FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Latest filing: Sep 20, 2024 (40 days ago)

AUM

$3,931,298,951
50% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

174
32% change vs. 1 year ago
49% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

BOSTON, MA
245 SUMMER STREET, BOSTON, MA, UNITED STATES, 02210

Client AUM

Discretion AUM
Discretionary $3.9
Non-Discretionary $0.0
Total $3.9
Client AUM
Retail $1.8
Pooled $0.0
Institutional $2.2
Total $3.9
Retail Accounts AUM
Individual 45,658 $0.1
Average Individual AUM $1,518
HNW 1,350 $1.7
Average HNW AUM $1,254,266
Retail Total 47,008 $1.8
Average Retail AUM $37,495

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $3.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $3.9
Retail SMA AUM $1.8
Institutional SMA AUM $2.2
Asset Class % AUM
Equity Exch 97% $3.8
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 3% $0.1
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 100% $3.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC $3,964.4 108281
STRATEGIC ADVISERS LLC $824.7 104555
FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC $818.8 288590
FIAM LLC $219.2 133196
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED $24.4 148045
FMR INVESTMENT MANAGEMENT (UK) LIMITED $14.7 108273
IMPRESA MANAGEMENT LLC $11.8 168741
BALLYROCK INVESTMENT ADVISORS LLC $6.5 115324
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED $2.8 148239
FIDELITY DIVERSIFYING SOLUTIONS LLC $2.6 315088
EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP $0.0 -
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP $0.0 -
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP $0.0 -
AVON VENTURE ADVISORS FUND I LP $0.0 -
NATIONAL FINANCIAL SERVICES LLC $0.0 broker-dealer 13041
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP $0.0 -
FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED $0.0 -
FIDELITY DIGITAL ASSET SERVICES LLC $0.0 trust company -
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC $0.0 -
FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC $0.0 -
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP $0.0 -
FIAM INSTITUTIONAL FUNDS MANAGER, LLC $0.0 -
FIDELITY REAL ESTATE PARTNERS VI LLC $0.0 -
FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC $0.0 -
FIDELITY PRIME FINANCING, LLC $0.0 broker-dealer 299736
GREEN PIER FINTECH LLC $0.0 broker-dealer 313305
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP $0.0 -
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP $0.0 -
FIAM INDEX FUND GP, LLC $0.0 -
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP $0.0 -
FINE STRUCTURE VENTURES ADVISORS FUND I LP $0.0 -
VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP $0.0 -
FIDVEST US LLC $0.0 -
42 NORTH RESOURCE PARTNERS ADVISORS LP $0.0 -
SOTERIA REINSURANCE LTD. $0.0 -
DIGITAL BROKERAGE SERVICES LLC $0.0 broker-dealer 308213
ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP $0.0 -
FIDELITY MANAGEMENT TRUST COMPANY $0.0 trust company -
42 NORTH RESOURCE PARTNERS ADVISORS II LP $0.0 -
FIDELITY DISTRIBUTORS COMPANY LLC $0.0 broker-dealer 17507
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY $0.0 trust company -
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP $0.0 -
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC $0.0 -
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP $0.0 -
FIDELITY CRET TRUSTEE LLC $0.0 -
FIDELITY JAPAN DATA CENTERS FUND GP LP $0.0 -
FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC $0.0 -
FIDELITY TOKYO 3 SERIES GP LP $0.0 -
FIDELITY FUNDS MANAGER II, LLC $0.0 -
F-PRIME CP HITS ADVISORS FUND LP $0.0 -
AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP $0.0 -
DI OPPORTUNITY ADVISORS FUND LP $0.0 -
FIDELITY PERSONAL TRUST COMPANY, FSB $0.0 trust company -
FIDELITY INVESTMENTS LIFE INSURANCE COMPANY $0.0 -
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP $0.0 -
AVON VENTURE ADVISORS FUND II LP $0.0 -
FIDELITY FUNDS MANAGER LLC $0.0 -
FIDELITY BROKERAGE SERVICES LLC $0.0 broker-dealer 7784
FIDELITY HEALTH INSURANCE SERVICES, LLC $0.0 -
FINE STRUCTURE VENTURES ADVISORS FUND II LP $0.0 -
FIDELITY INSURANCE AGENCY, INC. $0.0 -
DI CONSUMER ADVISORS FUND I LP $0.0 -
FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED $0.0 -
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP $0.0 -
KEZAR TRADING, LLC $0.0 broker-dealer 171752

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

18 active

Name Title
LINDE, JASON, JOHN CHIEF COMPLIANCE OFFICER
GALLAGHER, GARY, JOHN ELECTED MANAGER/PRESIDENT
JOHNSON IV, EDWARD, CROSBY ELECTED MANAGER
JOHNSON, ABIGAIL, PIERREPONT ELECTED MANAGER
MCGRAW, GERARD, JOHN ELECTED MANAGER
WILENS, MICHAEL, ENGBER ELECTED MANAGER
NIELSON, JAMES, DARBY CHIEF INVESTMENT OFFICER
MAHNA, ROHIT ELECTED MANAGER
BIRKE, ERICA, STEINIG ELECTED MANAGER
PENZONE, COLBY, JOSEPH ELECTED MANAGER
RIVIEZZO, ALFONSO ELECTED MANAGER
O'BRIEN, EDWARD, DANIEL ELECTED MANAGER
COHEN, KIMIKO, CAUTERO CHIEF FINANCIAL OFFICER
NEFF, STEPHEN, CHARLES ELECTED MANAGER
GUSTAFSON, DALTON ELECTED MANAGER
MARCHUK, ANTON, V ELECTED MANAGER
SETH, MANMOHAN, S ELECTED MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

32 active representatives found, showing 20 random

Name City State Exams Designations
MATTHEW GREENE BOSTON MA S66|2013-11-17 CHARTERED FINANCIAL ANALYST
MINDY FREEDMAN BOSTON MA S66|2018-10-15
JOSHUA LOBAN BOSTON MA S63|2007-10-31|S65|2020-03-06
DEREK WASLICK BOSTON MA S63|2020-11-07|S66|2021-12-20
ROBERT VINES BOSTON MA S63|1997-01-03|S66|2008-06-30
THOMAS BETROS BOSTON MA S65|2016-04-06|S63|2017-01-27
VINCENT BERTRAM BOSTON MA S66|2017-12-30 CHARTERED FINANCIAL ANALYST
KARLE MCLAUGHLIN BOSTON MA S66|2022-11-14
MICHAEL SCARSCIOTTI BOSTON MA S66|2011-04-02|S63|2022-07-01 CERTIFIED FINANCIAL PLANNER
NATHANIEL CHANG BOSTON MA S66|2014-08-04|S63|2023-01-18 CHARTERED FINANCIAL ANALYST
MARK JENKINS BOSTON MA S63|2007-01-29|S65|2020-09-21
STEVEN DONAHUE BOSTON MA S66|2022-07-01
CHARLES COLLIER BOSTON MA S66|2016-02-05 CHARTERED FINANCIAL ANALYST
MANUELA ARANGO COTY BOSTON MA S63|2023-10-20 CHARTERED FINANCIAL ANALYST
ALEXANDER HARRINGTON BOSTON MA S66|2021-07-02
JEFFREY BONAFE BOSTON MA S66|2007-03-23
MEGAN DISPIRITO BOSTON MA S66|2021-01-15
PAUL MA BOSTON MA S66|2000-12-11|S63|2015-09-02 CHARTERED FINANCIAL ANALYST
TAYLOR HANKINS BOSTON MA S63|2021-10-12 CHARTERED FINANCIAL ANALYST
POOJA RAJU-SHANKAR BOSTON MA S63|2010-10-08|S66|2021-03-19

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $3.9 $0.0 0% 174 0 0%
2024-04-02 $3.9 $0.0 0% 174 0 0%
2023-04-04 $2.6 $1.3 50% 132 42 32%
2022-04-01 $2.8 $1.1 38% 124 50 40%
2021-04-05 $0.0 $0.0 0% 117 57 49%
2020-04-01 $0.0 $0.0 0% 17 157 924%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MA, AK-03/28/2023, AL-03/28/2023, AR-03/28/2023, AZ-03/28/2023, CA-11/30/2020, CO-03/28/2023, CT-03/28/2023, DC-03/28/2023, DE-03/28/2023, FL-03/28/2023, GA-03/28/2023, HI-03/28/2023, IA-03/28/2023, ID-03/28/2023, IL-03/31/2022, IN-03/28/2023, KS-03/28/2023, KY-03/28/2023, LA-03/28/2023, MA-06/28/2019, MD-03/28/2023, ME-03/28/2023, MI-03/28/2023, MN-03/28/2023, MO-03/28/2023, MS-03/28/2023, MT-03/28/2023, NC-03/28/2023, ND-03/28/2023, NE-03/28/2023, NH-03/28/2023, NJ-03/28/2023, NM-03/28/2023, NV-03/31/2022, NY-03/28/2023, OH-03/28/2023, OK-03/28/2023, OR-03/28/2023, PA-03/28/2023, PR-03/28/2023, RI-06/28/2019, SC-03/28/2023, SD-03/28/2023, TN-03/28/2023, TX-12/05/2019, UT-03/28/2023, VA-03/28/2023, VI-03/28/2023, VT-03/28/2023, WA-03/28/2023, WI-03/28/2023, WV-03/28/2023, WY-03/28/2023
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV