EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC

Latest filing: Mar 28, 2024 (216 days ago)
View on IAPD
Adviser Website

AUM

$156,506,909,126
9% change vs. 1 year ago
-10% change vs. 3 years ago
8% change vs. 5 years ago
10% change vs. 10 years ago

Employee Count

63
2% change vs. 1 year ago
-10% change vs. 3 years ago
-10% change vs. 5 years ago
17% change vs. 10 years ago

Main Office

NEW YORK, NY
1345 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10105

Client AUM

Discretion AUM
Discretionary $156.5
Non-Discretionary $0.0
Total $156.5
Client AUM
Retail $0.0
Pooled $156.5
Institutional $0.0
Total $156.5
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ALLIANCEBERNSTEIN L.P. $651.5 108477
EQUITABLE ADVISORS, LLC $32.3 broker-dealer 6627
AB CARVAL INVESTORS, LP $20.4 141819
PLANMEMBER SECURITIES CORPORATION $8.3 broker-dealer 11869
AB PRIVATE CREDIT INVESTORS LLC $7.1 173027
SANFORD C. BERNSTEIN & CO., LLC $3.7 broker-dealer 104474
AB BROADLY SYNDICATED LOAN MANAGER LLC $1.7 308135
EQUITABLE INVESTMENT MANAGEMENT, LLC $1.3 322513
AB CUSTOM ALTERNATIVE SOLUTIONS LLC $0.5 110879
W.P. STEWART ASSET MANAGEMENT LTD. $0.3 122046
ALLIANCEBERNSTEIN INVESTMENTS, INC. $0.0 broker-dealer 14549
EQUITABLE DISTRIBUTORS, LLC $0.0 broker-dealer 25900
ALLIANCEBERNSTEIN CORPORATION $0.0 107445
PLANMEMBER ASSET MANAGEMENT CORPORATION $0.0 289591
ALLIANCEBERNSTEIN TRUST COMPANY, LLC $0.0 trust company -
EQUITABLE FINANCIAL INVESTMENT MANAGEMENT, LLC $0.0 -
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY $0.0 -
ALLIANCEBERNSTEIN HOLDING L.P. $0.0 106998
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA $0.0 -
BERNSTEIN INSTITUTIONAL SERVICES LLC $0.0 broker-dealer 317807

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

9 active

Name Title
JOENK, STEVEN, MICHAEL DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER
PAOLO, JOSEPH, JOHN SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
WALSH, BRIAN, E (MI ONLY) DIRECTOR AND SENIOR VICE PRESIDENT
KOZLOWSKI, KENNETH, THOMAS DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER
DALY, SHANE EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY
BAEHR, JESSICA, LYNN PRESIDENT AND CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $156.5 $0.0 0% 63 0 0%
2024-04-02 $156.5 $0.0 0% 63 0 0%
2023-04-04 $143.5 $13.0 9% 62 1 2%
2022-04-01 $186.4 -$29.9 -16% 70 -7 -10%
2021-04-05 $174.4 -$17.9 -10% 70 -7 -10%
2020-04-01 $164.4 -$7.9 -5% 70 -7 -10%
2019-04-01 $145.4 $11.1 8% 70 -7 -10%
2018-04-02 $164.8 -$8.3 -5% 56 7 12%
2017-04-01 $149.5 $7.0 5% 65 -2 -3%
2016-04-01 $144.3 $12.2 8% 63 0 0%
2015-04-01 $152.5 $4.0 3% 58 5 9%
2014-04-01 $142.3 $14.2 10% 54 9 17%
2013-04-01 $126.2 $30.3 24% 56 7 12%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, NY-03/24/2011, SC-06/16/2020
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV