RAYMOND JAMES (USA) LTD

Latest filing: Dec 13, 2023 (322 days ago)

AUM

$1,269,936,357
28% change vs. 1 year ago
100% change vs. 3 years ago
339% change vs. 5 years ago
4010% change vs. 10 years ago

Employee Count

145
0% change vs. 1 year ago
4% change vs. 3 years ago
59% change vs. 5 years ago
353% change vs. 10 years ago

Main Office

VANCOUVER,
2100-925 WEST GEORGIA STREET, VANCOUVER, , CANADA, V6C3L2

Client AUM

Discretion AUM
Discretionary $0.3
Non-Discretionary $1.0
Total $1.3
Client AUM
Retail $1.3
Pooled $0.0
Institutional $0.0
Total $1.3
Retail Accounts AUM
Individual 3,485 $0.7
Average Individual AUM $208,748
HNW 233 $0.5
Average HNW AUM $2,328,116
Retail Total 3,718 $1.3
Average Retail AUM $341,564

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $1.3
Retail SMA AUM $1.3
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 30% $0.4
Equity Non-Exch 0% $0.0
Govt Agency 60% $0.8
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 10% $0.1
Other 0% $0.0
Total 100% $1.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
RAYMOND JAMES & ASSOCIATES, INC. $350.0 broker-dealer 705
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC $275.4 broker-dealer 149018
EAGLE ASSET MANAGEMENT INC $33.5 110653
SCOUT INVESTMENTS, INC. $29.0 111787
CARILLON TOWER ADVISERS, INC. $15.6 174904
CLARIVEST ASSET MANAGEMENT LLC $3.0 139785
COUGAR GLOBAL INVESTMENTS LIMITED $1.4 109439
RAYMOND JAMES INVESTMENT COUNSEL LTD. $0.0 128324
RAYMOND JAMES EURO EQUITIES SAS $0.0 broker-dealer -
RAYMOND JAMES LTD $0.0 broker-dealer -
RAYMOND JAMES INVESTMENT SERVICES LTD. $0.0 broker-dealer -
RAYMOND JAMES TRUST (CANADA) $0.0 trust company -
RAYMOND JAMES TRUST QUEBEC $0.0 trust company -
CEBILE CAPITAL LLP $0.0 broker-dealer -
RAYMOND JAMES GLOBAL SECURITIES LTD $0.0 broker-dealer -
RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A. $0.0 broker-dealer -
CARILLON FUND DISTRIBUTORS, INC. $0.0 broker-dealer 139749
RAYMOND JAMES TRUST, NA $0.0 trust company -
RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD $0.0 broker-dealer -
CEBILE CAPITAL LLC $0.0 broker-dealer 292240
RAYMOND JAMES FINANCIAL PLANNING $0.0 -
EB MANAGEMENT I LLC $0.0 -
RAYMOND JAMES FINANCIAL SERVICES, INC. $0.0 broker-dealer 6694
RAYMOND JAMES CORPORATE FINANCE GMBH $0.0 broker-dealer -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

No control persons found

ADVDB.CO • SOURCE: SEC

Representatives

93 active representatives found, showing 20 random

Name City State Exams Designations
DAVID JANKE VANCOUVER S63|2015-03-26|S65|2015-10-28
JASON CASTELLI VANCOUVER S63|2024-02-14 CHARTERED FINANCIAL ANALYST
ANANT VIJAY VANCOUVER CHARTERED FINANCIAL ANALYST
ADAM MCHENRY VANCOUVER S63|2014-02-14 CHARTERED FINANCIAL ANALYST
MATTHEW KASSIAN VANCOUVER S65|2018-12-06
APRIL DOREY VANCOUVER S63|2008-09-12|S65|2011-11-08
PATRICK CAFFREY VANCOUVER S65|2023-08-04
CARLO GAGLIARDI VANCOUVER S65|2023-03-22
NADIA CRAIG VANCOUVER CHARTERED FINANCIAL ANALYST
MITCHELL ROSENBERG VANCOUVER S65|2021-03-13
JOHN KEEFE VANCOUVER S65|2018-06-28
TYLER KING VANCOUVER S65|2023-06-12
RYAN CRAMP VANCOUVER S65|2021-03-09
SEAN THOMPSON VANCOUVER S66|2011-12-15
RYAN LEWENZA VANCOUVER CHARTERED FINANCIAL ANALYST
WILLIAM POLLARD VANCOUVER S63|2006-08-30|S65|2022-08-23
JAMES OWEN VANCOUVER S65|2022-06-30
SEBASTIEN SKUPEK-MARTIN VANCOUVER S66|2014-09-26|S65|2024-04-11
BRUNO MELIAMBRO VANCOUVER CHARTERED FINANCIAL ANALYST
JEFFREY PARKS VANCOUVER S65|2019-05-06

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $1.3 $0.0 0% 145 0 0%
2024-04-02 $1.3 $0.0 0% 145 0 0%
2023-04-04 $1.0 $0.3 28% 145 0 0%
2022-04-01 $0.9 $0.4 41% 135 10 7%
2021-04-05 $0.6 $0.6 100% 140 5 4%
2020-04-01 $0.5 $0.8 177% 96 49 51%
2019-04-01 $0.3 $1.0 339% 91 54 59%
2018-04-02 $0.2 $1.1 506% 84 61 73%
2017-04-01 $0.1 $1.1 896% 65 80 123%
2016-04-01 $0.1 $1.2 1377% 60 85 142%
2015-04-01 $0.0 $1.2 2722% 44 101 230%
2014-04-01 $0.0 $1.2 4010% 32 113 353%
2013-04-01 $0.0 $1.2 5304% 40 105 262%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
AZ-03/07/2014, CA-06/18/2012, CO-06/06/2018, CT-05/28/2020, FL-03/17/2015, GA-03/27/2020, HI-06/25/2019, IL-11/17/2020, MA-09/30/2015, MD-04/28/2022, MI-10/16/2018, MN-11/25/2020, NC-02/06/2019, NH-09/05/2014, NJ-05/28/2020, NV-05/22/2020, NY-01/07/2015, OH-11/12/2020, OR-05/28/2020, PA-10/19/2018, TN-07/24/2020, TX-02/29/2012, VA-01/16/2020, VT-03/25/2022, WA-06/18/2012, WY-09/27/2018
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
NEWSLETTERS
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV