AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $818.8 |
Non-Discretionary | $0.0 |
Total | $818.8 |
Client | AUM |
---|---|
Retail | $704.0 |
Pooled | $0.0 |
Institutional | $114.8 |
Total | $818.8 |
Retail | Accounts | AUM |
---|---|---|
Individual | 1,103,013 | $247.4 |
Average Individual AUM | $224,303 | |
HNW | 549,755 | $456.6 |
Average HNW AUM | $830,512 | |
Retail Total | 1,652,768 | $704.0 |
Average Retail AUM | $425,945 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $818.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $818.8 |
Retail SMA AUM | $704.0 |
Institutional SMA AUM | $114.8 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 20% | $163.8 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 1% | $8.2 |
Municipal | 2% | $16.4 |
Sovereign | 0% | $0.0 |
IG Credit | 1% | $8.2 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 76% | $622.3 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $818.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | $3,964.4 | 108281 | |
STRATEGIC ADVISERS LLC | $824.7 | 104555 | |
FIAM LLC | $219.2 | 133196 | |
FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | $24.4 | 148045 | |
FMR INVESTMENT MANAGEMENT (UK) LIMITED | $14.7 | 108273 | |
BALLYROCK INVESTMENT ADVISORS LLC | $6.5 | 115324 | |
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | $3.9 | 301896 | |
FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | $2.8 | 148239 | |
FIDELITY DIVERSIFYING SOLUTIONS LLC | $2.6 | 315088 | |
FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | $0.0 | - | |
FIAM INSTITUTIONAL FUNDS MANAGER, LLC | $0.0 | - | |
DI CONSUMER ADVISORS FUND I LP | $0.0 | - | |
AVON VENTURE ADVISORS FUND II LP | $0.0 | - | |
FIDELITY BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 7784 |
FIDELITY INSURANCE AGENCY, INC. | $0.0 | - | |
AVON VENTURE ADVISORS FUND I LP | $0.0 | - | |
42 NORTH RESOURCE PARTNERS ADVISORS II LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | $0.0 | - | |
FINE STRUCTURE VENTURES ADVISORS FUND I LP | $0.0 | - | |
FIDELITY DISTRIBUTORS COMPANY LLC | $0.0 | broker-dealer | 17507 |
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
FIDELITY HEALTH INSURANCE SERVICES, LLC | $0.0 | - | |
DIGITAL BROKERAGE SERVICES LLC | $0.0 | broker-dealer | 308213 |
FIDELITY FUNDS MANAGER, LLC | $0.0 | - | |
GREEN PIER FINTECH LLC | $0.0 | broker-dealer | 313305 |
SOTERIA REINSURANCE LTD. | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | $0.0 | - | |
VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | $0.0 | - | |
FIDELITY DIGITAL ASSET SERVICES, LLC | $0.0 | trust company | - |
DI OPPORTUNITY ADVISORS FUND LP | $0.0 | - | |
FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | $0.0 | - | |
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | $0.0 | - | |
FIDELITY JAPAN DATA CENTERS FUND GP LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | $0.0 | - | |
FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | $0.0 | - | |
FIDELITY FUNDS MANAGER II, LLC | $0.0 | - | |
FIDELITY TOKYO 3 SERIES GP LP | $0.0 | - | |
FIDELITY CRET TRUSTEE LLC | $0.0 | - | |
FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | $0.0 | - | |
FIDELITY FUNDS MANAGER III,LLC | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | $0.0 | - | |
FIDELITY PRIME FINANCING, LLC | $0.0 | broker-dealer | 299736 |
FIDELITY REAL ESTATE PARTNERS VI LLC | $0.0 | - | |
FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
FIDELITY PERSONAL TRUST COMPANY, FSB | $0.0 | trust company | - |
FINE STRUCTURE VENTURES ADVISORS FUND II LP | $0.0 | - | |
FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | $0.0 | - | |
KEZAR TRADING, LLC | $0.0 | broker-dealer | 171752 |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | $0.0 | - | |
EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | $0.0 | - | |
42 NORTH RESOURCE PARTNERS ADVISORS LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | $0.0 | - | |
F-PRIME CP HITS ADVISORS FUND LP | $0.0 | - | |
FIDELITY MANAGEMENT TRUST COMPANY | $0.0 | trust company | - |
F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | $0.0 | - | |
ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | $0.0 | - | |
F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | $0.0 | - | |
NATIONAL FINANCIAL SERVICES LLC | $0.0 | broker-dealer | 13041 |
F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | $0.0 | - | |
AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | $0.0 | - | |
FIAM INDEX FUND GP, LLC | $0.0 | - | |
FIDVEST US LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
17 active
Name | Title |
---|---|
JOHNSON IV, EDWARD, CROSBY | ELECTED MANAGER |
JOHNSON, ABIGAIL, PIERREPONT | ELECTED MANAGER |
MCGRAW, GERARD, JOHN | ELECTED MANAGER |
WILENS, MICHAEL, ENGBER | ELECTED MANAGER |
COYNE, DAVID, BUTLER | ELECTED MANAGER |
COMPSON, RICHARD, GRAY | ELECTED MANAGER/PRESIDENT |
LYNN, KARIM, GLORIE | CHIEF LEGAL OFFICER/SECRETARY |
OWENS, WILSON, BRECHNER | ELECTED MANAGER |
PETERSON, DAVID, (NMN) | ELECTED MANAGER |
MCDERMOTT, CHRISTOPHER, ANDREW | ELECTED MANAGER |
MOORJANI, SANGEETA, (NMN) | ELECTED MANAGER |
LAMB, BRANDON, LEIGH | CHIEF COMPLIANCE OFFICER |
MCLAUGHLIN, KEVIN, MICHAEL | CHIEF FINANCIAL OFFICER |
NEFF, STEPHEN, CHARLES | ELECTED MANAGER |
WIEMEYER, PETER, ERIC | ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
15,179 active representatives found, showing 20 random
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
GAVIN DUFFY | BOSTON | MA | S66|2013-02-26 | ||||||
BENTON GURLEY | BOSTON | MA | S63|2012-10-24|S66|2013-11-26 | ||||||
CHRISTOPHER SULLIVAN | BOSTON | MA | S66|2022-10-21 | ||||||
CALVIN CELENTANO | BOSTON | MA | S63|2011-08-26|S65|2012-02-17 | ||||||
MICHELE KLANIAN | BOSTON | MA | S63|1987-03-03|S65|1998-10-01 | ||||||
ASMIR HASKIC | BOSTON | MA | S66|2018-07-11|S63|2016-07-25 | ||||||
COLIN MOOR | BOSTON | MA | S66|2022-07-01 | ||||||
SPENCER HIGGONS | BOSTON | MA | S63|2019-03-08|S66|2020-09-04 | ||||||
TRACY LUNDIN | BOSTON | MA | S63|2003-09-25|S65|2007-04-27 | ||||||
ERIC PIESNIKOWSKI | BOSTON | MA | S66|2009-03-09 | CERTIFIED FINANCIAL PLANNER | |||||
MILAN GRBIC | BOSTON | MA | S63|2022-02-01|S66|2023-01-04 | ||||||
COLE DRIVER | BOSTON | MA | S63|2022-03-31|S66|2023-08-04 | ||||||
PHILIP HORENSTEIN | BOSTON | MA | S63|2014-01-06|S66|2016-03-11 | ||||||
WALESKA ALVAREZ | BOSTON | MA | S63|2011-08-25|S66|2018-06-14 | ||||||
TROY COX | BOSTON | MA | S66|2022-10-31 | ||||||
NICHOLAS ARNOLD | BOSTON | MA | S63|2014-07-23|S66|2015-11-24 | ||||||
MICHAEL DELL | BOSTON | MA | S63|2021-10-04|S66|2022-05-24 | ||||||
TYLER ROCHESTER | BOSTON | MA | S63|2017-01-17|S66|2017-10-30 | ||||||
KALEY HUXFORD | BOSTON | MA | S63|2011-09-19|S66|2012-10-24 | ||||||
AUSTIN BAKER | BOSTON | MA | S63|2021-01-25|S66|2021-10-27 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $818.8 | $0.0 | 0% | 15,424 | 0 | 0% |
2024-04-02 | $818.8 | $0.0 | 0% | 15,424 | 0 | 0% |
2023-04-04 | $652.5 | $166.2 | 25% | 13,507 | 1,917 | 14% |
2022-04-01 | $726.7 | $92.1 | 13% | 11,220 | 4,204 | 37% |
2021-04-05 | $566.2 | $252.5 | 45% | 9,422 | 6,002 | 64% |
2020-04-01 | $453.3 | $365.5 | 81% | 8,158 | 7,266 | 89% |
2019-04-01 | $338.0 | $480.8 | 142% | 6,722 | 8,702 | 129% |
2018-04-02 | $0.0 | $0.0 | 0% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
MA, AK-03/28/2018, AL-03/28/2018, AR-03/28/2018, AZ-03/28/2018, CA-03/28/2018, CO-03/28/2018, CT-03/28/2018, DC-03/28/2018, DE-03/28/2018, FL-03/28/2018, GA-03/28/2018, HI-03/28/2018, IA-03/28/2018, ID-03/28/2018, IL-07/13/2018, IN-03/28/2018, KS-03/28/2018, KY-03/28/2018, LA-03/28/2018, MA-11/13/2017, MD-03/28/2018, ME-03/28/2018, MI-03/28/2018, MN-03/28/2018, MO-03/28/2018, MS-03/28/2018, MT-03/28/2018, NC-03/28/2018, ND-03/28/2018, NE-03/28/2018, NH-03/28/2018, NJ-04/25/2018, NM-03/28/2018, NV-03/28/2018, NY-03/28/2018, OH-03/28/2018, OK-03/28/2018, OR-03/28/2018, PA-03/28/2018, PR-03/28/2018, RI-03/28/2018, SC-03/28/2018, SD-03/28/2018, TN-03/28/2018, TX-03/28/2018, UT-03/28/2018, VA-03/28/2018, VT-03/28/2018, WA-03/28/2018, WI-03/28/2018, WV-03/28/2018, WY-03/28/2018 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV