PUTNAM INVESTMENT MANAGEMENT, LLC

Latest filing: Sep 27, 2024 (33 days ago)

AUM

$97,851,190,759
7% change vs. 1 year ago
-13% change vs. 3 years ago
10% change vs. 5 years ago
10% change vs. 10 years ago

Employee Count

330
3% change vs. 1 year ago
9% change vs. 3 years ago
9% change vs. 5 years ago
27% change vs. 10 years ago

Main Office

BOSTON, MA
100 FEDERAL ST, BOSTON, MA, UNITED STATES, 02110

Client AUM

Discretion AUM
Discretionary $97.9
Non-Discretionary $0.0
Total $97.9
Client AUM
Retail $0.0
Pooled $97.4
Institutional $0.4
Total $97.9
Retail Accounts AUM
Individual 7 $0.0
Average Individual AUM $517,226
HNW 0 $0.0
Average HNW AUM $0
Retail Total 7 $0.0
Average Retail AUM $517,226

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.4
Retail SMA AUM $0.0
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 1% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 24% $0.1
HY Credit 1% $0.0
Derivatives 0% $0.0
Investment Companies 60% $0.3
Other Pools 12% $0.1
Cash 2% $0.0
Other 0% $0.0
Total 100% $0.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
FRANKLIN ADVISERS, INC. $339.2 104517
FRANKLIN TEMPLETON FUND ADVISER, LLC $196.1 140432
CLEARBRIDGE INVESTMENTS, LLC $148.2 137028
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC $105.4 142219
THE PUTNAM ADVISORY COMPANY, LLC $65.6 106631
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC $56.0 110783
FRANKLIN MUTUAL ADVISERS, LLC $38.4 111376
WESTERN ASSET MANAGEMENT COMPANY LIMITED $28.4 110427
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED $25.3 111360
FRANKLIN TEMPLETON INSTITUTIONAL, LLC $24.9 117384
TEMPLETON GLOBAL ADVISORS LIMITED $22.3 111383
K2/D&S MANAGEMENT CO., L.L.C. $9.5 123826
FRANKLIN ADVISORY SERVICES, LLC $7.7 111361
TEMPLETON INVESTMENT COUNSEL, LLC $6.4 111370
PUTNAM INVESTMENTS LIMITED $3.0 broker-dealer 122254
PUTNAM FIDUCIARY TRUST COMPANY, LLC $0.0 trust company -
FIDUCIARY TRUST COMPANY INTERNATIONAL $0.0 trust company -
PUTNAM INVESTMENT HOLDINGS, LLC $0.0 -
FRANKLIN DISTRIBUTORS, LLC $0.0 broker-dealer 109064
PUTNAM INVESTMENTS JAPAN CO., LTD. $0.0 -
PUTNAM CAPITAL, L.L.C. $0.0 -
37 CAPITAL GENERAL PARTNER, LLC $0.0 -
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP $0.0 broker-dealer 7325
37 CAPITAL STRUCTURED CREDIT GENERAL PARTNER, LLC $0.0 -
PUTNAM INVESTMENTS AUSTRALIA PTY LIMITED $0.0 broker-dealer -
PUTNAM INVESTMENTS CANADA ULC $0.0 broker-dealer -
K2 ADVISORS, L.L.C. $0.0 284891

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
CLARK, JAMES, F. CHIEF COMPLIANCE OFFICER
PERKINS, RICHARD, SHEPHERD PRESIDENT
AVIGDOR, LEEOR, PAUL TREASURER
OSHITA, LINDSEY CHIEF FINANCIAL OFFICER
MERCHANT, THOMAS, CLIFTON CHIEF LEGAL OFFICER
DESAI, SONAL EXECUTIVE VICE PRESIDENT
PETRYK, ADAM, JAY EXECUTIVE VICE PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

94 active representatives found, showing 20 random

Name City State Exams Designations
EVAN RUSSO BOSTON MA S66|2023-03-24
BENJAMIN DECOTEAU BOSTON MA S63|2015-08-21|S66|2021-07-27
BRIAN KELLEY BOSTON MA S63|1993-05-12|S65|2003-06-11
WILLIAM ALLEN BOSTON MA S66|2021-09-13
GEORGE MOORE BOSTON MA S63|2002-06-25|S65|2005-05-24
KATHLEEN IRISH BOSTON MA S63|2004-04-30|S65|2006-09-01
DANIEL JOHNSON BOSTON MA S66|2019-02-25
RYAN BIRCH BOSTON MA S66|2022-12-17
GRACE MCKENNA BOSTON MA S66|2023-12-15
BRYAN SCHWARZ BOSTON MA S63|1993-12-23|S65|1995-07-14
RYAN BATHON BOSTON MA S66|2019-02-14
JULIA BLOOMFIELD BOSTON MA S66|2023-12-22
CAITLIN BAGGEROER BOSTON MA S63|2011-04-18|S65|2016-05-31
MATTHEW FRENCH BOSTON MA S66|2006-03-03
CHRISTOPHER HIGGINS BOSTON MA S63|2021-03-09|S65|2021-07-15
KELLY LOUGHRAN BOSTON MA S66|2019-02-11
DENNIS CORBETT BOSTON MA S63|1995-10-16|S65|2006-05-19
BRIAN BUCKLEY BOSTON MA S66|2010-08-17
ANNE KINSMAN BOSTON MA S63|1988-03-07|S65|2006-08-14
SOPHIA STARR BOSTON MA S66|2024-01-18

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $97.9 $0.0 0% 330 0 0%
2024-04-02 $97.9 $0.0 0% 330 0 0%
2023-04-04 $91.2 $6.7 7% 319 11 3%
2022-04-01 $115.6 -$17.7 -15% 316 14 4%
2021-04-05 $112.3 -$14.4 -13% 302 28 9%
2020-04-01 $103.5 -$5.6 -5% 301 29 10%
2019-04-01 $88.6 $9.2 10% 303 27 9%
2018-04-02 $91.7 $6.1 7% 272 58 21%
2017-04-01 $85.5 $12.3 14% 275 55 20%
2016-04-01 $98.3 -$0.5 0% 303 27 9%
2015-04-01 $99.0 -$1.1 -1% 263 67 25%
2014-04-01 $89.3 $8.5 10% 259 71 27%
2013-04-01 $74.2 $23.7 32% 253 77 30%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MA, AK-10/20/2020, AL-10/20/2020, AR-10/20/2020, AZ-08/16/2001, CA-10/20/2020, CO-10/20/2020, CT-10/20/2020, DC-10/20/2020, DE-10/20/2020, FL-10/20/2020, GA-10/20/2020, HI-10/20/2020, IA-10/20/2020, ID-10/20/2020, IL-10/22/2020, IN-10/20/2020, KS-10/20/2020, KY-10/20/2020, LA-08/16/2001, MA-08/08/2001, MD-10/20/2020, ME-10/20/2020, MI-10/20/2020, MN-10/20/2020, MO-10/20/2020, MS-10/20/2020, MT-10/20/2020, NC-10/20/2020, ND-10/20/2020, NE-08/16/2001, NH-08/16/2001, NJ-11/02/2020, NM-10/20/2020, NV-10/20/2020, NY-10/20/2020, OH-10/20/2020, OK-10/20/2020, OR-10/20/2020, PA-10/20/2020, PR-10/20/2020, RI-10/20/2020, SC-10/20/2020, SD-10/20/2020, TN-10/20/2020, TX-09/25/2001, UT-10/20/2020, VA-10/20/2020, VI-10/20/2020, VT-10/20/2020, WA-08/16/2001, WI-10/20/2020, WV-10/20/2020, WY-10/20/2020
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV