AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $14.7 |
Non-Discretionary | $0.0 |
Total | $14.7 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $13.2 |
Institutional | $1.5 |
Total | $14.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.3 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $1.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $1.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 5% | $0.1 |
Municipal | 0% | $0.0 |
Sovereign | 4% | $0.1 |
IG Credit | 83% | $1.2 |
HY Credit | 2% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 4% | $0.1 |
Other | 0% | $0.0 |
Total | 98% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $3,964.4 | 108281 | |
STRATEGIC ADVISERS LLC | $824.7 | 104555 | |
FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
FIAM LLC | $219.2 | 133196 | |
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $24.4 | 148045 | |
IMPRESA MANAGEMENT LLC | $11.8 | 168741 | |
BALLYROCK INVESTMENT ADVISORS LLC | $6.5 | 115324 | |
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $3.9 | 301896 | |
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
FIDELITY DIVERSIFYING SOLUTIONS LLC | $2.6 | 315088 | |
GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
FIDVEST US LLC | $0.0 | - | |
FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
SOTERIA REINSURANCE LTD. | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
FIAM INDEX FUND GP, LLC | $0.0 | - | |
FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | $0.0 | - | |
FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
Name | Title |
---|---|
FLAHERTY, MARK, DAVID | CHIEF EXECTIVE OFFICER, DIRECTOR |
TYERMAN, ADRIAN, JAMES | COMPLIANCE OFFICER |
JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
MCGRAW, GERARD, JOHN | ELECTED MANAGER |
RIMMER, CHRISTOPHER, JOHN | DIRECTOR |
BROWN, STEPHANIE, JEAN | CHIEF COMPLIANCE OFFICER |
PROVOST, JEAN-PHILIPPE | DIRECTOR |
CAREY, MARGARET, ANN | CHIEF LEGAL OFFICER |
NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
JOHNSON, KYLE, ROBERT | DIRECTOR |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $14.7 | $0.0 | 0% | 111 | 0 | 0% |
2024-04-02 | $14.7 | $0.0 | 0% | 111 | 0 | 0% |
2023-04-04 | $14.7 | -$0.1 | 0% | 100 | 11 | 11% |
2022-04-01 | $31.0 | -$16.3 | -53% | 88 | 23 | 26% |
2021-04-05 | $25.5 | -$10.8 | -42% | 87 | 24 | 28% |
2020-04-01 | $24.0 | -$9.3 | -39% | 89 | 22 | 25% |
2019-04-01 | $20.3 | -$5.6 | -28% | 92 | 19 | 21% |
2018-04-02 | $22.2 | -$7.6 | -34% | 99 | 12 | 12% |
2017-04-01 | $16.9 | -$2.2 | -13% | 131 | -20 | -15% |
2016-04-01 | $18.6 | -$3.9 | -21% | 126 | -15 | -12% |
2015-04-01 | $18.1 | -$3.5 | -19% | 105 | 6 | 6% |
2014-04-01 | $23.3 | -$8.7 | -37% | 94 | 17 | 18% |
2013-04-01 | $17.8 | -$3.1 | -17% | 86 | 25 | 29% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV