AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $1.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $1.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,485 | $0.7 |
| Average Individual AUM | $208,748 | |
| HNW | 233 | $0.5 |
| Average HNW AUM | $2,328,116 | |
| Retail Total | 3,718 | $1.3 |
| Average Retail AUM | $341,564 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.3 |
| Retail SMA AUM | $1.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 30% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 60% | $0.8 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $350.0 | broker-dealer | 705 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $275.4 | broker-dealer | 149018 |
| EAGLE ASSET MANAGEMENT INC | $33.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $29.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $15.6 | 174904 | |
| CLARIVEST ASSET MANAGEMENT LLC | $3.0 | 139785 | |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.4 | 109439 | |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES LTD | $0.0 | broker-dealer | - |
| RAYMOND JAMES INVESTMENT SERVICES LTD. | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES TRUST QUEBEC | $0.0 | trust company | - |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES GLOBAL SECURITIES LTD | $0.0 | broker-dealer | - |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A. | $0.0 | broker-dealer | - |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES TRUST, NA | $0.0 | trust company | - |
| RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD | $0.0 | broker-dealer | - |
| CEBILE CAPITAL LLC | $0.0 | broker-dealer | 292240 |
| RAYMOND JAMES FINANCIAL PLANNING | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
| RAYMOND JAMES CORPORATE FINANCE GMBH | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
93 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TRACY THEEMES | VANCOUVER | S63|2000-06-20|S65|2022-07-20 | |||||||
| KAM-LUN KWAN | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| JUSTIN JOHNSTON | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| BRIAN WEBER | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| ROBERT VENIER | VANCOUVER | S65|2018-10-23 | |||||||
| JASON MACCALLUM | VANCOUVER | S63|1998-11-13|S65|2017-02-16 | |||||||
| IAN MORRISON | VANCOUVER | S66|2013-03-26 | |||||||
| LAMBERTUS SCHIKKERLING | VANCOUVER | S66|2012-03-27 | |||||||
| APRIL DOREY | VANCOUVER | S63|2008-09-12|S65|2011-11-08 | |||||||
| GREGORY MERVAR | VANCOUVER | S65|2023-09-25 | |||||||
| PAUL SILUCH | VANCOUVER | S63|2003-03-21 | |||||||
| SHARON MITCHELL | VANCOUVER | S65|2018-05-29 | |||||||
| ERIC WETMORE | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| KARIM HALANI | VANCOUVER | S65|2022-12-05 | |||||||
| NADIA CRAIG | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| CARLO GAGLIARDI | VANCOUVER | S65|2023-03-22 | |||||||
| VIKAS SAIDA | VANCOUVER | S66|2013-11-26 | |||||||
| PAMELA KATUNAR | VANCOUVER | S65|2023-11-29 | |||||||
| LEONARD SCHIKKERLING | VANCOUVER | S66|2012-03-27 | CHARTERED FINANCIAL ANALYST | ||||||
| ROBERT MCKENZIE | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $1.3 | $0.0 | 0% | 145 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.0 | 0% | 145 | 0 | 0% |
| 2023-04-04 | $1.0 | $0.3 | 28% | 145 | 0 | 0% |
| 2022-04-01 | $0.9 | $0.4 | 41% | 135 | 10 | 7% |
| 2021-04-05 | $0.6 | $0.6 | 100% | 140 | 5 | 4% |
| 2020-04-01 | $0.5 | $0.8 | 177% | 96 | 49 | 51% |
| 2019-04-01 | $0.3 | $1.0 | 339% | 91 | 54 | 59% |
| 2018-04-02 | $0.2 | $1.1 | 506% | 84 | 61 | 73% |
| 2017-04-01 | $0.1 | $1.1 | 896% | 65 | 80 | 123% |
| 2016-04-01 | $0.1 | $1.2 | 1377% | 60 | 85 | 142% |
| 2015-04-01 | $0.0 | $1.2 | 2722% | 44 | 101 | 230% |
| 2014-04-01 | $0.0 | $1.2 | 4010% | 32 | 113 | 353% |
| 2013-04-01 | $0.0 | $1.2 | 5304% | 40 | 105 | 262% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ-03/07/2014, CA-06/18/2012, CO-06/06/2018, CT-05/28/2020, FL-03/17/2015, GA-03/27/2020, HI-06/25/2019, IL-11/17/2020, MA-09/30/2015, MD-04/28/2022, MI-10/16/2018, MN-11/25/2020, NC-02/06/2019, NH-09/05/2014, NJ-05/28/2020, NV-05/22/2020, NY-01/07/2015, OH-11/12/2020, OR-05/28/2020, PA-10/19/2018, TN-07/24/2020, TX-02/29/2012, VA-01/16/2020, VT-03/25/2022, WA-06/18/2012, WY-09/27/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV