THE PUTNAM ADVISORY COMPANY, LLC
Latest filing: Sep 05, 2024 (55 days ago)
AUM
$65,643,931,214
3% change vs. 1 year ago
-26% change vs. 3 years ago
34% change vs. 5 years ago
68% change vs. 10 years ago
Employee Count
7
-82% change vs. 1 year ago
-81% change vs. 3 years ago
-80% change vs. 5 years ago
-85% change vs. 10 years ago
Main Office
BOSTON, MA
100 FEDERAL ST, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $29.9 |
| Non-Discretionary | $35.8 |
| Total | $65.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $56.8 |
| Institutional | $8.9 |
| Total | $65.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | BOSTON-MA-USA | $5.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $8.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $8.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 33% | $2.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 2% | $0.2 |
| IG Credit | 38% | $3.4 |
| HY Credit | 2% | $0.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 1% | $0.1 |
| Cash | 2% | $0.2 |
| Other | 22% | $2.0 |
| Total | 100% | $8.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $339.2 | 104517 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $196.1 | 140432 | |
| CLEARBRIDGE INVESTMENTS, LLC | $148.2 | 137028 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $105.4 | 142219 | |
| PUTNAM INVESTMENT MANAGEMENT, LLC | $97.9 | 106629 | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $56.0 | 110783 | |
| FRANKLIN MUTUAL ADVISERS, LLC | $38.4 | 111376 | |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | $28.4 | 110427 | |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $25.3 | 111360 | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $24.9 | 117384 | |
| TEMPLETON GLOBAL ADVISORS LIMITED | $22.3 | 111383 | |
| K2/D&S MANAGEMENT CO., L.L.C. | $9.5 | 123826 | |
| FRANKLIN ADVISORY SERVICES, LLC | $7.7 | 111361 | |
| TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
| PUTNAM INVESTMENTS LIMITED | $3.0 | broker-dealer | 122254 |
| 37 CAPITAL STRUCTURED CREDIT GENERAL PARTNER, LLC | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| PUTNAM CAPITAL, L.L.C. | $0.0 | - | |
| PUTNAM FIDUCIARY TRUST COMPANY, LLC | $0.0 | trust company | - |
| PUTNAM INVESTMENTS JAPAN CO., LTD. | $0.0 | - | |
| 37 CAPITAL GENERAL PARTNER, LLC | $0.0 | - | |
| PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP | $0.0 | broker-dealer | 7325 |
| PUTNAM INVESTMENT HOLDINGS, LLC | $0.0 | - | |
| PUTNAM INVESTMENTS CANADA ULC | $0.0 | broker-dealer | - |
| PUTNAM INVESTMENTS AUSTRALIA PTY LIMITED | $0.0 | broker-dealer | - |
| K2 ADVISORS, L.L.C. | $0.0 | 284891 | |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| CLARK, JAMES, F. | CHIEF COMPLIANCE OFFICER |
| PERKINS, RICHARD, SHEPHERD | PRESIDENT |
| OSHITA, LINDSEY | CHIEF FINANCIAL OFFICER |
| MERCHANT, THOMAS, CLIFTON | CHIEF LEGAL OFFICER |
| AVIGDOR, LEEOR, PAUL | TREASURER |
| DESAI, SONAL | EXECUTIVE VICE PRESIDENT |
| PETRYK, ADAM, JAY | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $65.6 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $65.6 | $0.0 | 0% | 7 | 0 | 0% |
| 2023-04-04 | $63.8 | $1.8 | 3% | 40 | -33 | -82% |
| 2022-04-01 | $80.6 | -$15.0 | -19% | 37 | -30 | -81% |
| 2021-04-05 | $88.8 | -$23.1 | -26% | 37 | -30 | -81% |
| 2020-04-01 | $66.5 | -$0.8 | -1% | 35 | -28 | -80% |
| 2019-04-01 | $49.0 | $16.7 | 34% | 35 | -28 | -80% |
| 2018-04-02 | $45.6 | $20.0 | 44% | 28 | -21 | -75% |
| 2017-04-01 | $46.2 | $19.4 | 42% | 25 | -18 | -72% |
| 2016-04-01 | $37.8 | $27.9 | 74% | 26 | -19 | -73% |
| 2015-04-01 | $37.7 | $27.9 | 74% | 53 | -46 | -87% |
| 2014-04-01 | $39.2 | $26.5 | 68% | 46 | -39 | -85% |
| 2013-04-01 | $44.4 | $21.3 | 48% | 41 | -34 | -83% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AZ-03/28/2002, LA-03/28/2002, MA-03/28/2002, NE-03/28/2002, NH-03/29/2002, TX-04/01/2002, WA-03/28/2002 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV