SANFORD C. BERNSTEIN & CO., LLC
Latest filing: Mar 28, 2024 (216 days ago)
AUM
$3,707,000,000
-18% change vs. 1 year ago
-49% change vs. 3 years ago
-59% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-100% change vs. 10 years ago
Main Office
NEW YORK, NY
1345 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.7 |
| Non-Discretionary | $0.0 |
| Total | $3.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.1 |
| Institutional | $0.6 |
| Total | $3.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 9 | $0.0 |
| Average HNW AUM | $1,555,556 | |
| Retail Total | 9 | $0.0 |
| Average Retail AUM | $1,555,556 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDUCIE DESJARDINS INC. | MONTREAL--CAN | $1.2 |
| MELLON TRUST OF NEW ENGLAND | BOSTON-MA-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 53% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 25% | $0.1 |
| IG Credit | 13% | $0.1 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | $651.5 | 108477 | |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | $156.5 | 156933 | |
| EQUITABLE ADVISORS, LLC | $32.3 | broker-dealer | 6627 |
| AB CARVAL INVESTORS, LP | $20.4 | 141819 | |
| PLANMEMBER SECURITIES CORPORATION | $8.3 | broker-dealer | 11869 |
| AB PRIVATE CREDIT INVESTORS LLC | $7.1 | 173027 | |
| AB BROADLY SYNDICATED LOAN MANAGER LLC | $1.7 | 308135 | |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | $0.5 | 110879 | |
| W.P. STEWART ASSET MANAGEMENT LTD. | $0.3 | 122046 | |
| AB TRUST COMPANY, LLC | $0.0 | trust company | - |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | $0.0 | - | |
| ALLIANCEBERNSTEIN HOLDING L.P. | $0.0 | 106998 | |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | $0.0 | broker-dealer | - |
| EQUITABLE DISTRIBUTORS, LLC | $0.0 | broker-dealer | 25900 |
| ALLIANCEBERNSTEIN LIMITED | $0.0 | - | |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | $0.0 | - | |
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | $0.0 | - | |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | $0.0 | - | |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | $0.0 | - | |
| BERNSTEIN AUTONOMOUS LLP | $0.0 | broker-dealer | - |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | $0.0 | broker-dealer | 317807 |
| SANFORD C. BERNSTEIN (CANADA) LTD. | $0.0 | broker-dealer | - |
| AB BERNSTEIN ISRAEL LTD. | $0.0 | - | |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | $0.0 | - | |
| PENN INVESTMENT ADVISORS, INC. | $0.0 | 151715 | |
| ALLIANCEBERNSTEIN JAPAN LTD. | $0.0 | - | |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | $0.0 | - | |
| ALLIANCEBERNSTEIN CANADA INC. | $0.0 | - | |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | $0.0 | broker-dealer | - |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | $0.0 | broker-dealer | 14549 |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | $0.0 | - | |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | $0.0 | - | |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | $0.0 | - | |
| ALLIANCEBERNSTEIN CORPORATION | $0.0 | 107445 | |
| CPH CAPITAL FONDSMAEGLERSELSKAB A/S | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| BERTAN, LAURENCE HUGH | CO-CHIEF COMPLIANCE OFFICER |
| VAN BRUGGE, ROBERT P. | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR |
| KRUEGER, GARY MICHAEL | CHIEF FINANCIAL OFFICER AND DIRECTOR |
| MEYERS, RICHARD EDWARD | HEAD OF BERNSTEIN PRIVATE WEALTH MANAGEMENT AND DIRECTOR |
| EISENBERG, STEVEN MICHAEL | HEAD OF BUSINESS DEVELOPMENT |
| WRIGHT, DANIEL EUGENE | CO-CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER HOKE | NEW YORK | NY | S66|2015-04-24 | ||||||
| CLARE GOLLA | NEW YORK | NY | S66|2011-01-21 | CERTIFIED FINANCIAL PLANNER | |||||
| JARED MILLER | NEW YORK | NY | S63|2020-08-20|S66|2023-06-02 | ||||||
| BLAKE PATTERSON | NEW YORK | NY | S63|2017-09-16 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $3.7 | $0.0 | 0% | 0 | 0 | 0% |
| 2024-04-02 | $3.7 | $0.0 | 0% | 0 | 0 | 0% |
| 2023-04-04 | $4.5 | -$0.8 | -18% | 0 | 0 | 0% |
| 2022-04-01 | $7.0 | -$3.3 | -47% | 0 | 0 | 0% |
| 2021-04-05 | $7.3 | -$3.6 | -49% | 0 | 0 | 0% |
| 2020-04-01 | $7.4 | -$3.7 | -50% | 0 | 0 | 0% |
| 2019-04-01 | $9.1 | -$5.4 | -59% | 0 | 0 | 0% |
| 2018-04-02 | $9.7 | -$6.0 | -62% | 0 | 0 | 0% |
| 2017-04-01 | $7.9 | -$4.2 | -53% | 0 | 0 | 0% |
| 2016-04-01 | $7.2 | -$3.5 | -49% | 0 | 0 | 0% |
| 2015-04-01 | $3.0 | $0.7 | 23% | 0 | 0 | 0% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 225 | -225 | -100% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 250 | -250 | -100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-01/11/2010, AL-01/11/2010, AR-01/11/2010, AZ-03/31/2011, CA-01/11/2010, CO-03/31/2011, CT-01/11/2010, DC-01/11/2010, DE-01/19/2010, FL-01/12/2010, GA-01/11/2010, HI-01/11/2010, IA-01/11/2010, ID-01/11/2010, IL-01/26/2010, IN-01/11/2010, KS-01/11/2010, KY-03/31/2011, LA-03/31/2011, MA-03/31/2011, MD-01/11/2010, ME-01/11/2010, MI-03/31/2011, MN-01/11/2010, MO-01/11/2010, MS-01/11/2010, MT-01/11/2010, NC-01/11/2010, ND-01/11/2010, NE-01/11/2010, NH-01/11/2010, NJ-05/20/2011, NM-01/11/2010, NV-01/11/2010, NY-01/11/2010, OH-01/11/2010, OK-01/11/2010, OR-01/11/2010, PA-03/31/2011, PR-03/31/2011, RI-01/11/2010, SC-01/11/2010, SD-02/05/2010, TN-01/11/2010, TX-03/31/2011, UT-01/11/2010, VA-01/11/2010, VI-03/31/2011, VT-01/11/2010, WA-01/11/2010, WI-03/31/2011, WV-01/11/2010 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV