 | $16.6 | $23.9 | 144% | 568 | -153 | -27% |
| 2017-04-01 | $12.0 | $28.5 | 238% | 14 | 401 | 2864% |
| 2016-04-01 | $10.4 | $30.1 | 291% | 28 | 387 | 1382% |
| 2015-04-01 | $24.3 | $16.2 | 67% | 28 | 387 | 1382% |
| 2014-04-01 | $8.6 | $31.9 | 370% | 40 | 375 | 938% |
| 2013-04-01 | $6.7 | $33.7 | 500% | 39 | 376 | 964% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-10/26/2000, AL-02/22/2001, AR-10/11/2000, AZ-10/22/2000, CA-10/28/1998, CO-10/12/2000, CT-03/02/2000, DC-12/05/2000, DE-05/13/2003, FL-03/01/1999, GA-10/11/2000, HI-10/12/2000, IA-10/11/2000, ID-10/11/2000, IL-11/18/1999, IN-02/28/2001, KS-10/11/2000, KY-12/15/2000, LA-10/05/2001, MA-03/12/1994, MD-10/16/2000, ME-03/10/2000, MI-02/22/2001, MN-03/14/2000, MO-04/18/2000, MS-10/13/2000, MT-10/11/2000, NC-02/22/2001, ND-10/12/2000, NE-11/02/2000, NH-10/11/2000, NJ-10/24/2000, NM-10/13/2000, NV-10/11/2000, NY-10/27/2000, OH-10/18/2000, OK-02/28/2001, OR-11/06/2000, PA-10/16/2000, PR-10/13/2000, RI-10/13/2000, SC-10/13/2000, SD-10/12/2000, TN-03/09/2000, TX-03/31/1999, UT-10/12/2000, VA-01/01/2001, VI-12/19/2011, VT-10/11/2000, WA-10/12/2000, WI-05/01/2000, WV-10/12/2000, WY-04/17/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV