EQUITABLE ADVISORS, LLC

Latest filing: Jan 08, 2025 (93 days ago)
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Adviser Website

AUM

$32,266,275,228
8% change vs. 1 year ago
15% change vs. 3 years ago
72% change vs. 5 years ago
247% change vs. 10 years ago

Employee Count

5,565
0% change vs. 1 year ago
2% change vs. 3 years ago
-3% change vs. 5 years ago
-5% change vs. 10 years ago

Main Office

NEW YORK, NY
1345 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10105

Client AUM

Discretion AUM
Discretionary $13.4
Non-Discretionary $18.9
Total $32.3
Client AUM
Retail $31.0
Pooled $0.0
Institutional $1.2
Total $32.3
Retail Accounts AUM
Individual 34,556 $7.8
Average Individual AUM $225,210
HNW 28,063 $23.3
Average HNW AUM $828,589
Retail Total 62,619 $31.0
Average Retail AUM $495,617

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
LPL FINANCIAL LLC FORT MILL-SC-USA $29.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $32.3
Retail SMA AUM $31.0
Institutional SMA AUM $1.2
Asset Class % AUM
Equity Exch 12% $3.9
Equity Non-Exch 0% $0.0
Govt Agency 2% $0.6
Municipal 1% $0.3
Sovereign 0% $0.0
IG Credit 1% $0.3
HY Credit 1% $0.3
Derivatives 0% $0.0
Investment Companies 77% $24.8
Other Pools 0% $0.0
Cash 4% $1.3
Other 1% $0.3
Total 99% $31.9

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ALLIANCEBERNSTEIN L.P. $651.5 108477
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC $156.5 156933
AB CARVAL INVESTORS, LP $20.4 141819
PLANMEMBER SECURITIES CORPORATION $8.3 broker-dealer 11869
AB PRIVATE CREDIT INVESTORS LLC $7.1 173027
SANFORD C. BERNSTEIN & CO., LLC $3.7 broker-dealer 104474
AB BROADLY SYNDICATED LOAN MANAGER LLC $1.7 308135
AB CUSTOM ALTERNATIVE SOLUTIONS LLC $0.5 110879
BERNSTEIN INSTITUTIONAL SERVICES LLC $0.0 broker-dealer 317807
ALLIANCEBERNSTEIN HOLDING L.P. $0.0 106998
ALLIANCEBERNSTEIN INVESTMENTS, INC. $0.0 broker-dealer 14549
ALLIANCEBERNSTEIN CORPORATION $0.0 107445
EQUITABLE DISTRIBUTORS, LLC $0.0 broker-dealer 25900
PLANMEMBER ASSET MANAGEMENT CORPORATION $0.0 289591
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

19 active

Name Title
MASSA, FRANK ANGELO JR PRESIDENT/DIRECTOR
PENNELL, PAGE HOWARD VICE PRESIDENT
BONADONNA, MARYJEAN ELIZABETH CHIEF RISK OFFICER
JONES, GINA MARIE VICE PRESIDENT AND FINANCIAL CRIME OFFICER
KARR, DAVID WHITCOMB CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER
MELLIN, JAMES PATRICK CHIEF SALES OFFICER
SMITH, JANE LYNN ASSISTANT VICE PRESIDENT
CANNON, CHRISTIAN JAMES VICE PRESIDENT AND GENERAL COUNSEL
BROWNING, RALPH EDWARD II CHIEF PRIVACY OFFICER
SARFATTI, AARON JOSEPH DIRECTOR
LARUSSA, CHRISTOPHER JOHN INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER
BOYLAN, PATRICIA AGNES BROKER DEALER CHIEF COMPLIANCE OFFICER
LANE, NICHOLAS BURRITT DIRECTOR
SCAPPATOR, CANDACE LYNN CONTROLLER/FINOP/PRINCIPAL FINANCIAL OFFICER
ZHANG, YUN DIRECTOR
ZIMMERER, TRACY VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

4,005 active representatives found, showing 20 random

Name City State Exams Designations
JOHN BLANCHARD NEW YORK NY S63|1990-11-06|S65|1999-10-13
WILLIAM MEARS NEW YORK NY S66|2015-08-13
MAX SHAPIRO NEW YORK NY S66|2017-08-03
DANIEL O'ROURKE NEW YORK NY S66|2023-06-23
MARK PELLECCHIA NEW YORK NY S63|1997-03-20|S65|1999-07-29
ZULIN GAN NEW YORK NY S63|1995-04-20|S65|1999-06-28
AMANDA PENROSE NEW YORK NY S66|2024-02-03
KRISTOPHER HO NEW YORK NY S63|2017-09-01|S66|2020-01-22
JAMESON DONAHUE NEW YORK NY S66|2021-06-02
DANIEL MADAY NEW YORK NY S66|2003-02-19
JOSHUA SMITH NEW YORK NY S63|2007-10-24|S65|2004-01-13
MATTHEW LAMMERS NEW YORK NY S66|2015-04-08
SHARRIE WADE NEW YORK NY S63|1997-09-11|S65|1999-12-15|S66|2004-02-06
JOHN NAPOLITANO NEW YORK NY S66|2023-01-18
ANTONIO KAVOURIOU NEW YORK NY S66|2022-06-07
DOUGLAS MENORCA NEW YORK NY S66|2019-06-27
CHANDLER EDLIN NEW YORK NY S66|2021-06-21
BRIAN SCARFONE NEW YORK NY S66|2021-06-11
MATTHEW LESTER NEW YORK NY S66|2017-12-13
SHANE MCCORMICK NEW YORK NY S66|2002-07-01

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-03-06 $32.3 $0.0 0% 5,565 0 0%
2024-04-02 $29.8 $2.5 8% 5,565 0 0%
2023-04-04 $24.6 $7.7 31% 5,251 314 6%
2022-04-01 $28.0 $4.3 15% 5,450 115 2%
2021-04-05 $22.4 $9.8 44% 6,057 -492 -8%
2020-04-01 $18.7 $13.6 72% 5,718 -153 -3%
2019-04-01 $14.7 $17.6 120% 5,930 -365 -6%
2018-04-02 $14.5 $17.7 122% 5,774 -209 -4%
2017-04-01 $18.5 $13.8 75% 5,667 -102 -2%
2016-04-01 $9.9 $22.4 227% 5,427 138 3%
2015-04-01 $9.3 $23.0 247% 5,874 -309 -5%
2014-04-01 $8.4 $23.8 282% 5,777 -212 -4%
2013-04-01 $9.1 $23.2 255% 6,138 -573 -9%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/09/1992, AL-12/17/1999, AR-07/16/1992, AZ-03/28/2003, CA-07/08/1997, CO-01/01/1999, CT-07/09/1997, DC-03/29/2001, DE-08/19/2003, FL-05/19/1985, GA-05/14/1992, HI-10/01/1999, IA-10/11/1999, ID-07/13/1992, IL-03/03/1985, IN-03/29/2001, KS-01/09/1998, KY-06/10/1985, LA-08/08/2002, MD-03/29/2001, ME-08/08/1992, MI-10/05/1999, MN-05/16/1985, MO-08/13/1985, MS-10/24/2000, MT-02/23/1998, NC-10/24/2000, ND-03/29/2001, NE-07/31/1999, NH-08/11/1992, NJ-04/03/1985, NM-02/08/2000, NV-12/26/1990, NY-11/07/1984, OH-01/01/2000, OK-12/03/1999, OR-03/29/2001, PA-03/29/2001, PR-03/29/2001, RI-01/01/1999, SC-03/29/2001, SD-07/02/1992, TN-09/09/1997, TX-09/20/1999, UT-06/03/1992, VA-09/02/1987, VI-04/29/2010, VT-02/09/1995, WA-07/28/1992, WI-03/31/1993, WV-06/23/1992, WY-07/31/2017
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER

ADVDB.CO • SOURCE: SEC FORM ADV