FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
Latest filing: Sep 20, 2024 (40 days ago)
AUM
$3,931,298,951
50% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
174
32% change vs. 1 year ago
49% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BOSTON, MA
245 SUMMER STREET, BOSTON, MA, UNITED STATES, 02210
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.9 |
| Non-Discretionary | $0.0 |
| Total | $3.9 |
| Client | AUM |
|---|---|
| Retail | $1.8 |
| Pooled | $0.0 |
| Institutional | $2.2 |
| Total | $3.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 45,658 | $0.1 |
| Average Individual AUM | $1,518 | |
| HNW | 1,350 | $1.7 |
| Average HNW AUM | $1,254,266 | |
| Retail Total | 47,008 | $1.8 |
| Average Retail AUM | $37,495 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $3.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.9 |
| Retail SMA AUM | $1.8 |
| Institutional SMA AUM | $2.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $3.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 3% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $3.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $3,964.4 | 108281 | |
| STRATEGIC ADVISERS LLC | $824.7 | 104555 | |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC | $818.8 | 288590 | |
| FIAM LLC | $219.2 | 133196 | |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $24.4 | 148045 | |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | $14.7 | 108273 | |
| IMPRESA MANAGEMENT LLC | $11.8 | 168741 | |
| BALLYROCK INVESTMENT ADVISORS LLC | $6.5 | 115324 | |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | $2.6 | 315088 | |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
| AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
| NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
| FIDELITY DIGITAL ASSET SERVICES LLC | $0.0 | trust company | - |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
| FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
| FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
| GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
| FIAM INDEX FUND GP, LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
| FIDVEST US LLC | $0.0 | - | |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
| SOTERIA REINSURANCE LTD. | $0.0 | - | |
| DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
| FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
| FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
| FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
| FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
| FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
| F-PRIME CP HITS ADVISORS FUND LP | $0.0 | - | |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
| DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
| FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
| AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY FUNDS MANAGER LLC | $0.0 | - | |
| FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
| FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
| DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | $0.0 | - | |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
| KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
18 active
| Name | Title |
|---|---|
| LINDE, JASON, JOHN | CHIEF COMPLIANCE OFFICER |
| GALLAGHER, GARY, JOHN | ELECTED MANAGER/PRESIDENT |
| JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
| JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
| MCGRAW, GERARD, JOHN | ELECTED MANAGER |
| WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
| NIELSON, JAMES, DARBY | CHIEF INVESTMENT OFFICER |
| MAHNA, ROHIT | ELECTED MANAGER |
| BIRKE, ERICA, STEINIG | ELECTED MANAGER |
| PENZONE, COLBY, JOSEPH | ELECTED MANAGER |
| RIVIEZZO, ALFONSO | ELECTED MANAGER |
| O'BRIEN, EDWARD, DANIEL | ELECTED MANAGER |
| COHEN, KIMIKO, CAUTERO | CHIEF FINANCIAL OFFICER |
| NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
| GUSTAFSON, DALTON | ELECTED MANAGER |
| MARCHUK, ANTON, V | ELECTED MANAGER |
| SETH, MANMOHAN, S | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
32 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW GREENE | BOSTON | MA | S66|2013-11-17 | CHARTERED FINANCIAL ANALYST | |||||
| MINDY FREEDMAN | BOSTON | MA | S66|2018-10-15 | ||||||
| JOSHUA LOBAN | BOSTON | MA | S63|2007-10-31|S65|2020-03-06 | ||||||
| DEREK WASLICK | BOSTON | MA | S63|2020-11-07|S66|2021-12-20 | ||||||
| ROBERT VINES | BOSTON | MA | S63|1997-01-03|S66|2008-06-30 | ||||||
| THOMAS BETROS | BOSTON | MA | S65|2016-04-06|S63|2017-01-27 | ||||||
| VINCENT BERTRAM | BOSTON | MA | S66|2017-12-30 | CHARTERED FINANCIAL ANALYST | |||||
| KARLE MCLAUGHLIN | BOSTON | MA | S66|2022-11-14 | ||||||
| MICHAEL SCARSCIOTTI | BOSTON | MA | S66|2011-04-02|S63|2022-07-01 | CERTIFIED FINANCIAL PLANNER | |||||
| NATHANIEL CHANG | BOSTON | MA | S66|2014-08-04|S63|2023-01-18 | CHARTERED FINANCIAL ANALYST | |||||
| MARK JENKINS | BOSTON | MA | S63|2007-01-29|S65|2020-09-21 | ||||||
| STEVEN DONAHUE | BOSTON | MA | S66|2022-07-01 | ||||||
| CHARLES COLLIER | BOSTON | MA | S66|2016-02-05 | CHARTERED FINANCIAL ANALYST | |||||
| MANUELA ARANGO COTY | BOSTON | MA | S63|2023-10-20 | CHARTERED FINANCIAL ANALYST | |||||
| ALEXANDER HARRINGTON | BOSTON | MA | S66|2021-07-02 | ||||||
| JEFFREY BONAFE | BOSTON | MA | S66|2007-03-23 | ||||||
| MEGAN DISPIRITO | BOSTON | MA | S66|2021-01-15 | ||||||
| PAUL MA | BOSTON | MA | S66|2000-12-11|S63|2015-09-02 | CHARTERED FINANCIAL ANALYST | |||||
| TAYLOR HANKINS | BOSTON | MA | S63|2021-10-12 | CHARTERED FINANCIAL ANALYST | |||||
| POOJA RAJU-SHANKAR | BOSTON | MA | S63|2010-10-08|S66|2021-03-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3.9 | $0.0 | 0% | 174 | 0 | 0% |
| 2024-04-02 | $3.9 | $0.0 | 0% | 174 | 0 | 0% |
| 2023-04-04 | $2.6 | $1.3 | 50% | 132 | 42 | 32% |
| 2022-04-01 | $2.8 | $1.1 | 38% | 124 | 50 | 40% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 117 | 57 | 49% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 17 | 157 | 924% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-03/28/2023, AL-03/28/2023, AR-03/28/2023, AZ-03/28/2023, CA-11/30/2020, CO-03/28/2023, CT-03/28/2023, DC-03/28/2023, DE-03/28/2023, FL-03/28/2023, GA-03/28/2023, HI-03/28/2023, IA-03/28/2023, ID-03/28/2023, IL-03/31/2022, IN-03/28/2023, KS-03/28/2023, KY-03/28/2023, LA-03/28/2023, MA-06/28/2019, MD-03/28/2023, ME-03/28/2023, MI-03/28/2023, MN-03/28/2023, MO-03/28/2023, MS-03/28/2023, MT-03/28/2023, NC-03/28/2023, ND-03/28/2023, NE-03/28/2023, NH-03/28/2023, NJ-03/28/2023, NM-03/28/2023, NV-03/31/2022, NY-03/28/2023, OH-03/28/2023, OK-03/28/2023, OR-03/28/2023, PA-03/28/2023, PR-03/28/2023, RI-06/28/2019, SC-03/28/2023, SD-03/28/2023, TN-03/28/2023, TX-12/05/2019, UT-03/28/2023, VA-03/28/2023, VI-03/28/2023, VT-03/28/2023, WA-03/28/2023, WI-03/28/2023, WV-03/28/2023, WY-03/28/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV