PGIM DC SOLUTIONS
Latest filing: Mar 27, 2024 (239 days ago)
AUM
$1,260,159,530
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
45
-6% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NEWARK, NJ
655 BROAD STREET, NEWARK, NJ, UNITED STATES, 07102
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.3 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,014.7 | 105676 | |
| PGIM INVESTMENTS LLC | $315.4 | 105670 | |
| JENNISON ASSOCIATES LLC | $194.4 | 107959 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
| PGIM PRIVATE PLACEMENT INVESTORS, L.P. | $25.7 | 106442 | |
| PGIM PORTFOLIO ADVISORY LLC | $13.4 | 136274 | |
| PGIM CUSTOM HARVEST LLC | $3.6 | 290235 | |
| PGIM WADHWANI LLP | $1.6 | 161434 | |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | - | |
| PRUDENTIAL TRUST COMPANY | $0.0 | trust company | - |
| PGIM REAL ESTATE ADVISORS LLC | $0.0 | 327165 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| MILLER, MICHAEL, DAVID | MANAGER, BOARD OF MANAGERS, PRESIDENT |
| MUHLHAUSER, JURGEN | MEMBER, BOARD OF MANAGERS |
| PALLITTO, DAWN | CHIEF COMPLIANCE OFFICER |
| BENJAMIN, SCOTT, EDWARD | MANAGER, BOARD OF MANAGERS, EXECUTIVE VICE PRESIDENT |
| OHARA, BERNARD, GERARD | MANAGER, BOARD OF MANAGERS, CHIEF FINANCIAL OFFICER, EXECUTIVE VICE PRESIDENT |
| PARKER, STUART, SHERMAN | CHIEF EXECUTIVE OFFICER |
| DIGIACOMO, CLAUDIA | CHIEF LEGAL OFFICER |
| SAUBER, JOEL, ROGER | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AMANDA WIKE | NEWARK | NJ | S66|2006-09-25 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $1.3 | $0.0 | 0% | 45 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.0 | 0% | 45 | 0 | 0% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 48 | -3 | -6% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NJ, AK-05/31/2022, AL-05/31/2022, AR-05/31/2022, AZ-05/31/2022, CA-05/31/2022, CO-05/31/2022, CT-05/31/2022, DC-05/31/2022, DE-05/31/2022, FL-05/31/2022, GA-05/31/2022, HI-05/31/2022, IA-05/31/2022, ID-05/31/2022, IL-05/31/2022, IN-05/31/2022, KS-05/31/2022, KY-05/31/2022, LA-05/31/2022, MA-05/31/2022, MD-05/31/2022, ME-05/31/2022, MI-05/31/2022, MN-05/31/2022, MO-05/31/2022, MS-05/31/2022, MT-05/31/2022, NC-05/31/2022, ND-05/31/2022, NE-05/31/2022, NH-05/31/2022, NJ-05/31/2022, NM-05/31/2022, NV-05/31/2022, NY-05/31/2022, OH-05/31/2022, OK-05/31/2022, OR-05/31/2022, PA-05/31/2022, RI-05/31/2022, SC-05/31/2022, SD-05/31/2022, TN-05/31/2022, TX-05/31/2022, UT-05/31/2022, VA-05/31/2022, VT-05/31/2022, WA-05/31/2022, WI-05/31/2022, WV-05/31/2022, WY-05/31/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV