AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $3.7 |
Non-Discretionary | $0.0 |
Total | $3.7 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $3.1 |
Institutional | $0.6 |
Total | $3.7 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 9 | $0.0 |
Average HNW AUM | $1,555,556 | |
Retail Total | 9 | $0.0 |
Average Retail AUM | $1,555,556 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
FIDUCIE DESJARDINS INC. | MONTREAL--CAN | $1.2 |
MELLON TRUST OF NEW ENGLAND | BOSTON-MA-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.6 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.6 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 53% | $0.3 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 5% | $0.0 |
Municipal | 1% | $0.0 |
Sovereign | 25% | $0.1 |
IG Credit | 13% | $0.1 |
HY Credit | 1% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.0 |
Other | 1% | $0.0 |
Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
ALLIANCEBERNSTEIN L.P. | $651.5 | 108477 | |
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | $156.5 | 156933 | |
EQUITABLE ADVISORS, LLC | $32.3 | broker-dealer | 6627 |
AB CARVAL INVESTORS, LP | $20.4 | 141819 | |
PLANMEMBER SECURITIES CORPORATION | $8.3 | broker-dealer | 11869 |
AB PRIVATE CREDIT INVESTORS LLC | $7.1 | 173027 | |
AB BROADLY SYNDICATED LOAN MANAGER LLC | $1.7 | 308135 | |
AB CUSTOM ALTERNATIVE SOLUTIONS LLC | $0.5 | 110879 | |
W.P. STEWART ASSET MANAGEMENT LTD. | $0.3 | 122046 | |
AB TRUST COMPANY, LLC | $0.0 | trust company | - |
ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | $0.0 | - | |
ALLIANCEBERNSTEIN HOLDING L.P. | $0.0 | 106998 | |
PLANMEMBER ASSET MANAGEMENT CORPORATION | $0.0 | broker-dealer | - |
EQUITABLE DISTRIBUTORS, LLC | $0.0 | broker-dealer | 25900 |
ALLIANCEBERNSTEIN LIMITED | $0.0 | - | |
AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | $0.0 | - | |
AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | $0.0 | - | |
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | $0.0 | - | |
EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | $0.0 | - | |
BERNSTEIN AUTONOMOUS LLP | $0.0 | broker-dealer | - |
BERNSTEIN INSTITUTIONAL SERVICES LLC | $0.0 | broker-dealer | 317807 |
SANFORD C. BERNSTEIN (CANADA) LTD. | $0.0 | broker-dealer | - |
AB BERNSTEIN ISRAEL LTD. | $0.0 | - | |
ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | $0.0 | - | |
PENN INVESTMENT ADVISORS, INC. | $0.0 | 151715 | |
ALLIANCEBERNSTEIN JAPAN LTD. | $0.0 | - | |
ALLIANCEBERNSTEIN AUSTRALIA LIMITED | $0.0 | - | |
ALLIANCEBERNSTEIN CANADA INC. | $0.0 | - | |
SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | $0.0 | broker-dealer | - |
SANFORD C. BERNSTEIN (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ALLIANCEBERNSTEIN INVESTMENTS, INC. | $0.0 | broker-dealer | 14549 |
ALLIANCEBERNSTEIN HONG KONG LIMITED | $0.0 | - | |
ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | $0.0 | - | |
ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | $0.0 | - | |
ALLIANCEBERNSTEIN CORPORATION | $0.0 | 107445 | |
CPH CAPITAL FONDSMAEGLERSELSKAB A/S | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
8 active
Name | Title |
---|---|
BERTAN, LAURENCE HUGH | CO-CHIEF COMPLIANCE OFFICER |
VAN BRUGGE, ROBERT P. | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR |
KRUEGER, GARY MICHAEL | CHIEF FINANCIAL OFFICER AND DIRECTOR |
MEYERS, RICHARD EDWARD | HEAD OF BERNSTEIN PRIVATE WEALTH MANAGEMENT AND DIRECTOR |
EISENBERG, STEVEN MICHAEL | HEAD OF BUSINESS DEVELOPMENT |
WRIGHT, DANIEL EUGENE | CO-CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
4 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
CHRISTOPHER HOKE | NEW YORK | NY | S66|2015-04-24 | ||||||
CLARE GOLLA | NEW YORK | NY | S66|2011-01-21 | CERTIFIED FINANCIAL PLANNER | |||||
JARED MILLER | NEW YORK | NY | S63|2020-08-20|S66|2023-06-02 | ||||||
BLAKE PATTERSON | NEW YORK | NY | S63|2017-09-16 | CHARTERED FINANCIAL ANALYST |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $3.7 | $0.0 | 0% | 0 | 0 | 0% |
2024-04-02 | $3.7 | $0.0 | 0% | 0 | 0 | 0% |
2023-04-04 | $4.5 | -$0.8 | -18% | 0 | 0 | 0% |
2022-04-01 | $7.0 | -$3.3 | -47% | 0 | 0 | 0% |
2021-04-05 | $7.3 | -$3.6 | -49% | 0 | 0 | 0% |
2020-04-01 | $7.4 | -$3.7 | -50% | 0 | 0 | 0% |
2019-04-01 | $9.1 | -$5.4 | -59% | 0 | 0 | 0% |
2018-04-02 | $9.7 | -$6.0 | -62% | 0 | 0 | 0% |
2017-04-01 | $7.9 | -$4.2 | -53% | 0 | 0 | 0% |
2016-04-01 | $7.2 | -$3.5 | -49% | 0 | 0 | 0% |
2015-04-01 | $3.0 | $0.7 | 23% | 0 | 0 | 0% |
2014-04-01 | $0.0 | $0.0 | 0% | 225 | -225 | -100% |
2013-04-01 | $0.0 | $0.0 | 0% | 250 | -250 | -100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, AK-01/11/2010, AL-01/11/2010, AR-01/11/2010, AZ-03/31/2011, CA-01/11/2010, CO-03/31/2011, CT-01/11/2010, DC-01/11/2010, DE-01/19/2010, FL-01/12/2010, GA-01/11/2010, HI-01/11/2010, IA-01/11/2010, ID-01/11/2010, IL-01/26/2010, IN-01/11/2010, KS-01/11/2010, KY-03/31/2011, LA-03/31/2011, MA-03/31/2011, MD-01/11/2010, ME-01/11/2010, MI-03/31/2011, MN-01/11/2010, MO-01/11/2010, MS-01/11/2010, MT-01/11/2010, NC-01/11/2010, ND-01/11/2010, NE-01/11/2010, NH-01/11/2010, NJ-05/20/2011, NM-01/11/2010, NV-01/11/2010, NY-01/11/2010, OH-01/11/2010, OK-01/11/2010, OR-01/11/2010, PA-03/31/2011, PR-03/31/2011, RI-01/11/2010, SC-01/11/2010, SD-02/05/2010, TN-01/11/2010, TX-03/31/2011, UT-01/11/2010, VA-01/11/2010, VI-03/31/2011, VT-01/11/2010, WA-01/11/2010, WI-03/31/2011, WV-01/11/2010 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) |
OTHER ACTIVITIES |
BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV