ALLIANCEBERNSTEIN L.P.
Latest filing: Aug 07, 2024 (84 days ago)
AUM
$651,482,000,000
12% change vs. 1 year ago
2% change vs. 3 years ago
34% change vs. 5 years ago
51% change vs. 10 years ago
Employee Count
4,565
10% change vs. 1 year ago
22% change vs. 3 years ago
31% change vs. 5 years ago
36% change vs. 10 years ago
Main Office
NASHVILLE, TN
501 COMMERCE STREET, NASHVILLE, TN, UNITED STATES, 37203
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $636.6 |
| Non-Discretionary | $14.9 |
| Total | $651.5 |
| Client | AUM |
|---|---|
| Retail | $50.0 |
| Pooled | $365.4 |
| Institutional | $236.1 |
| Total | $651.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 21,169 | $50.0 |
| Average HNW AUM | $2,362,558 | |
| Retail Total | 21,169 | $50.0 |
| Average Retail AUM | $2,362,558 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| SANFORD C. BERNSTEIN & CO., LLC | NEW YORK-NY-USA | $187.1 |
| JP MORGAN CHASE | NEW YORK-NY-USA | $74.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $286.1 |
| Retail SMA AUM | $50.0 |
| Institutional SMA AUM | $236.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 41% | $117.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $11.4 |
| Municipal | 14% | $40.1 |
| Sovereign | 4% | $11.4 |
| IG Credit | 22% | $62.9 |
| HY Credit | 1% | $2.9 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 4% | $11.4 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $5.7 |
| Other | 8% | $22.9 |
| Total | 100% | $286.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | $156.5 | 156933 | |
| EQUITABLE ADVISORS, LLC | $32.3 | broker-dealer | 6627 |
| AB CARVAL INVESTORS, LP | $20.4 | 141819 | |
| PLANMEMBER SECURITIES CORPORATION | $8.3 | broker-dealer | 11869 |
| AB PRIVATE CREDIT INVESTORS LLC | $7.1 | 173027 | |
| SANFORD C. BERNSTEIN & CO., LLC | $3.7 | broker-dealer | 104474 |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | $1.7 | 308135 | |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | $0.5 | 110879 | |
| W.P. STEWART ASSET MANAGEMENT LTD. | $0.3 | 122046 | |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | $0.0 | broker-dealer | - |
| CPH CAPITAL FONDSMAEGLERSELSKAB A/S | $0.0 | - | |
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | $0.0 | - | |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | $0.0 | - | |
| AB BERNSTEIN ISRAEL LTD. | $0.0 | - | |
| AB TRUST COMPANY, LLC | $0.0 | trust company | - |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | $0.0 | - | |
| ALLIANCEBERNSTEIN CORPORATION | $0.0 | 107445 | |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| ALLIANCEBERNSTEIN LIMITED | $0.0 | - | |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | $0.0 | - | |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | $0.0 | broker-dealer | 317807 |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | $0.0 | broker-dealer | 14549 |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | $0.0 | - | |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | $0.0 | broker-dealer | - |
| BERNSTEIN AUTONOMOUS RESEARCH LLP | $0.0 | broker-dealer | - |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | $0.0 | - | |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | $0.0 | - | |
| SANFORD C. BERNSTEIN (CANADA) LTD. | $0.0 | broker-dealer | - |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | $0.0 | - | |
| ALLIANCEBERNSTEIN HOLDING L.P. | $0.0 | 106998 | |
| ALLIANCEBERNSTEIN JAPAN LTD. | $0.0 | - | |
| EQUITABLE DISTRIBUTORS, LLC | $0.0 | broker-dealer | 25900 |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | $0.0 | - | |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | $0.0 | - | |
| ALLIANCEBERNSTEIN CANADA INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
22 active
| Name | Title |
|---|---|
| MANLEY, MARK, RANDALL | GENERAL COUNSEL & CORPORATE SECRETARY |
| PEARSON, MARK, NMN | DIRECTOR OF AB |
| BERNSTEIN, SETH, PERRY | CHIEF EXECUTIVE OFFICER |
| KAYE, DANIEL, GEORGE | DIRECTOR OF ABC |
| NARAYANDAS, DAS, NMN | DIRECTOR OF ABC |
| STONEHILL, CHARLES, GERALD THOROTON | DIRECTOR OF ABC |
| HURD, JEFFREY, (NMN) | DIRECTOR OF ABC |
| LANE, NICK, BURRITT | DIRECTOR OF ABC |
| WALTHALL, TODD | DIRECTOR OF ABC |
| LAMM-TENNANT, JOAN | CHAIRMAN AND DIRECTOR OF ABC |
| MARKS, JACQUELINE | CHIEF FINANCIAL OFFICER |
| DIGANGI, KYLE, CHRISTOPHER | GLOBAL CHIEF COMPLIANCE OFFICER |
| SPRULES, KARL, K | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
477 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JUAN GARZA | NASHVILLE | TN | S63|2018-12-17|S65|2024-04-10 | ||||||
| ANTHONY MILANESE | NASHVILLE | TN | S63|2015-12-23 | CHARTERED FINANCIAL ANALYST | |||||
| CADE BOSCH | NASHVILLE | TN | S66|2021-11-11 | ||||||
| JOSEPH SUNWOO | NASHVILLE | TN | S63|2009-01-24|S65|2014-01-27 | CERTIFIED FINANCIAL PLANNER | |||||
| PAUL BEIRNE | NASHVILLE | TN | S63|1987-07-10|S65|1992-06-08 | ||||||
| CHRISTOPHER TAFARO | NASHVILLE | TN | S65|2015-05-26|S63|2014-04-28 | ||||||
| ALLISON ROMM | NASHVILLE | TN | S66|2002-09-26 | ||||||
| NATALIA OCHOA-SIERRA | NASHVILLE | TN | S66|2022-11-21 | ||||||
| TYLER SILLS | NASHVILLE | TN | S66|2018-02-26 | ||||||
| COLBY WHITLEY | NASHVILLE | TN | S66|2020-01-10 | ||||||
| JAMES MALLINSON | NASHVILLE | TN | S63|2009-03-12|S65|2009-09-02 | CERTIFIED FINANCIAL PLANNER | |||||
| SARA SPENCE | NASHVILLE | TN | S66|2019-10-30 | ||||||
| KEVIN MCAULIFFE | NASHVILLE | TN | S63|2011-04-20|S66|2021-01-15 | ||||||
| ROBERT HATCH | NASHVILLE | TN | S66|2019-11-08 | ||||||
| LIONEL KIKI | NASHVILLE | TN | S66|2021-09-17 | ||||||
| ERIC HOLDER | NASHVILLE | TN | S63|2009-03-26|S65|2009-01-29|S66|2022-04-14 | ||||||
| LISA STONE | NASHVILLE | TN | S66|2004-08-24 | ||||||
| CHRISTOPHER AMAR | NASHVILLE | TN | S66|2019-07-05 | ||||||
| TROY MARTIN | NASHVILLE | TN | S63|2023-03-27 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL CORELLO | NASHVILLE | TN | S66|2008-09-05 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $651.5 | $0.0 | 0% | 4,565 | 0 | 0% |
| 2024-04-02 | $651.5 | $0.0 | 0% | 4,565 | 0 | 0% |
| 2023-04-04 | $582.4 | $69.1 | 12% | 4,134 | 431 | 10% |
| 2022-04-01 | $721.8 | -$70.3 | -10% | 4,004 | 561 | 14% |
| 2021-04-05 | $639.8 | $11.7 | 2% | 3,740 | 825 | 22% |
| 2020-04-01 | $586.0 | $65.5 | 11% | 3,691 | 874 | 24% |
| 2019-04-01 | $487.0 | $164.5 | 34% | 3,479 | 1,086 | 31% |
| 2018-04-02 | $518.7 | $132.8 | 26% | 3,364 | 1,201 | 36% |
| 2017-04-01 | $449.0 | $202.5 | 45% | 3,340 | 1,225 | 37% |
| 2016-04-01 | $436.2 | $215.3 | 49% | 3,500 | 1,065 | 30% |
| 2015-04-01 | $477.5 | $174.0 | 36% | 3,400 | 1,165 | 34% |
| 2014-04-01 | $430.7 | $220.8 | 51% | 3,355 | 1,210 | 36% |
| 2013-04-01 | $405.9 | $245.6 | 61% | 4,000 | 565 | 14% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AK-11/01/1999, AL-07/25/1997, AR-10/27/1999, AZ-10/27/1999, CA-10/27/1999, CO-03/28/2003, CT-10/27/1999, DC-11/02/1999, DE-09/02/2003, FL-04/19/2000, GA-10/27/1999, HI-10/27/1999, IA-10/27/1999, ID-12/07/1999, IL-10/27/1999, IN-07/20/1993, KS-11/18/1999, KY-09/28/1993, LA-03/31/2014, MA-10/27/1999, MD-11/12/1999, ME-11/08/1999, MI-01/20/1999, MN-11/16/1999, MO-10/28/1999, MS-03/27/2001, MT-01/01/2000, NC-03/27/2001, ND-05/22/2001, NE-11/13/2000, NH-10/27/1999, NJ-11/01/1999, NM-10/28/1999, NV-10/27/1999, NY-12/07/1999, OH-11/04/1999, OK-11/23/1999, OR-06/30/1993, PA-11/18/1999, PR-10/27/1999, RI-07/23/1993, SC-10/28/1999, SD-10/28/1999, TN-06/08/1998, TX-10/29/1999, UT-10/28/1999, VA-12/07/1999, VT-12/31/1999, WA-11/03/1992, WI-05/22/2001, WV-10/29/1999 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION NEWSLETTERS |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV