FIAM LLC

Latest filing: Jun 28, 2024 (124 days ago)

AUM

$219,221,467,379
44% change vs. 1 year ago
56% change vs. 3 years ago
159% change vs. 5 years ago
422% change vs. 10 years ago

Employee Count

168
-16% change vs. 1 year ago
-2% change vs. 3 years ago
-63% change vs. 5 years ago
65% change vs. 10 years ago

Main Office

SMITHFIELD, RI
900 SALEM STREET, SMITHFIELD, RI, UNITED STATES, 02917

Client AUM

Discretion AUM
Discretionary $219.2
Non-Discretionary $0.0
Total $219.2
Client AUM
Retail $1.0
Pooled $122.6
Institutional $95.6
Total $219.2
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 39 $1.0
Average HNW AUM $25,168,591
Retail Total 39 $1.0
Average Retail AUM $25,168,591

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
BROWN BROTHERS HARRIMAN & CO. NEW YORK-NY-USA $37.5
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $17.3
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $16.7

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $96.6
Retail SMA AUM $1.0
Institutional SMA AUM $95.6
Asset Class % AUM
Equity Exch 35% $33.8
Equity Non-Exch 0% $0.0
Govt Agency 16% $15.5
Municipal 5% $4.8
Sovereign 1% $1.0
IG Credit 23% $22.2
HY Credit 8% $7.7
Derivatives 0% $0.0
Investment Companies 10% $9.7
Other Pools 0% $0.0
Cash 3% $2.9
Other 0% $0.0
Total 101% $97.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC $3,964.4 108281
STRATEGIC ADVISERS LLC $824.7 104555
FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC $818.8 288590
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED $24.4 148045
FMR INVESTMENT MANAGEMENT (UK) LIMITED $14.7 108273
IMPRESA MANAGEMENT LLC $11.8 168741
BALLYROCK INVESTMENT ADVISORS LLC $6.5 115324
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC $3.9 301896
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED $2.8 148239
FIDELITY DIVERSIFYING SOLUTIONS LLC $2.6 315088
AVON VENTURE ADVISORS FUND II LP $0.0 -
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP $0.0 -
FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED $0.0 -
DIGITAL BROKERAGE SERVICES LLC $0.0 broker-dealer 308213
FIDVEST US LLC $0.0 -
FIDELITY PRIME FINANCING, LLC $0.0 broker-dealer 299736
GREEN PIER FINTECH LLC $0.0 broker-dealer 313305
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP $0.0 -
FINE STRUCTURES VENTURES ADVISORS FUND I LP $0.0 -
FIDELITY INSURANCE AGENCY, INC. $0.0 -
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC $0.0 -
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP $0.0 -
FIDELITY DISTRIBUTORS COMPANY LLC $0.0 broker-dealer 17507
42 NORTH RESOURCE PARTNERS ADVISORS II LP $0.0 -
FIDELITY REAL ESTATE PARTNERS VI LLC $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP $0.0 -
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP $0.0 -
FIAM INDEX FUND GP, LLC $0.0 -
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP $0.0 -
FIDELITY FUNDS MANAGER, LLC $0.0 -
DI CONSUMER ADVISORS FUND I LP $0.0 -
FINE STRUCTURE VENTURES ADVISORS FUND II LP $0.0 -
FIDELITY HEALTH INSURANCE SERVICES, LLC $0.0 -
FIDELITY BROKERAGE SERVICES LLC $0.0 broker-dealer 7784
AVON VENTURE ADVISORS FUND I LP $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP $0.0 -
FIDELITY JAPAN DATA CENTERS FUND GP LP $0.0 -
FIDELITY CRET TRUSTEE LLC $0.0 -
FIDELITY FUNDS MANAGER II, LLC $0.0 -
FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC $0.0 -
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC $0.0 -
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP $0.0 -
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP $0.0 -
FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC $0.0 -
FIDELITY TOKYO 3 SERIES GP LP $0.0 -
VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP $0.0 -
ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP $0.0 -
FIDELITY MANAGEMENT TRUST COMPANY $0.0 trust company -
FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED $0.0 -
EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY $0.0 -
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY $0.0 trust company -
FIAM INSTITUTIONAL FUNDS MANAGER, LLC $0.0 -
DI OPPORTUNITY ADVISORS FUND LP $0.0 -
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP $0.0 -
42 NORTH RESOURCE PARTNERS ADVISORS LP $0.0 -
FIDELITY DIGITAL ASSET SERVICES, LLC $0.0 trust company -
FIDELITY INVESTMENTS LIFE INSURANCE COMPANY $0.0 -
SOTERIA REINSURANCE LTD. $0.0 -
FIDELITY PERSONAL TRUST COMPANY, FSB $0.0 trust company -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP $0.0 -
FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC $0.0 -
NATIONAL FINANCIAL SERVICES LLC $0.0 broker-dealer 13041
KEZAR TRADING, LLC $0.0 broker-dealer 171752
AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP $0.0 -
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

19 active

Name Title
HOLDING, PAM, RUDDICK CO-HEAD EQUITY
CONDRON, CASEY, MOORE HEAD OF SALES & RELATIONSHIP MANAGEMENT, DIRECTOR
JOHNSON, ABIGAIL, PIERREPONT ELECTED MANAGER
JOHNSON IV, EDWARD, CROSBY ELECTED MANAGER
WILENS, MICHAEL, ENGBER ELECTED MANAGER
MCGRAW, GERARD, JOHN ELECTED MANAGER
COHEN, TIMOTHY, MICHAEL CO-HEAD EQUITY
RIMMER, CHRISTOPHER, JOHN HEAD OF ASSET MANAGEMENT FINANCE
LANK, HARLEY, JAY HEAD OF HIGH INCOME
MCGEE, MARTIN, TAGUE CHIEF FINANCIAL OFFICER, DIRECTOR
PERRY, KIMBERLY, LYN DIRECTOR
PARISEAULT, CHRISTIAN, GIRARD HEAD OF INSTITUTIONAL PORTFOLIO MANAGERS, DIRECTOR
BROWN, STEPHANIE, JEAN CHIEF COMPLIANCE OFFICER
IRVING, WILLIAM, WOOD PRESIDENT, DIRECTOR, HEAD OF FIDELITY ASSET MANAGEMENT SOLUTIONS
GOUVEIA, CHRISTOPHER, MICHAEL COMPLIANCE OFFICER
NEFF, STEPHEN, CHARLES ELECTED MANAGER
FOLEY, ROBIN, LEE HEAD OF FIXED INCOME

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $219.2 $0.0 0% 168 0 0%
2024-04-02 $219.2 $0.0 0% 168 0 0%
2023-04-04 $152.4 $66.8 44% 199 -31 -16%
2022-04-01 $182.2 $37.0 20% 182 -14 -8%
2021-04-05 $140.1 $79.1 56% 171 -3 -2%
2020-04-01 $102.9 $116.3 113% 484 -316 -65%
2019-04-01 $84.6 $134.7 159% 450 -282 -63%
2018-04-02 $78.3 $140.9 180% 186 -18 -10%
2017-04-01 $75.2 $144.0 191% 164 4 2%
2016-04-01 $61.6 $157.6 256% 100 68 68%
2015-04-01 $60.0 $159.2 265% 111 57 51%
2014-04-01 $42.0 $177.2 422% 102 66 65%
2013-04-01 $32.6 $186.6 572% 115 53 46%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
RI, AK-03/27/2013, AL-03/28/2024, CA-03/29/2012, CT-03/28/2024, DC-03/27/2015, DE-03/27/2013, FL-03/30/2012, GA-03/29/2012, HI-03/27/2015, IA-03/28/2024, IL-04/19/2012, IN-03/28/2024, KS-03/29/2019, MA-03/29/2012, MD-03/28/2024, MI-03/29/2012, MN-03/29/2012, MO-03/29/2012, NH-03/25/2014, NJ-04/18/2012, NM-03/30/2020, NV-03/28/2024, NY-03/29/2012, OH-03/27/2015, OR-03/27/2013, PA-03/29/2012, RI-03/29/2012, TN-03/28/2024, TX-03/29/2012, UT-03/28/2024, VA-03/25/2014, VT-03/28/2024, WA-03/27/2013, WI-03/29/2016
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV