PGIM WADHWANI LLP

Latest filing: Aug 06, 2024 (85 days ago)

AUM

$1,595,745,790
-5% change vs. 1 year ago
33% change vs. 3 years ago
27% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

49
4% change vs. 1 year ago
36% change vs. 3 years ago
44% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

LONDON,
9TH FLOOR ORION HOUSE, LONDON, , UNITED KINGDOM, WC2H 9EA

Client AUM

Discretion AUM
Discretionary $1.6
Non-Discretionary $0.0
Total $1.6
Client AUM
Retail $0.0
Pooled $1.4
Institutional $0.2
Total $1.6
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
MORGAN STANLEY & CO. LLC NEW YORK-NY-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.2
Retail SMA AUM $0.0
Institutional SMA AUM $0.2
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 2% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 98% $0.2
Other 0% $0.0
Total 100% $0.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PGIM, INC. $1,014.7 105676
PGIM INVESTMENTS LLC $315.4 105670
PGIM QUANTITATIVE SOLUTIONS LLC $93.4 129752
PGIM LIMITED $64.4 broker-dealer 160005
PGIM DC SOLUTIONS LLC $1.3 318800
PGIM INVESTMENTS (IRELAND) LTD $0.0 -
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC $0.0 broker-dealer 18353
PGIM (SINGAPORE) PTE. LTD. $0.0 313005
PGIM JAPAN CO., LTD. FORMERLY PRUDENTIAL INVESTMENT MANAGEMENT JAPAN CO. LTD. $0.0 -
PGIM NETHERLANDS B.V. $0.0 -
PGIM (HONG KONG) LTD. FORMELY PRAMERICA ASIA FUND MANAGEMENT LIMITED $0.0 broker-dealer -
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
KETLEY, MICHAEL, RICHARD CAO
DASANI, PRADIP CFO
CUMMINS, RAMON, GUY COO
GIBSON, LINDA, TILTON CHAIRMAN, PGIM WADHWANI AND CEO, PGIM QUANTITATIVE SOLUTIONS
RICHARDS, ZILLAH, LOVEDAY HEAD OF COMPLIANCE, UK (FCA SMF16/17)
PALLITTO, DAWN CHIEF COMPLIANCE OFFICER
FRESSON, MARK, GERALD MEMBER OF MANAGEMENT COMMITTEE
DICKS, MICHAEL, JEREMY CHIEF INVESTMENT OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1.6 $0.0 0% 49 0 0%
2024-04-02 $1.6 $0.0 0% 49 0 0%
2023-04-04 $1.7 -$0.1 -5% 47 2 4%
2022-04-01 $1.3 $0.3 20% 40 9 22%
2021-04-05 $1.2 $0.4 33% 36 13 36%
2020-04-01 $1.0 $0.6 64% 36 13 36%
2019-04-01 $1.3 $0.3 27% 34 15 44%
2018-04-02 $1.8 -$0.2 -10% 33 16 48%
2017-04-01 $1.9 -$0.3 -16% 33 16 48%
2016-04-01 $1.8 -$0.2 -14% 32 17 53%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY-03/29/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV