QRG CAPITAL MANAGEMENT, INC.
Latest filing: Feb 18, 2025 (60 days ago)
AUM
$7,649,199,797
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
16
0% change vs. 1 year ago
60% change vs. 3 years ago
60% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CHICAGO, IL
150 NORTH RIVERSIDE PLAZA , SUITE 2050, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.6 |
| Non-Discretionary | $0.0 |
| Total | $7.6 |
| Client | AUM |
|---|---|
| Retail | $7.1 |
| Pooled | $0.0 |
| Institutional | $0.6 |
| Total | $7.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 9,634 | $3.1 |
| Average Individual AUM | $318,592 | |
| HNW | 1,582 | $4.0 |
| Average HNW AUM | $2,519,790 | |
| Retail Total | 11,216 | $7.1 |
| Average Retail AUM | $629,068 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $3.3 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $1.6 |
| PERSHING LLC | JERSEY CITY-NJ-USA | $1.0 |
| FIDELITY INSTITUTIONAL WEALTH SERVICES | BOSTON-MA-USA | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.6 |
| Retail SMA AUM | $7.1 |
| Institutional SMA AUM | $0.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 96% | $7.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 2% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.1 |
| Other | 0% | $0.0 |
| Total | 101% | $7.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT, INC. | $426.1 | 111694 | |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | $40.5 | 109662 | |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | $14.3 | 171570 | |
| FDX ADVISORS, INC. | $2.3 | 104601 | |
| ATEGENOS CAPITAL, LLC | $0.1 | 326708 | |
| FIDX MARKETS LLC | $0.0 | broker-dealer | 322769 |
| ENVESTNET SECURITIES, INC. | $0.0 | broker-dealer | 325803 |
| ENVESTNET EMBEDDED ADVISORY, INC. | $0.0 | 322162 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| THOMAS, BRANDON, ROCKWELL | CO-CHIEF INVESTMENT OFFICER |
| HEIN, DAVID, LEE | CHIEF COMPLIANCE OFFICER |
| ZVINGELIS, JANIS | DIRECTOR OF QUANTITATIVE RESEARCH/PRINCIPAL |
| O'BRIEN, SHELLY, S | CHIEF LEGAL OFFICER/GENERAL COUNSEL/SECRETARY |
| D'AURIA, DANA, MARIE | CO-CHIEF INVESTMENT OFFICER |
| SIPP, THOMAS, MICHAEL | EVP, ENVESTNET BUSINESS LINES |
| FOX, JAMES, LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JANIS ZVINGELIS | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $7.6 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $7.6 | $0.0 | 0% | 16 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 16 | 0 | 0% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 10 | 6 | 60% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 10 | 6 | 60% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 10 | 6 | 60% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-02/18/2020, AL-02/18/2020, AR-02/18/2020, AZ-02/18/2020, CA-02/18/2020, CO-02/18/2020, CT-02/18/2020, DC-02/18/2020, DE-02/18/2020, FL-02/18/2020, GA-02/18/2020, HI-02/18/2020, IA-02/18/2020, ID-02/18/2020, IL-03/23/2020, IN-02/18/2020, KS-02/18/2020, KY-02/18/2020, LA-02/18/2020, MA-02/18/2020, MD-02/18/2020, ME-02/18/2020, MI-02/18/2020, MN-02/18/2020, MO-02/18/2020, MS-02/18/2020, MT-02/18/2020, NC-02/18/2020, ND-02/18/2020, NE-02/18/2020, NH-02/18/2020, NJ-02/20/2020, NM-02/18/2020, NV-02/18/2020, NY-02/18/2020, OH-02/18/2020, OK-02/18/2020, OR-02/18/2020, PA-02/18/2020, PR-02/18/2020, RI-02/18/2020, SC-02/18/2020, SD-04/14/2020, TN-02/18/2020, TX-02/18/2020, UT-02/18/2020, VA-02/18/2020, VI-02/18/2020, VT-02/18/2020, WA-02/18/2020, WI-02/18/2020, WV-02/18/2020, WY-02/18/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV