PGIM WADHWANI LLP
Latest filing: Aug 06, 2024 (85 days ago)
AUM
$1,595,745,790
-5% change vs. 1 year ago
33% change vs. 3 years ago
27% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
49
4% change vs. 1 year ago
36% change vs. 3 years ago
44% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LONDON,
9TH FLOOR ORION HOUSE, LONDON, , UNITED KINGDOM, WC2H 9EA
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.6 |
| Non-Discretionary | $0.0 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.4 |
| Institutional | $0.2 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY & CO. LLC | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 2% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 98% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PGIM, INC. | $1,014.7 | 105676 | |
| PGIM INVESTMENTS LLC | $315.4 | 105670 | |
| PGIM QUANTITATIVE SOLUTIONS LLC | $93.4 | 129752 | |
| PGIM LIMITED | $64.4 | broker-dealer | 160005 |
| PGIM DC SOLUTIONS LLC | $1.3 | 318800 | |
| PGIM INVESTMENTS (IRELAND) LTD | $0.0 | - | |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | $0.0 | broker-dealer | 18353 |
| PGIM (SINGAPORE) PTE. LTD. | $0.0 | 313005 | |
| PGIM JAPAN CO., LTD. FORMERLY PRUDENTIAL INVESTMENT MANAGEMENT JAPAN CO. LTD. | $0.0 | - | |
| PGIM NETHERLANDS B.V. | $0.0 | - | |
| PGIM (HONG KONG) LTD. FORMELY PRAMERICA ASIA FUND MANAGEMENT LIMITED | $0.0 | broker-dealer | - |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| KETLEY, MICHAEL, RICHARD | CAO |
| DASANI, PRADIP | CFO |
| CUMMINS, RAMON, GUY | COO |
| GIBSON, LINDA, TILTON | CHAIRMAN, PGIM WADHWANI AND CEO, PGIM QUANTITATIVE SOLUTIONS |
| RICHARDS, ZILLAH, LOVEDAY | HEAD OF COMPLIANCE, UK (FCA SMF16/17) |
| PALLITTO, DAWN | CHIEF COMPLIANCE OFFICER |
| FRESSON, MARK, GERALD | MEMBER OF MANAGEMENT COMMITTEE |
| DICKS, MICHAEL, JEREMY | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $1.6 | $0.0 | 0% | 49 | 0 | 0% |
| 2024-04-02 | $1.6 | $0.0 | 0% | 49 | 0 | 0% |
| 2023-04-04 | $1.7 | -$0.1 | -5% | 47 | 2 | 4% |
| 2022-04-01 | $1.3 | $0.3 | 20% | 40 | 9 | 22% |
| 2021-04-05 | $1.2 | $0.4 | 33% | 36 | 13 | 36% |
| 2020-04-01 | $1.0 | $0.6 | 64% | 36 | 13 | 36% |
| 2019-04-01 | $1.3 | $0.3 | 27% | 34 | 15 | 44% |
| 2018-04-02 | $1.8 | -$0.2 | -10% | 33 | 16 | 48% |
| 2017-04-01 | $1.9 | -$0.3 | -16% | 33 | 16 | 48% |
| 2016-04-01 | $1.8 | -$0.2 | -14% | 32 | 17 | 53% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY-03/29/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV