AB CARVAL INVESTORS, LP

Latest filing: Aug 08, 2024 (83 days ago)

AUM

$20,428,486,178
4% change vs. 1 year ago
15% change vs. 3 years ago
23% change vs. 5 years ago
56% change vs. 10 years ago

Employee Count

205
1% change vs. 1 year ago
11% change vs. 3 years ago
23% change vs. 5 years ago
14% change vs. 10 years ago

Main Office

MINNEAPOLIS, MN
1601 UTICA AVENUE SOUTH, MINNEAPOLIS, MN, UNITED STATES, 55416

Client AUM

Discretion AUM
Discretionary $19.9
Non-Discretionary $0.5
Total $20.4
Client AUM
Retail $0.0
Pooled $20.0
Institutional $0.5
Total $20.4
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
COMPUTERSHARE TRUST CO NA HOUSTON-TX-USA $0.3
BNP PARIBAS LUXEMBOURG--LUX $0.1
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $0.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.5
Retail SMA AUM $0.0
Institutional SMA AUM $0.5
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 1% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 99% $0.5
Total 100% $0.5

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
ALLIANCEBERNSTEIN L.P. $651.5 108477
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC $156.5 156933
EQUITABLE ADVISORS, LLC $32.3 broker-dealer 6627
PLANMEMBER SECURITIES CORPORATION $8.3 broker-dealer 11869
AB PRIVATE CREDIT INVESTORS LLC $7.1 173027
SANFORD C. BERNSTEIN & CO., LLC $3.7 broker-dealer 104474
AB BROADLY SYNDICATED LOAN MANAGER LLC $1.7 308135
AB CUSTOM ALTERNATIVE SOLUTIONS LLC $0.5 110879
W.P. STEWART ASSET MANAGEMENT LTD. $0.3 122046
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A. $0.0 -
CARVAL INTERNATIONAL CREDIT GP LP $0.0 -
CARVAL AA GP LP $0.0 -
CARVAL GCF GP LP $0.0 -
EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA $0.0 -
CARVAL EMCOF GP LP $0.0 -
ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. $0.0 -
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY $0.0 -
CARVAL CVF II GP LP $0.0 -
CARVAL CVF GP LP $0.0 -
EQUITABLE DISTRIBUTORS, LLC $0.0 broker-dealer 25900
CARVAL CEF GP LP $0.0 -
CARVAL CVF V GP LP $0.0 -
CVI RVF IV GP MANAGER, LLC $0.0 -
ALLIANCEBERNSTEIN HOLDING L.P. $0.0 106998
ALLIANCEBERNSTEIN INVESTMENTS, INC. $0.0 broker-dealer 14549
BERNSTEIN INSTITUTIONAL SERVICES LLC $0.0 broker-dealer 317807
ALLIANCEBERNSTEIN CORPORATION $0.0 107445
ALLIANCEBERNSTEIN CANADA INC. $0.0 -
ALLIANCEBERNSTEIN JAPAN LTD. $0.0 -
ALLIANCEBERNSTEIN AUSTRALIA LIMITED $0.0 -
CARVAL EREP MANAGER LLC $0.0 -
ALLIANCEBERNSTEIN HONG KONG LIMITED $0.0 -
CARVAL FOF GP LP $0.0 -
AB BERNSTEIN ISRAEL LTD. $0.0 -
ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. $0.0 -
PLANMEMBER ASSET MANAGEMENT CORPORATION $0.0 broker-dealer 289591
CARVAL AV GP LP $0.0 -
CARVAL EMCVF GP LP $0.0 -
CARVAL CCOF CAYMAN GP LP $0.0 -
CARVAL CVF V GP SARL $0.0 -
CARVAL CHVF GP LP $0.0 -
CVI WEF GP LP $0.0 -
AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. $0.0 -
AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD $0.0 -
SANFORD C. BERNSTEIN (HONG KONG) LIMITED $0.0 broker-dealer -
SANFORD C. BERNSTEIN (SCHWEIZ) GMBH $0.0 broker-dealer -
CARVAL CVF IV GP LP $0.0 -
CARVAL CVF III GP LP $0.0 -
CARVAL AIF GP LP $0.0 -
CARVAL EOC GP LP $0.0 -
CARVAL CCF GP LP $0.0 -
CARVAL GVF GP LP $0.0 -
CARVAL INTERNATIONAL CREDIT II GP LP $0.0 -
CARVAL SOF GP LP $0.0 -
ALLIANCEBERNSTEIN (SINGAPORE) LIMITED $0.0 -
SANFORD C. BERNSTEIN (CANADA) LTD. $0.0 broker-dealer -
CPH CAPITAL FONDSMAEGLERSELSKAB A/S $0.0 -
AB TRUST COMPANY, LLC $0.0 trust company -
BERNSTEIN AUTONOMOUS RESEARCH LLP $0.0 broker-dealer -
ALLIANCEBERNSTEIN LIMITED $0.0 -
CVI GROUP POOLING RAIF GP S.A.R.L $0.0 -
PENN INVESTMENT ADVISORS, INC. $0.0 151715

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
BOGART, MATTHEW, ROBERT GENERAL COUNSEL
GUNDERSON, JODY, ANN MANAGING PRINCIPAL
GANLEY, JAMES, PATRICK MANAGING PRINCIPAL
HEDBERG, CHRISTOPHER, JOHN CHIEF OPERATING OFFICER
DETOR, LUCAS, KOLE MANAGING PRINCIPAL
OBERG, CHRISTIE, RAMONA FARRIS CHIEF COMPLIANCE OFFICER
MORRIS, BRANDYNN, YOUNG CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $20.4 $0.0 0% 205 0 0%
2024-04-02 $20.4 $0.0 0% 205 0 0%
2023-04-04 $19.6 $0.8 4% 203 2 1%
2022-04-01 $18.5 $1.9 10% 191 14 7%
2021-04-05 $17.7 $2.7 15% 185 20 11%
2020-04-01 $15.9 $4.5 28% 171 34 20%
2019-04-01 $16.7 $3.8 23% 167 38 23%
2018-04-02 $14.5 $5.9 41% 151 54 36%
2017-04-01 $15.3 $5.1 33% 162 43 27%
2016-04-01 $16.0 $4.4 27% 173 32 18%
2015-04-01 $14.0 $6.4 46% 175 30 17%
2014-04-01 $13.1 $7.3 56% 180 25 14%
2013-04-01 $13.1 $7.3 56% 198 7 4%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MN, MN-10/27/2010
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV