AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $25.7 |
Non-Discretionary | $0.0 |
Total | $25.7 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $0.3 |
Institutional | $25.4 |
Total | $25.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
JPMORGAN CHASE | BROOKLYN-NY-USA | $18.9 |
BNY MELLON | JERSEY CITY-NJ-USA | $4.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $25.4 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $25.4 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 88% | $22.3 |
HY Credit | 4% | $1.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.3 |
Other | 6% | $1.5 |
Total | 99% | $25.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
PGIM, INC. | $1,014.7 | 105676 | |
PGIM INVESTMENTS LLC | $315.4 | 105670 | |
JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
AST INVESTMENT SERVICES, INC. | $105.9 | 108897 | |
PGIM LIMITED | $64.4 | 160005 | |
PRUCO SECURITIES, LLC | $16.4 | broker-dealer | 5685 |
PGIM LUXEMBOURG S.A. | $14.6 | 281562 | |
PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
PGIM CUSTOM HARVEST LLC | $3.6 | 290235 | |
PGIM REAL ESTATE (UK) LIMITED | $3.0 | 171548 | |
WINDSOR AVENUE PARTNERS (IRELAND) II, L.P. | $0.0 | - | |
ROSS AVENUE ENERGY FUND HOLDINGS, LLC | $0.0 | - | |
CROCKETT STREET HOLDINGS II, LLC | $0.0 | - | |
MARKET STREET HOLDINGS IV, LLC | $0.0 | - | |
WABASH AVENUE HOLDINGS V, LLC | $0.0 | - | |
WAVELAND AVENUE HOLDINGS I, LLC | $0.0 | - | |
PLA SERVICES MANAGER MEXICO, LLC | $0.0 | - | |
WAVELAND AVENUE PARTNERS I (IRELAND), LP | $0.0 | - | |
PGIM REAL ESTATE U.S. DEBT FUND GP, LLC | $0.0 | - | |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | 680 | |
CROCKETT STREET PARTNERS II, L.P. | $0.0 | - | |
PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
PRUDENTIAL UNIVERSAL REINSURANCE COMPANY | $0.0 | - | |
CROCKETT STREET PARTNERS (SBA) II, L.P. | $0.0 | - | |
WINDSOR AVENUE HOLDINGS II, LLC | $0.0 | - | |
WINDSOR AVENUE PARTNERS (US) II, L.P. | $0.0 | - | |
PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | $0.0 | - | |
PGIM PRIVATE CAPITAL (IRELAND) LIMITED | $0.0 | 305536 | |
PRUDENTIAL ARIZONA REINSURANCE UNIVERSAL COMPANY | $0.0 | - | |
CAPITAL AGRICULTURAL PROPERTY SERVICES, INC. | $0.0 | - | |
WABASH AVENUE PARTNERS V, L.P. | $0.0 | - | |
PGIM REAL ESTATE FINANCE LLC | $0.0 | - | |
PGIM REF EUROPE MEMBER LLC | $0.0 | - | |
MULBERRY STREET HOLDINGS, LLC | $0.0 | - | |
PGIM PRIVATE CAPITAL LIMITED | $0.0 | - | |
DICKENS AVENUE PARTNERS VI (US), LP | $0.0 | - | |
PRUDENTIAL CAPITAL ENERGY OPPORTUNITY FUND, L.P. | $0.0 | - | |
PLA RETAIL FUND II AGGREGATING MANAGER, LLC | $0.0 | - | |
STERLING PRIVATE PLACEMENT MANAGEMENT LLP | $0.0 | - | |
WAVELAND AVENUE PARTNERS I (US), LP | $0.0 | - | |
PLA MEXICO INDUSTRIAL MANAGER II LLC | $0.0 | - | |
PGIM FOREIGN INVESTMENTS, INC. | $0.0 | - | |
THE GIBRALTAR LIFE INSURANCE CO., LTD. | $0.0 | - | |
PLA RETAIL II FUND MANAGER LLC | $0.0 | - | |
COLUMBUS DRIVE PARTNERS, L.P. | $0.0 | - | |
PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
COMMERCE STREET HOLDINGS, LLC | $0.0 | - | |
DICKENS AVENUE HOLDINGS VI, LLC | $0.0 | - | |
DICKENS AVENUE PARTNERS VI (IRELAND), LP | $0.0 | - | |
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | $0.0 | broker-dealer | 21570 |
LAKE STREET PARTNERS IV, L.P. | $0.0 | - | |
STETSON STREET PARTNERS, L.P. | $0.0 | - | |
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
Name | Title |
---|---|
CAMPION, MICHAEL, FRANCIS | DIRECTOR & PRESIDENT |
GAMBOA, ARMANDO, M. | CHIEF LEGAL OFFICER |
CONTE, ANTHONY | CHIEF COMPLIANCE OFFICER |
LAURITA, LESLEY, ELLEN | CONTROLLER |
DOUGLASS, MATHEW, ROBERT | DIRECTOR & CHAIRMAN |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $25.7 | $0.0 | 0% | 267 | 0 | 0% |
2024-04-02 | $25.7 | $0.0 | 0% | 267 | 0 | 0% |
2023-04-04 | $25.1 | $0.5 | 2% | 274 | -7 | -3% |
2022-04-01 | $21.8 | $3.9 | 18% | 252 | 15 | 6% |
2021-04-05 | $20.5 | $5.1 | 25% | 242 | 25 | 10% |
2020-04-01 | $18.7 | $7.0 | 37% | 219 | 48 | 22% |
2019-04-01 | $17.3 | $8.3 | 48% | 183 | 84 | 46% |
2018-04-02 | $17.4 | $8.2 | 47% | 209 | 58 | 28% |
2017-04-01 | $17.2 | $8.5 | 50% | 190 | 77 | 41% |
2016-04-01 | $16.9 | $8.8 | 52% | 187 | 80 | 43% |
2015-04-01 | $14.8 | $10.9 | 73% | 183 | 84 | 46% |
2014-04-01 | $14.2 | $11.5 | 81% | 191 | 76 | 40% |
2013-04-01 | $12.3 | $13.4 | 109% | 156 | 111 | 71% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NJ, CO-03/25/2020, CT-03/30/2022, IL-04/04/2022, LA-03/25/2020, NE-10/07/2019, TX-10/29/2019 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV