AB CARVAL INVESTORS, LP
Latest filing: Oct 08, 2024 (44 days ago)
AUM
$20,428,486,178
4% change vs. 1 year ago
15% change vs. 3 years ago
23% change vs. 5 years ago
56% change vs. 10 years ago
Employee Count
205
1% change vs. 1 year ago
11% change vs. 3 years ago
23% change vs. 5 years ago
14% change vs. 10 years ago
Main Office
MINNEAPOLIS, MN
1601 UTICA AVENUE SOUTH, MINNEAPOLIS, MN, UNITED STATES, 55416
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $19.9 |
| Non-Discretionary | $0.5 |
| Total | $20.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $20.0 |
| Institutional | $0.5 |
| Total | $20.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| COMPUTERSHARE TRUST CO NA | HOUSTON-TX-USA | $0.3 |
| BNP PARIBAS | LUXEMBOURG--LUX | $0.1 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 99% | $0.5 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $651.5 | 108477 | |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | $156.5 | 156933 | |
| EQUITABLE ADVISORS, LLC | $32.3 | broker-dealer | 6627 |
| PLANMEMBER SECURITIES CORPORATION | $8.3 | broker-dealer | 11869 |
| AB PRIVATE CREDIT INVESTORS LLC | $7.1 | 173027 | |
| SANFORD C. BERNSTEIN & CO., LLC | $3.7 | broker-dealer | 104474 |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | $1.7 | 308135 | |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | $0.5 | 110879 | |
| W.P. STEWART ASSET MANAGEMENT LTD. | $0.3 | 122046 | |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A. | $0.0 | - | |
| CARVAL INTERNATIONAL CREDIT GP LP | $0.0 | - | |
| CARVAL AA GP LP | $0.0 | - | |
| CARVAL GCF GP LP | $0.0 | - | |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | $0.0 | - | |
| CARVAL EMCOF GP LP | $0.0 | - | |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | $0.0 | - | |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | $0.0 | - | |
| CARVAL CVF II GP LP | $0.0 | - | |
| CARVAL CVF GP LP | $0.0 | - | |
| EQUITABLE DISTRIBUTORS, LLC | $0.0 | broker-dealer | 25900 |
| CARVAL CEF GP LP | $0.0 | - | |
| CARVAL CVF V GP LP | $0.0 | - | |
| CVI RVF IV GP MANAGER, LLC | $0.0 | - | |
| ALLIANCEBERNSTEIN HOLDING L.P. | $0.0 | 106998 | |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | $0.0 | broker-dealer | 14549 |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | $0.0 | broker-dealer | 317807 |
| ALLIANCEBERNSTEIN CORPORATION | $0.0 | 107445 | |
| ALLIANCEBERNSTEIN CANADA INC. | $0.0 | - | |
| ALLIANCEBERNSTEIN JAPAN LTD. | $0.0 | - | |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | $0.0 | - | |
| CARVAL EREP MANAGER LLC | $0.0 | - | |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | $0.0 | - | |
| CARVAL FOF GP LP | $0.0 | - | |
| AB BERNSTEIN ISRAEL LTD. | $0.0 | - | |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | $0.0 | - | |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | $0.0 | broker-dealer | 289591 |
| CARVAL AV GP LP | $0.0 | - | |
| CARVAL EMCVF GP LP | $0.0 | - | |
| CARVAL CCOF CAYMAN GP LP | $0.0 | - | |
| CARVAL CVF V GP SARL | $0.0 | - | |
| CARVAL CHVF GP LP | $0.0 | - | |
| CVI WEF GP LP | $0.0 | - | |
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | $0.0 | - | |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | $0.0 | - | |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | $0.0 | broker-dealer | - |
| CARVAL CVF IV GP LP | $0.0 | - | |
| CARVAL CVF III GP LP | $0.0 | - | |
| CARVAL AIF GP LP | $0.0 | - | |
| CARVAL EOC GP LP | $0.0 | - | |
| CARVAL CCF GP LP | $0.0 | - | |
| CARVAL GVF GP LP | $0.0 | - | |
| CARVAL INTERNATIONAL CREDIT II GP LP | $0.0 | - | |
| CARVAL SOF GP LP | $0.0 | - | |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | $0.0 | - | |
| SANFORD C. BERNSTEIN (CANADA) LTD. | $0.0 | broker-dealer | - |
| CPH CAPITAL FONDSMAEGLERSELSKAB A/S | $0.0 | - | |
| AB TRUST COMPANY, LLC | $0.0 | trust company | - |
| BERNSTEIN AUTONOMOUS RESEARCH LLP | $0.0 | broker-dealer | - |
| ALLIANCEBERNSTEIN LIMITED | $0.0 | - | |
| CVI GROUP POOLING RAIF GP S.A.R.L | $0.0 | - | |
| PENN INVESTMENT ADVISORS, INC. | $0.0 | 151715 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| BOGART, MATTHEW, ROBERT | GENERAL COUNSEL |
| GUNDERSON, JODY, ANN | MANAGING PRINCIPAL |
| GANLEY, JAMES, PATRICK | MANAGING PRINCIPAL |
| HEDBERG, CHRISTOPHER, JOHN | CHIEF OPERATING OFFICER |
| DETOR, LUCAS, KOLE | MANAGING PRINCIPAL |
| OBERG, CHRISTIE, RAMONA FARRIS | CHIEF COMPLIANCE OFFICER |
| MORRIS, BRANDYNN, YOUNG | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $20.4 | $0.0 | 0% | 205 | 0 | 0% |
| 2024-04-02 | $20.4 | $0.0 | 0% | 205 | 0 | 0% |
| 2023-04-04 | $19.6 | $0.8 | 4% | 203 | 2 | 1% |
| 2022-04-01 | $18.5 | $1.9 | 10% | 191 | 14 | 7% |
| 2021-04-05 | $17.7 | $2.7 | 15% | 185 | 20 | 11% |
| 2020-04-01 | $15.9 | $4.5 | 28% | 171 | 34 | 20% |
| 2019-04-01 | $16.7 | $3.8 | 23% | 167 | 38 | 23% |
| 2018-04-02 | $14.5 | $5.9 | 41% | 151 | 54 | 36% |
| 2017-04-01 | $15.3 | $5.1 | 33% | 162 | 43 | 27% |
| 2016-04-01 | $16.0 | $4.4 | 27% | 173 | 32 | 18% |
| 2015-04-01 | $14.0 | $6.4 | 46% | 175 | 30 | 17% |
| 2014-04-01 | $13.1 | $7.3 | 56% | 180 | 25 | 14% |
| 2013-04-01 | $13.1 | $7.3 | 56% | 198 | 7 | 4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MN, MN-10/27/2010 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV