AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $3,964.4 |
Non-Discretionary | $0.0 |
Total | $3,964.4 |
Client | AUM |
---|---|
Retail | $21.6 |
Pooled | $3,901.6 |
Institutional | $41.1 |
Total | $3,964.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 4,877 | $2.3 |
Average Individual AUM | $480,312 | |
HNW | 25,320 | $19.3 |
Average HNW AUM | $761,746 | |
Retail Total | 30,197 | $21.6 |
Average Retail AUM | $716,292 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $50.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $62.8 |
Retail SMA AUM | $21.6 |
Institutional SMA AUM | $41.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 12% | $7.5 |
Municipal | 15% | $9.4 |
Sovereign | 0% | $0.0 |
IG Credit | 6% | $3.8 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 66% | $41.4 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 99% | $62.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
STRATEGIC ADVISERS LLC | $824.7 | 104555 | |
FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
FIAM LLC | $219.2 | 133196 | |
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $24.4 | 148045 | |
FMR INVESTMENT MANAGEMENT (UK) LIMITED | $14.7 | 108273 | |
IMPRESA MANAGEMENT LLC | $11.8 | 168741 | |
BALLYROCK INVESTMENT ADVISORS LLC | $6.5 | 115324 | |
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $3.9 | 301896 | |
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
FIDELITY DIVERSIFYING SOLUTIONS LLC | $2.6 | 315088 | |
FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
FIDVEST US LLC | $0.0 | - | |
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
FIAM INDEX FUND GP, LLC | $0.0 | - | |
DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
SOTERIA REINSURANCE LTD. | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS TECH ADVISORS LP | $0.0 | - | |
FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
18 active
Name | Title |
---|---|
LYNCH, PETER, SIMON | VICE CHAIRMAN, DIRECTOR |
JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER, CHAIRMAN OF THE BOARD, DIRECTOR |
JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
MCGRAW, GERARD, JOHN | ELECTED MANAGER |
HOLDING, PAM, RUDDICK | CO-HEAD EQUITY |
COHEN, TIMOTHY, MICHAEL | CO-HEAD EQUITY |
RIMMER, CHRISTOPHER, JOHN | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER |
LANK, HARLEY, JAY | HEAD OF HIGH INCOME |
LO BESSETTE, CYNTHIA | SENIOR VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER |
GRENIER, BART, ALEXANDER | PRESIDENT, HEAD OF ASSET MANAGEMENT |
POGORELEC, JASON, PHILIP | COMPLIANCE OFFICER |
GOUVEIA, CHRISTOPHER, MICHAEL | COMPLIANCE OFFICER |
NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
BROWN, STEPHANIE, JEAN | CHIEF COMPLIANCE OFFICER |
FOLEY, ROBIN, LEE | HEAD OF FIXED INCOME |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3,964.4 | $0.0 | 0% | 1,264 | 0 | 0% |
2024-04-02 | $3,964.4 | $0.0 | 0% | 1,264 | 0 | 0% |
2023-04-04 | $3,148.4 | $816.0 | 26% | 1,108 | 156 | 14% |
2022-04-01 | $3,688.6 | $275.8 | 7% | 1,042 | 222 | 21% |
2021-04-05 | $3,089.0 | $875.4 | 28% | 1,385 | -121 | -9% |
2020-04-01 | $2,675.8 | $1,288.5 | 48% | 1,618 | -354 | -22% |
2019-04-01 | $339.0 | $3,625.4 | 1070% | 321 | 943 | 294% |
2018-04-02 | $295.2 | $3,669.2 | 1243% | 458 | 806 | 176% |
2017-04-01 | $219.0 | $3,745.4 | 1710% | 336 | 928 | 276% |
2016-04-01 | $0.6 | $3,963.7 | 615013% | 361 | 903 | 250% |
2015-04-01 | $0.8 | $3,963.6 | 517458% | 371 | 893 | 241% |
2014-04-01 | $0.9 | $3,963.5 | 449496% | 356 | 908 | 255% |
2013-04-01 | $1.1 | $3,963.3 | 361497% | 295 | 969 | 328% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
MA, AK-03/28/2023, AL-03/28/2023, AR-03/28/2023, AZ-03/28/2023, CA-03/28/2023, CO-03/28/2023, CT-03/29/2019, DC-03/28/2023, DE-03/28/2023, FL-03/28/2023, GA-03/28/2023, HI-03/28/2023, IA-03/28/2023, ID-03/28/2023, IL-04/04/2022, IN-03/28/2023, KS-03/28/2023, KY-03/28/2023, LA-03/28/2023, MA-01/24/2020, MD-03/28/2023, ME-03/28/2023, MI-03/28/2023, MN-03/28/2023, MO-03/28/2023, MS-03/28/2023, MT-03/28/2023, NC-03/28/2023, ND-03/28/2023, NE-03/28/2023, NH-04/19/1999, NJ-03/28/2023, NM-03/28/2023, NV-03/28/2023, NY-03/28/2023, OH-03/28/2023, OK-03/28/2023, OR-03/28/2023, PA-03/28/2023, RI-03/28/2018, SC-03/28/2023, SD-03/28/2023, TN-03/28/2023, TX-03/28/2023, UT-03/28/2023, VA-03/28/2023, VT-03/28/2023, WA-03/28/2023, WI-03/28/2023, WV-03/28/2023, WY-03/28/2023 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV