FDX ADVISORS, INC.
Latest filing: Feb 18, 2025 (60 days ago)
AUM
$2,266,403,429
0% change vs. 1 year ago
-55% change vs. 3 years ago
-66% change vs. 5 years ago
-38% change vs. 10 years ago
Employee Count
48
0% change vs. 1 year ago
-6% change vs. 3 years ago
-36% change vs. 5 years ago
-47% change vs. 10 years ago
Main Office
CHICAGO, IL
150 NORTH RIVERSIDE PLAZA , SUITE 2050, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.3 |
| Non-Discretionary | $0.0 |
| Total | $2.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $2.3 |
| Total | $2.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 64% | $1.5 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 31% | $0.7 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.1 |
| Other | 0% | $0.0 |
| Total | 103% | $2.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT, INC. | $426.1 | 111694 | |
| ENVESTNET PORTFOLIO SOLUTIONS, INC. | $40.5 | 109662 | |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | $14.3 | 171570 | |
| QRG CAPITAL MANAGEMENT, INC. | $7.6 | 305277 | |
| ATEGENOS CAPITAL, LLC | $0.1 | 326708 | |
| FIDX MARKETS LLC | $0.0 | broker-dealer | 322769 |
| ENVESTNET EMBEDDED ADVISORY, INC. | $0.0 | 322162 | |
| ENVESTNET SECURITIES, INC. | $0.0 | broker-dealer | 325803 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| THOMAS, BRANDON, ROCKWELL | CO-CHIEF INVESTMENT OFFICER/MANAGING DIR |
| O'BRIEN, SHELLY, S | CHIEF LEGAL OFFICER, GENERAL COUNSEL, SECRETARY |
| LARSON, BRADLEY, THOMAS | CHIEF COMPLIANCE OFFICER |
| D'AURIA, DANA, MARIE | CO-CHIEF INVESTMENT OFFICER |
| SIPP, THOMAS, MICHAEL | EVP, ENVESTNET BUSINESS LINES |
| WARREN, JOSHUA, B. | CHIEF FINANCIAL OFFICER |
| FOX, JAMES, LAWRENCE | INTERIM CHIEF EXECUTIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $2.3 | $0.0 | 0% | 48 | 0 | 0% |
| 2024-04-02 | $2.3 | $0.0 | 0% | 48 | 0 | 0% |
| 2023-04-04 | $3.6 | -$1.4 | -37% | 66 | -18 | -27% |
| 2022-04-01 | $5.1 | -$2.8 | -55% | 51 | -3 | -6% |
| 2021-04-05 | $3.9 | -$1.6 | -41% | 54 | -6 | -11% |
| 2020-04-01 | $6.7 | -$4.5 | -66% | 75 | -27 | -36% |
| 2019-04-01 | $6.7 | -$4.5 | -66% | 75 | -27 | -36% |
| 2018-04-02 | $8.6 | -$6.4 | -74% | 131 | -83 | -63% |
| 2017-04-01 | $6.7 | -$4.4 | -66% | 160 | -112 | -70% |
| 2016-04-01 | $4.7 | -$2.5 | -52% | 120 | -72 | -60% |
| 2015-04-01 | $3.7 | -$1.4 | -38% | 90 | -42 | -47% |
| 2014-04-01 | $1.9 | $0.4 | 22% | 85 | -37 | -44% |
| 2013-04-01 | $0.5 | $1.8 | 340% | 74 | -26 | -35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CA-10/05/1989, IA-01/24/2019, IL-12/20/2017, MA-12/20/2017, NJ-11/28/2014, OH-03/31/2011, PA-03/31/2021, TX-03/04/2013 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV