AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.6 |
| Non-Discretionary | $0.0 |
| Total | $3.6 |
| Client | AUM |
|---|---|
| Retail | $3.4 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $3.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 2,666 | $3.4 |
| Average HNW AUM | $1,275,622 | |
| Retail Total | 2,666 | $3.4 |
| Average Retail AUM | $1,275,622 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEEHAWKEN-NJ-USA | $1.9 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.5 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.6 |
| Retail SMA AUM | $3.4 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 2% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 95% | $3.4 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $3.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,014.7 | 105676 | |
| PGIM INVESTMENTS LLC | $315.4 | 105670 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $25.7 | 106442 | |
| PRUCO SECURITIES, LLC | $16.4 | broker-dealer | 5685 |
| PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
| PGIM DC SOLUTIONS LLC | $1.3 | 318800 | |
| PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
| PRUCO LIFE INSURANCE COMPANY | $0.0 | - | |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| HOLDERITH, ROBERT, COOMBER | VICE PRESIDENT |
| SAUBER, JOEL, ROGER | EXECUTIVE VICE PRESIDENT |
| PARKER, STUART, SHERMAN | OFFICER-IN-CHARGE, CHIEF EXECUTIVE OFFICER, PRESIDENT |
| DIGIACOMO, CLAUDIA | CHIEF LEGAL OFFICER, EXECUTIVE VICE PRESIDENT, SECRETARY |
| DONOHUE, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER |
| HANES, LISA, MARIE | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $3.6 | $0.0 | 0% | 60 | 0 | 0% |
| 2024-04-02 | $3.6 | $0.0 | 0% | 60 | 0 | 0% |
| 2023-04-04 | $2.4 | $1.2 | 50% | 12 | 48 | 400% |
| 2022-04-01 | $2.3 | $1.2 | 53% | 10 | 50 | 500% |
| 2021-04-05 | $0.3 | $3.2 | 936% | 7 | 53 | 757% |
| 2020-04-01 | $0.2 | $3.4 | 1696% | 8 | 52 | 650% |
| 2019-04-01 | $0.1 | $3.4 | 2406% | 7 | 53 | 757% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 1 | 59 | 5900% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NJ, AK-03/24/2022, AL-03/24/2022, AR-03/24/2022, AZ-03/24/2022, CA-03/30/2020, CO-03/24/2022, CT-03/24/2022, DC-03/24/2022, DE-03/24/2022, FL-03/26/2021, GA-03/24/2022, HI-03/24/2022, IA-03/24/2022, ID-03/24/2022, IL-03/24/2022, IN-03/24/2022, KS-03/24/2022, KY-03/24/2022, LA-03/24/2022, MA-03/26/2021, MD-03/24/2022, ME-03/24/2022, MI-03/24/2022, MN-03/24/2022, MO-03/24/2022, MS-03/24/2022, MT-03/24/2022, NC-03/24/2022, ND-03/24/2022, NE-03/26/2021, NH-03/26/2021, NJ-04/07/2020, NM-03/24/2022, NV-03/24/2022, NY-03/30/2020, OH-03/24/2022, OK-03/24/2022, OR-03/24/2022, PA-03/24/2022, PR-03/27/2023, RI-03/24/2022, SC-03/24/2022, SD-03/24/2022, TN-03/24/2022, TX-03/26/2021, UT-03/24/2022, VA-03/24/2022, VT-03/24/2022, WA-03/24/2022, WI-03/24/2022, WV-03/24/2022, WY-03/24/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV