PUTNAM INVESTMENT MANAGEMENT, LLC
Latest filing: Sep 27, 2024 (58 days ago)
AUM
$97,851,190,759
7% change vs. 1 year ago
-13% change vs. 3 years ago
10% change vs. 5 years ago
10% change vs. 10 years ago
Employee Count
330
3% change vs. 1 year ago
9% change vs. 3 years ago
9% change vs. 5 years ago
27% change vs. 10 years ago
Main Office
BOSTON, MA
100 FEDERAL ST, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $97.9 |
| Non-Discretionary | $0.0 |
| Total | $97.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $97.4 |
| Institutional | $0.4 |
| Total | $97.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 7 | $0.0 |
| Average Individual AUM | $517,226 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 7 | $0.0 |
| Average Retail AUM | $517,226 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 24% | $0.1 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 60% | $0.3 |
| Other Pools | 12% | $0.1 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
| CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
| THE PUTNAM ADVISORY COMPANY, LLC | $65.6 | 106631 | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $56.0 | 110783 | |
| FRANKLIN MUTUAL ADVISERS, LLC | $38.4 | 111376 | |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $25.3 | 111360 | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $24.9 | 117384 | |
| TEMPLETON GLOBAL ADVISORS LIMITED | $22.3 | 111383 | |
| K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
| FRANKLIN ADVISORY SERVICES, LLC | $7.7 | 111361 | |
| TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
| PUTNAM INVESTMENTS LIMITED | $3.0 | broker-dealer | 122254 |
| PUTNAM FIDUCIARY TRUST COMPANY, LLC | $0.0 | trust company | - |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
| PUTNAM INVESTMENT HOLDINGS, LLC | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| PUTNAM INVESTMENTS JAPAN CO., LTD. | $0.0 | - | |
| PUTNAM CAPITAL, L.L.C. | $0.0 | - | |
| 37 CAPITAL GENERAL PARTNER, LLC | $0.0 | - | |
| PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP | $0.0 | broker-dealer | 7325 |
| 37 CAPITAL STRUCTURED CREDIT GENERAL PARTNER, LLC | $0.0 | - | |
| PUTNAM INVESTMENTS AUSTRALIA PTY LIMITED | $0.0 | broker-dealer | - |
| PUTNAM INVESTMENTS CANADA ULC | $0.0 | broker-dealer | - |
| K2 ADVISORS, L.L.C. | $0.0 | 284891 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| CLARK, JAMES, F. | CHIEF COMPLIANCE OFFICER |
| PERKINS, RICHARD, SHEPHERD | PRESIDENT |
| AVIGDOR, LEEOR, PAUL | TREASURER |
| OSHITA, LINDSEY | CHIEF FINANCIAL OFFICER |
| MERCHANT, THOMAS, CLIFTON | CHIEF LEGAL OFFICER |
| DESAI, SONAL | EXECUTIVE VICE PRESIDENT |
| PETRYK, ADAM, JAY | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
94 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RYAN BIRCH | BOSTON | MA | S66|2022-12-17 | ||||||
| TIFFANY DYSON | BOSTON | MA | S66|2019-03-18 | ||||||
| KELLY MOORE | BOSTON | MA | S63|2017-12-11|S65|2019-11-19 | ||||||
| SOPHIA STARR | BOSTON | MA | S66|2024-01-18 | ||||||
| GWEN CALLINAN | BOSTON | MA | S66|2023-05-12 | ||||||
| MICHAEL MEEHAN | BOSTON | MA | S63|2007-06-08|S65|2008-05-01 | ||||||
| JOEL STEVENS | BOSTON | MA | S66|2021-10-18 | ||||||
| KELSY PHINNEY | BOSTON | MA | S63|2005-02-18|S65|2019-11-13 | ||||||
| DEVIN RUSSELL | BOSTON | MA | S63|2007-12-20|S65|2009-02-10 | ||||||
| BRIAN KELLEY | BOSTON | MA | S63|1993-05-12|S65|2003-06-11 | ||||||
| TYLER LELAND | BOSTON | MA | S66|2023-12-27 | ||||||
| JAMES HALLORAN | BOSTON | MA | S63|1993-02-17|S65|2006-07-21 | ||||||
| ABIGAIL WEDGE | BOSTON | MA | S63|2015-09-03 | CHARTERED FINANCIAL ANALYST | |||||
| JAMES PULEO | BOSTON | MA | S66|2019-03-05 | ||||||
| OLIVIA FREDRICK | BOSTON | MA | S66|2021-10-07 | ||||||
| JOSEPH KEALTY | BOSTON | MA | S63|2004-03-18|S65|2006-05-25 | ||||||
| ERIC NIGHORN | BOSTON | MA | S66|2022-04-11 | ||||||
| CAITLIN BAGGEROER | BOSTON | MA | S63|2011-04-18|S65|2016-05-31 | ||||||
| CHAD KASTNER | BOSTON | MA | S63|1997-10-30|S65|2014-06-13 | ||||||
| KATHLEEN IRISH | BOSTON | MA | S63|2004-04-30|S65|2006-09-01 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $97.9 | $0.0 | 0% | 330 | 0 | 0% |
| 2024-04-02 | $97.9 | $0.0 | 0% | 330 | 0 | 0% |
| 2023-04-04 | $91.2 | $6.7 | 7% | 319 | 11 | 3% |
| 2022-04-01 | $115.6 | -$17.7 | -15% | 316 | 14 | 4% |
| 2021-04-05 | $112.3 | -$14.4 | -13% | 302 | 28 | 9% |
| 2020-04-01 | $103.5 | -$5.6 | -5% | 301 | 29 | 10% |
| 2019-04-01 | $88.6 | $9.2 | 10% | 303 | 27 | 9% |
| 2018-04-02 | $91.7 | $6.1 | 7% | 272 | 58 | 21% |
| 2017-04-01 | $85.5 | $12.3 | 14% | 275 | 55 | 20% |
| 2016-04-01 | $98.3 | -$0.5 | 0% | 303 | 27 | 9% |
| 2015-04-01 | $99.0 | -$1.1 | -1% | 263 | 67 | 25% |
| 2014-04-01 | $89.3 | $8.5 | 10% | 259 | 71 | 27% |
| 2013-04-01 | $74.2 | $23.7 | 32% | 253 | 77 | 30% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-10/20/2020, AL-10/20/2020, AR-10/20/2020, AZ-08/16/2001, CA-10/20/2020, CO-10/20/2020, CT-10/20/2020, DC-10/20/2020, DE-10/20/2020, FL-10/20/2020, GA-10/20/2020, HI-10/20/2020, IA-10/20/2020, ID-10/20/2020, IL-10/22/2020, IN-10/20/2020, KS-10/20/2020, KY-10/20/2020, LA-08/16/2001, MA-08/08/2001, MD-10/20/2020, ME-10/20/2020, MI-10/20/2020, MN-10/20/2020, MO-10/20/2020, MS-10/20/2020, MT-10/20/2020, NC-10/20/2020, ND-10/20/2020, NE-08/16/2001, NH-08/16/2001, NJ-11/02/2020, NM-10/20/2020, NV-10/20/2020, NY-10/20/2020, OH-10/20/2020, OK-10/20/2020, OR-10/20/2020, PA-10/20/2020, PR-10/20/2020, RI-10/20/2020, SC-10/20/2020, SD-10/20/2020, TN-10/20/2020, TX-09/25/2001, UT-10/20/2020, VA-10/20/2020, VI-10/20/2020, VT-10/20/2020, WA-08/16/2001, WI-10/20/2020, WV-10/20/2020, WY-10/20/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV