AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $1.2 |
| Total | $1.5 |
| Client | AUM |
|---|---|
| Retail | $1.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3,501 | $0.8 |
| Average Individual AUM | $240,777 | |
| HNW | 313 | $0.7 |
| Average HNW AUM | $2,240,680 | |
| Retail Total | 3,814 | $1.5 |
| Average Retail AUM | $404,901 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.5 |
| Retail SMA AUM | $1.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 30% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 60% | $0.9 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $1.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | $433.8 | broker-dealer | 705 |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | $344.9 | broker-dealer | 149018 |
| EAGLE ASSET MANAGEMENT INC | $58.5 | 110653 | |
| SCOUT INVESTMENTS, INC. | $33.0 | 111787 | |
| CARILLON TOWER ADVISERS, INC. | $16.4 | 174904 | |
| CLARIVEST ASSET MANAGEMENT LLC | $2.5 | 139785 | |
| COUGAR GLOBAL INVESTMENTS LIMITED | $1.5 | 109439 | |
| RAYMOND JAMES INVESTMENT COUNSEL LTD. | $0.0 | 128324 | |
| RAYMOND JAMES EURO EQUITIES SAS | $0.0 | broker-dealer | - |
| RAYMOND JAMES LTD | $0.0 | broker-dealer | - |
| RAYMOND JAMES INVESTMENT SERVICES LTD. | $0.0 | broker-dealer | - |
| RAYMOND JAMES TRUST (CANADA) | $0.0 | trust company | - |
| RAYMOND JAMES TRUST QUEBEC | $0.0 | trust company | - |
| CEBILE CAPITAL LLP | $0.0 | broker-dealer | - |
| RAYMOND JAMES GLOBAL SECURITIES LTD | $0.0 | broker-dealer | - |
| RAYMOND JAMES ASSET MANAGEMENT INTERNATIONAL S.A. | $0.0 | broker-dealer | - |
| CARILLON FUND DISTRIBUTORS, INC. | $0.0 | broker-dealer | 139749 |
| RAYMOND JAMES TRUST, NA | $0.0 | trust company | - |
| RAYMOND JAMES FINANCIAL INTERNATIONAL, LTD | $0.0 | broker-dealer | - |
| CEBILE CAPITAL LLC | $0.0 | broker-dealer | 292240 |
| RAYMOND JAMES FINANCIAL PLANNING | $0.0 | - | |
| EB MANAGEMENT I LLC | $0.0 | - | |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 6694 |
| RAYMOND JAMES CORPORATE FINANCE GMBH | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
93 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MICHAEL SLAWASKA | VANCOUVER | S65|2021-11-17 | |||||||
| JUSTIN JOHNSTON | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| ANDREW BOOTH | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| ADAM SKILLEN | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| BRIAN HAIER | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| HUBERT OUELLET | VANCOUVER | S65|2023-01-31 | |||||||
| PATRICK CAFFREY | VANCOUVER | S65|2023-08-04 | |||||||
| ROBERT MCKENZIE | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| MARK REYNOLDS | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| PEDRO RIBEIRO | VANCOUVER | S66|2015-08-31 | |||||||
| LYNN SULLIVAN | VANCOUVER | S65|2019-05-29 | |||||||
| MATTHEW KASSIAN | VANCOUVER | S65|2018-12-06 | |||||||
| ERIC WETMORE | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| ANANT VIJAY | VANCOUVER | CHARTERED FINANCIAL ANALYST | |||||||
| ERIK MOISAN | VANCOUVER | S63|2019-01-07 | |||||||
| SHARON MITCHELL | VANCOUVER | S65|2018-05-29 | |||||||
| SCOTT YATES | VANCOUVER | S66|2016-10-12 | |||||||
| ERIC RAPPAPORT | VANCOUVER | S65|2018-12-11 | |||||||
| ASHLEY CHESTER | VANCOUVER | S63|2008-02-25|S66|2011-12-09 | |||||||
| MICHEAL REIMER | VANCOUVER | S65|2022-10-27 | |||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-03-06 | $1.5 | $0.0 | 0% | 165 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.3 | 22% | 145 | 20 | 14% |
| 2023-04-04 | $1.0 | $0.6 | 55% | 145 | 20 | 14% |
| 2022-04-01 | $0.9 | $0.6 | 71% | 135 | 30 | 22% |
| 2021-04-05 | $0.6 | $0.9 | 143% | 140 | 25 | 18% |
| 2020-04-01 | $0.5 | $1.1 | 236% | 96 | 69 | 72% |
| 2019-04-01 | $0.3 | $1.3 | 434% | 91 | 74 | 81% |
| 2018-04-02 | $0.2 | $1.3 | 637% | 84 | 81 | 96% |
| 2017-04-01 | $0.1 | $1.4 | 1111% | 65 | 100 | 154% |
| 2016-04-01 | $0.1 | $1.5 | 1696% | 60 | 105 | 175% |
| 2015-04-01 | $0.0 | $1.5 | 3332% | 44 | 121 | 275% |
| 2014-04-01 | $0.0 | $1.5 | 4898% | 32 | 133 | 416% |
| 2013-04-01 | $0.0 | $1.5 | 6471% | 40 | 125 | 312% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AL-01/08/2025, AZ-03/07/2014, CA-06/18/2012, CO-06/06/2018, CT-05/28/2020, FL-03/17/2015, GA-03/27/2020, HI-06/25/2019, IL-11/17/2020, IN-12/05/2024, MA-09/30/2015, MD-04/28/2022, ME-12/05/2024, MI-10/16/2018, MN-11/25/2020, MT-01/08/2025, NC-02/06/2019, NH-09/05/2014, NJ-05/28/2020, NV-05/22/2020, NY-01/07/2015, OH-11/12/2020, OR-05/28/2020, PA-10/19/2018, RI-12/17/2024, TN-07/24/2020, TX-02/29/2012, VA-01/16/2020, VT-03/25/2022, WA-06/18/2012, WY-09/27/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
|
BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV