THE PUTNAM ADVISORY COMPANY, LLC
Latest filing: Jan 02, 2025 (117 days ago)
AUM
$41,473,864,610
-37% change vs. 1 year ago
-49% change vs. 3 years ago
-38% change vs. 5 years ago
10% change vs. 10 years ago
Employee Count
7
0% change vs. 1 year ago
-81% change vs. 3 years ago
-80% change vs. 5 years ago
-87% change vs. 10 years ago
Main Office
BOSTON, MA
100 FEDERAL ST, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $32.0 |
| Non-Discretionary | $9.5 |
| Total | $41.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $21.3 |
| Institutional | $20.1 |
| Total | $41.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. | BOSTON-MA-USA | $5.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $20.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $20.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $9.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 2% | $0.4 |
| IG Credit | 34% | $6.9 |
| HY Credit | 1% | $0.2 |
| Derivatives | 2% | $0.4 |
| Investment Companies | 2% | $0.4 |
| Other Pools | 1% | $0.2 |
| Cash | 2% | $0.4 |
| Other | 11% | $2.2 |
| Total | 100% | $20.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRANKLIN ADVISERS, INC. | $467.0 | 104517 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | $191.6 | 140432 | |
| CLEARBRIDGE INVESTMENTS, LLC | $180.8 | 137028 | |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | $125.9 | 142219 | |
| PUTNAM INVESTMENT MANAGEMENT, LLC | $85.2 | 106629 | |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | $66.4 | 110783 | |
| FRANKLIN MUTUAL ADVISERS, LLC | $42.6 | 111376 | |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | $33.6 | 110427 | |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | $30.9 | 111360 | |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | $28.9 | 117384 | |
| TEMPLETON GLOBAL ADVISORS LIMITED | $19.4 | 111383 | |
| K2/D&S MANAGEMENT CO., L.L.C. | $9.4 | 123826 | |
| FRANKLIN ADVISORY SERVICES, LLC | $9.2 | 111361 | |
| TEMPLETON INVESTMENT COUNSEL, LLC | $6.4 | 111370 | |
| PUTNAM INVESTMENTS LIMITED | $3.0 | broker-dealer | 122254 |
| 37 CAPITAL STRUCTURED CREDIT GENERAL PARTNER, LLC | $0.0 | - | |
| FRANKLIN DISTRIBUTORS, LLC | $0.0 | broker-dealer | 109064 |
| PUTNAM CAPITAL, L.L.C. | $0.0 | - | |
| PUTNAM FIDUCIARY TRUST COMPANY, LLC | $0.0 | trust company | - |
| PUTNAM INVESTMENTS JAPAN CO., LTD. | $0.0 | - | |
| 37 CAPITAL GENERAL PARTNER, LLC | $0.0 | - | |
| PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP | $0.0 | broker-dealer | 7325 |
| PUTNAM INVESTMENT HOLDINGS, LLC | $0.0 | - | |
| PUTNAM INVESTMENTS CANADA ULC | $0.0 | broker-dealer | - |
| PUTNAM INVESTMENTS AUSTRALIA PTY LIMITED | $0.0 | broker-dealer | - |
| K2 ADVISORS, L.L.C. | $0.0 | 284891 | |
| FIDUCIARY TRUST COMPANY INTERNATIONAL | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| CLARK, JAMES, F. | CHIEF COMPLIANCE OFFICER |
| PERKINS, RICHARD, SHEPHERD | PRESIDENT |
| OSHITA, LINDSEY | CHIEF FINANCIAL OFFICER |
| MERCHANT, THOMAS, CLIFTON | CHIEF LEGAL OFFICER |
| AVIGDOR, LEEOR, PAUL | TREASURER |
| DESAI, SONAL | EXECUTIVE VICE PRESIDENT |
| PETRYK, ADAM, JAY | EXECUTIVE VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $41.5 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $65.6 | -$24.2 | -37% | 7 | 0 | 0% |
| 2023-04-04 | $63.8 | -$22.4 | -35% | 40 | -33 | -82% |
| 2022-04-01 | $80.6 | -$39.1 | -49% | 37 | -30 | -81% |
| 2021-04-05 | $88.8 | -$47.3 | -53% | 37 | -30 | -81% |
| 2020-04-01 | $66.5 | -$25.0 | -38% | 35 | -28 | -80% |
| 2019-04-01 | $49.0 | -$7.5 | -15% | 35 | -28 | -80% |
| 2018-04-02 | $45.6 | -$4.1 | -9% | 28 | -21 | -75% |
| 2017-04-01 | $46.2 | -$4.8 | -10% | 25 | -18 | -72% |
| 2016-04-01 | $37.8 | $3.7 | 10% | 26 | -19 | -73% |
| 2015-04-01 | $37.7 | $3.7 | 10% | 53 | -46 | -87% |
| 2014-04-01 | $39.2 | $2.3 | 6% | 46 | -39 | -85% |
| 2013-04-01 | $44.4 | -$2.9 | -6% | 41 | -34 | -83% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AZ-03/28/2002, LA-03/28/2002, MA-03/28/2002, NE-03/28/2002, NH-03/29/2002, TX-04/01/2002, WA-03/28/2002 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV