J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
Latest filing: Aug 28, 2024 (63 days ago)
AUM
$86,270,585,130
-38% change vs. 1 year ago
-19% change vs. 3 years ago
10% change vs. 5 years ago
232% change vs. 10 years ago
Employee Count
690
-41% change vs. 1 year ago
-12% change vs. 3 years ago
14% change vs. 5 years ago
126% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
111, SAN FRANCISCO, CA, UNITED STATES, 94111-5602
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $82.9 |
| Non-Discretionary | $3.3 |
| Total | $86.3 |
| Client | AUM |
|---|---|
| Retail | $66.7 |
| Pooled | $6.8 |
| Institutional | $12.7 |
| Total | $86.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 9,451 | $2.3 |
| Average Individual AUM | $246,014 | |
| HNW | 9,349 | $64.4 |
| Average HNW AUM | $6,887,881 | |
| Retail Total | 18,800 | $66.7 |
| Average Retail AUM | $3,548,930 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $69.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $79.4 |
| Retail SMA AUM | $66.7 |
| Institutional SMA AUM | $12.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 59% | $46.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $5.6 |
| Municipal | 11% | $8.7 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $3.2 |
| HY Credit | 1% | $0.8 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 9% | $7.1 |
| Other Pools | 1% | $0.8 |
| Cash | 8% | $6.4 |
| Other | 0% | $0.0 |
| Total | 100% | $79.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,549.1 | 107038 | |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | $365.7 | 135960 | |
| J.P. MORGAN PRIVATE INVESTMENTS INC. | $292.9 | 110186 | |
| J.P. MORGAN SECURITIES LLC | $249.7 | broker-dealer | 79 |
| J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. | $18.8 | 20989 | |
| HIGHBRIDGE CAPITAL MANAGEMENT, LLC | $7.2 | 134776 | |
| BEAR STEARNS ASSET MANAGEMENT INC. | $0.0 | 113359 | |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | $0.0 | broker-dealer | 102920 |
| JPMORGAN ASSET MANAGEMENT (EUROPE) S.A.R.L. | $0.0 | 304190 | |
| BEIJING EQUITY INVESTMENT DEVELOPMENT MANAGEMENT CO., LTD. | $0.0 | 162933 | |
| JPMORGAN DISTRIBUTION SERVICES, INC. | $0.0 | broker-dealer | 104234 |
| FIRST REPUBLIC TRUST COMPANY OF DELAWARE, LLC | $0.0 | trust company | - |
| J.P. MORGAN TRUST COMPANY OF WYOMING, LLC | $0.0 | trust company | - |
| JPMORGAN CHASE BANK N.A. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| TATEOSIAN, DAVID, CHARLES | MANAGER |
| GENTIN, NICOLAS, ROBIN | MANAGER |
| BURGE, ANDREW, C | MANAGER |
| HONG, AMY | MANAGER |
| WOLFE, CHRISTOPHER, J | MANAGER AND PRESIDENT |
| LAM, HOLLY, HAO-MAN | CHIEF COMPLIANCE OFFICER |
| DIMIG, THEODORE, F | MANAGER |
| HILL, GLENN | MANAGER |
| DESAI, SAHIL, WESLEY | DEPUTY GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
Representatives
91 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| WILLIAM HARTSHORNE | SAN FRANCISCO | CA | S66|2014-09-16 | ||||||
| NICOLAS GENTIN | SAN FRANCISCO | CA | S63|2014-07-25|S65|2015-07-23 | ||||||
| AMY CARRILLO | SAN FRANCISCO | CA | S66|2023-08-21 | ||||||
| CHRISTOPHER WOLFE | SAN FRANCISCO | CA | S63|1997-11-19|S65|1992-11-24 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ALEXANDRA RUEB | SAN FRANCISCO | CA | S63|1998-04-20|S65|1998-10-16 | CHARTERED FINANCIAL ANALYST | |||||
| REINA ALVAREZ | SAN FRANCISCO | CA | S63|2017-11-30|S65|2018-08-07 | ||||||
| TRAVIS LEATHERMAN | SAN FRANCISCO | CA | S63|2019-04-18|S66|2021-08-09 | ||||||
| BRADLEY UZELAC | SAN FRANCISCO | CA | S65|2019-05-01 | ||||||
| SHIVA SATTAR | SAN FRANCISCO | CA | S63|1997-11-21|S66|2002-02-12 | ||||||
| STEPHANIE TAUL | SAN FRANCISCO | CA | S63|1998-08-11|S66|2020-07-21 | ||||||
| LISA SIEGEL | SAN FRANCISCO | CA | S66|2024-03-11 | PERSONAL FINANCIAL SPECIALIST | |||||
| TIMOTHY COMAY | SAN FRANCISCO | CA | S63|2006-11-30 | CHARTERED FINANCIAL ANALYST | |||||
| CAITLIN TRILLO | SAN FRANCISCO | CA | S66|2015-05-19 | ||||||
| JACKLIN YOUSSEF | SAN FRANCISCO | CA | S66|2024-03-08 | ||||||
| ANDREW GUIDICE | SAN FRANCISCO | CA | S63|2016-04-01|S66|2020-07-17 | ||||||
| SANDY BAYNE | SAN FRANCISCO | CA | S63|2010-07-13|S65|2013-02-11 | ||||||
| SRIDHARA SRIKANTI | SAN FRANCISCO | CA | S66|2023-05-02 | ||||||
| JEFFREY HARWOOD | SAN FRANCISCO | CA | S63|2015-01-23 | ||||||
| JUSTIN BURNS | SAN FRANCISCO | CA | S63|2018-06-15 | CHARTERED FINANCIAL ANALYST | |||||
| NOAH FOX | SAN FRANCISCO | CA | S63|2013-01-14|S65|2012-08-27 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $86.3 | $0.0 | 0% | 690 | 0 | 0% |
| 2024-04-02 | $86.3 | $0.0 | 0% | 690 | 0 | 0% |
| 2023-04-04 | $139.5 | -$53.2 | -38% | 1,165 | -475 | -41% |
| 2022-04-01 | $136.8 | -$50.5 | -37% | 838 | -148 | -18% |
| 2021-04-05 | $106.5 | -$20.2 | -19% | 788 | -98 | -12% |
| 2020-04-01 | $87.3 | -$1.0 | -1% | 641 | 49 | 8% |
| 2019-04-01 | $78.3 | $8.0 | 10% | 604 | 86 | 14% |
| 2018-04-02 | $74.0 | $12.2 | 17% | 495 | 195 | 39% |
| 2017-04-01 | $58.1 | $28.2 | 49% | 422 | 268 | 64% |
| 2016-04-01 | $47.2 | $39.1 | 83% | 401 | 289 | 72% |
| 2015-04-01 | $35.3 | $51.0 | 144% | 328 | 362 | 110% |
| 2014-04-01 | $26.0 | $60.3 | 232% | 305 | 385 | 126% |
| 2013-04-01 | $18.9 | $67.4 | 356% | 268 | 422 | 157% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-01/08/2001, AL-04/15/1991, AR-01/02/2001, AZ-05/19/1997, CA-04/12/1999, CO-01/08/2001, CT-12/14/1998, DC-03/02/2001, DE-10/27/1993, FL-01/02/1991, GA-01/02/1995, HI-10/28/2004, IA-04/01/2002, ID-03/22/2002, IL-04/19/1999, IN-09/12/1996, KS-03/22/2002, KY-03/22/2002, LA-10/18/2001, MA-04/14/1994, MD-11/13/1990, ME-09/12/1996, MI-04/03/1998, MN-11/20/1990, MO-03/22/2002, MS-03/22/2002, MT-03/31/2005, NC-03/13/2001, ND-03/26/2013, NE-03/26/2013, NH-02/07/1991, NJ-01/19/1994, NM-03/22/2002, NV-12/12/1990, NY-10/31/1990, OH-01/30/2001, OK-06/11/2002, OR-07/03/1991, PA-12/19/1990, PR-06/01/2022, RI-01/01/1993, SC-03/22/2002, SD-03/27/2002, TN-11/30/1990, TX-03/23/1999, UT-03/22/2002, VA-10/04/1990, VI-03/26/2021, VT-01/30/1995, WA-03/22/2002, WI-05/07/1993, WV-01/11/2001, WY-03/28/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV