PUTNAM INVESTMENTS LIMITED

Latest filing: Aug 13, 2024 (78 days ago)

AUM

$3,004,699,263
-11% change vs. 1 year ago
-17% change vs. 3 years ago
-9% change vs. 5 years ago
-51% change vs. 10 years ago

Employee Count

15
-12% change vs. 1 year ago
-12% change vs. 3 years ago
-29% change vs. 5 years ago
-35% change vs. 10 years ago

Main Office

LONDON,
CANNON PLACE, LONDON, , UNITED KINGDOM, EC4N 6HL

Client AUM

Discretion AUM
Discretionary $2.8
Non-Discretionary $0.2
Total $3.0
Client AUM
Retail $0.0
Pooled $2.3
Institutional $0.7
Total $3.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY TORONTO--CAN $0.3
THE BANK OF NEW YORK MELLON LONDON--GBR $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.7
Retail SMA AUM $0.0
Institutional SMA AUM $0.7
Asset Class % AUM
Equity Exch 47% $0.3
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 5% $0.0
HY Credit 43% $0.3
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 4% $0.0
Other 1% $0.0
Total 100% $0.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
FRANKLIN ADVISERS, INC. $339.2 104517
PUTNAM INVESTMENT MANAGEMENT, LLC $97.9 106629
THE PUTNAM ADVISORY COMPANY, LLC $65.6 106631
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED $25.3 111360
FRANKLIN ADVISORY SERVICES, LLC $7.7 111361
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP $0.0 broker-dealer 7325
PUTNAM CAPITAL, L.L.C. $0.0 -
PUTNAM INVESTMENTS AUSTRALIA PTY LIMITED $0.0 broker-dealer -
PUTNAM INVESTMENT HOLDINGS, LLC $0.0 -
FRANKLIN DISTRIBUTORS, LLC $0.0 broker-dealer 109064
PUTNAM INVESTMENTS CANADA ULC $0.0 broker-dealer -
PUTNAM FIDUCIARY TRUST COMPANY, LLC $0.0 trust company -
PUTNAM INVESTMENTS JAPAN CO., LTD. $0.0 -
37 CAPITAL STRUCTURED CREDIT GENERAL PARTNER, LLC $0.0 -
37 CAPITAL GENERAL PARTNER, LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

8 active

Name Title
MCCORMACK, ALAN, GRAHAM DIRECTOR
CLARK, JAMES, F. CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER
GANDHI, VIVEK CHIEF EXECUTIVE OFFICER AND DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $3.0 $0.0 0% 15 0 0%
2024-04-02 $3.0 $0.0 0% 15 0 0%
2023-04-04 $3.4 -$0.4 -11% 17 -2 -12%
2022-04-01 $3.8 -$0.8 -21% 17 -2 -12%
2021-04-05 $3.6 -$0.6 -17% 17 -2 -12%
2020-04-01 $3.1 -$0.1 -2% 15 0 0%
2019-04-01 $3.3 -$0.3 -9% 21 -6 -29%
2018-04-02 $5.5 -$2.5 -46% 22 -7 -32%
2017-04-01 $5.9 -$2.8 -49% 19 -4 -21%
2016-04-01 $6.3 -$3.3 -53% 23 -8 -35%
2015-04-01 $6.2 -$3.2 -52% 25 -10 -40%
2014-04-01 $6.1 -$3.1 -51% 23 -8 -35%
2013-04-01 $5.4 -$2.4 -44% 26 -11 -42%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
BROKER DEALER
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV