FIDELITY MANAGEMENT & RESEARCH COMPANY LLC
Latest filing: Sep 20, 2024 (40 days ago)
AUM
$3,964,385,404,654
26% change vs. 1 year ago
28% change vs. 3 years ago
1070% change vs. 5 years ago
10000% change vs. 10 years ago
Employee Count
1,264
14% change vs. 1 year ago
-9% change vs. 3 years ago
294% change vs. 5 years ago
255% change vs. 10 years ago
Main Office
BOSTON, MA
245 SUMMER STREET, BOSTON, MA, UNITED STATES, 02210
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3,964.4 |
| Non-Discretionary | $0.0 |
| Total | $3,964.4 |
| Client | AUM |
|---|---|
| Retail | $21.6 |
| Pooled | $3,901.6 |
| Institutional | $41.1 |
| Total | $3,964.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 4,877 | $2.3 |
| Average Individual AUM | $480,312 | |
| HNW | 25,320 | $19.3 |
| Average HNW AUM | $761,746 | |
| Retail Total | 30,197 | $21.6 |
| Average Retail AUM | $716,292 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $50.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $62.8 |
| Retail SMA AUM | $21.6 |
| Institutional SMA AUM | $41.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 12% | $7.5 |
| Municipal | 15% | $9.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 6% | $3.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 66% | $41.4 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $62.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STRATEGIC ADVISERS LLC | $824.7 | 104555 | |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
| FIAM LLC | $219.2 | 133196 | |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $24.4 | 148045 | |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | $14.7 | 108273 | |
| IMPRESA MANAGEMENT LLC | $11.8 | 168741 | |
| BALLYROCK INVESTMENT ADVISORS LLC | $6.5 | 115324 | |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $3.9 | 301896 | |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | $2.6 | 315088 | |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
| DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
| FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
| GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
| FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
| AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
| DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
| FIDVEST US LLC | $0.0 | - | |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
| KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
| AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
| FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
| FIAM INDEX FUND GP, LLC | $0.0 | - | |
| DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
| FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
| NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
| FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
| FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
| FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
| SOTERIA REINSURANCE LTD. | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS LP | $0.0 | - | |
| FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
| FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
| FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
| FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
18 active
| Name | Title |
|---|---|
| LYNCH, PETER, SIMON | VICE CHAIRMAN, DIRECTOR |
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER, CHAIRMAN OF THE BOARD, DIRECTOR |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER |
| HOLDING, PAM, RUDDICK | CO-HEAD EQUITY |
| COHEN, TIMOTHY, MICHAEL | CO-HEAD EQUITY |
| RIMMER, CHRISTOPHER, JOHN | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER |
| LANK, HARLEY, JAY | HEAD OF HIGH INCOME |
| LO BESSETTE, CYNTHIA | SENIOR VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER |
| GRENIER, BART, ALEXANDER | PRESIDENT, HEAD OF ASSET MANAGEMENT |
| POGORELEC, JASON, PHILIP | COMPLIANCE OFFICER |
| GOUVEIA, CHRISTOPHER, MICHAEL | COMPLIANCE OFFICER |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
| BROWN, STEPHANIE, JEAN | CHIEF COMPLIANCE OFFICER |
| FOLEY, ROBIN, LEE | HEAD OF FIXED INCOME |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3,964.4 | $0.0 | 0% | 1,264 | 0 | 0% |
| 2024-04-02 | $3,964.4 | $0.0 | 0% | 1,264 | 0 | 0% |
| 2023-04-04 | $3,148.4 | $816.0 | 26% | 1,108 | 156 | 14% |
| 2022-04-01 | $3,688.6 | $275.8 | 7% | 1,042 | 222 | 21% |
| 2021-04-05 | $3,089.0 | $875.4 | 28% | 1,385 | -121 | -9% |
| 2020-04-01 | $2,675.8 | $1,288.5 | 48% | 1,618 | -354 | -22% |
| 2019-04-01 | $339.0 | $3,625.4 | 1070% | 321 | 943 | 294% |
| 2018-04-02 | $295.2 | $3,669.2 | 1243% | 458 | 806 | 176% |
| 2017-04-01 | $219.0 | $3,745.4 | 1710% | 336 | 928 | 276% |
| 2016-04-01 | $0.6 | $3,963.7 | 615013% | 361 | 903 | 250% |
| 2015-04-01 | $0.8 | $3,963.6 | 517458% | 371 | 893 | 241% |
| 2014-04-01 | $0.9 | $3,963.5 | 449496% | 356 | 908 | 255% |
| 2013-04-01 | $1.1 | $3,963.3 | 361497% | 295 | 969 | 328% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-03/28/2023, AL-03/28/2023, AR-03/28/2023, AZ-03/28/2023, CA-03/28/2023, CO-03/28/2023, CT-03/29/2019, DC-03/28/2023, DE-03/28/2023, FL-03/28/2023, GA-03/28/2023, HI-03/28/2023, IA-03/28/2023, ID-03/28/2023, IL-04/04/2022, IN-03/28/2023, KS-03/28/2023, KY-03/28/2023, LA-03/28/2023, MA-01/24/2020, MD-03/28/2023, ME-03/28/2023, MI-03/28/2023, MN-03/28/2023, MO-03/28/2023, MS-03/28/2023, MT-03/28/2023, NC-03/28/2023, ND-03/28/2023, NE-03/28/2023, NH-04/19/1999, NJ-03/28/2023, NM-03/28/2023, NV-03/28/2023, NY-03/28/2023, OH-03/28/2023, OK-03/28/2023, OR-03/28/2023, PA-03/28/2023, RI-03/28/2018, SC-03/28/2023, SD-03/28/2023, TN-03/28/2023, TX-03/28/2023, UT-03/28/2023, VA-03/28/2023, VT-03/28/2023, WA-03/28/2023, WI-03/28/2023, WV-03/28/2023, WY-03/28/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV