BNY ADVISORS

Latest filing: Sep 30, 2024 (30 days ago)

AUM

$19,689,689,740
74% change vs. 1 year ago
101% change vs. 3 years ago
181% change vs. 5 years ago
54% change vs. 10 years ago

Employee Count

80
300% change vs. 1 year ago
142% change vs. 3 years ago
142% change vs. 5 years ago
158% change vs. 10 years ago

Main Office

PENNINGTON, NJ
1800 AMERICAN BLVD., PENNINGTON, NJ, UNITED STATES, 08534

Client AUM

Discretion AUM
Discretionary $19.4
Non-Discretionary $0.3
Total $19.7
Client AUM
Retail $17.4
Pooled $0.0
Institutional $2.2
Total $19.7
Retail Accounts AUM
Individual 79,260 $13.5
Average Individual AUM $169,697
HNW 2,035 $4.0
Average HNW AUM $1,965,449
Retail Total 81,295 $17.4
Average Retail AUM $214,649

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $18.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $19.7
Retail SMA AUM $17.4
Institutional SMA AUM $2.2
Asset Class % AUM
Equity Exch 31% $6.1
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.2
Municipal 1% $0.2
Sovereign 0% $0.0
IG Credit 1% $0.2
HY Credit 0% $0.0
Derivatives 2% $0.4
Investment Companies 59% $11.6
Other Pools 2% $0.4
Cash 3% $0.6
Other 0% $0.0
Total 100% $19.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MELLON INVESTMENTS CORPORATION $674.2 105764
BNY MELLON INVESTMENT ADVISER, INC. $339.7 105642
INSIGHT NORTH AMERICA LLC $136.7 145995
WALTER SCOTT & PARTNERS LIMITED $84.0 112161
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC $47.9 312937
NEWTON INVESTMENT MANAGEMENT LTD $45.2 111208
BNY MELLON SECURITIES CORPORATION $6.1 broker-dealer 231
BNY MELLON ETF INVESTMENT ADVISER, LLC $6.0 306148
INSIGHT INVESTMENT INTERNATIONAL LIMITED $3.0 107095
PERSHING ADVISOR SOLUTIONS LLC $0.0 broker-dealer 36671
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED $0.0 -
INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED $0.0 -
PERSHING LLC $0.0 broker-dealer 7560
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED $0.0 broker-dealer -
THE BANK OF NEW YORK MELLON SA/NV $0.0 -
THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE $0.0 broker-dealer, trust company -
MELLON HEDGE ADVISORS, LLC $0.0 133402
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED $0.0 -
PERSHING SECURITIES LIMITED $0.0 broker-dealer -
BNY MELLON TRUST COMPANY OF ILLINOIS $0.0 trust company -
BNY MELLON ALOCACAO DE PATRIMONIO LTDA F/K/A BNYMELLON ATIVOS FINANCEIROS LTDA F/K/A ARX RENDA VARIAVEL LTDA F/K/A BNY ARX INV $0.0 -
PERSHING SECURITIES CANADA LIMITED $0.0 broker-dealer -
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. $0.0 broker-dealer 283267
THE BANK OF NEW YORK MELLON $0.0 trust company -
THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED $0.0 trust company -
PERSHING SECURITIES INTERNATIONAL LIMITED $0.0 broker-dealer -
THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN, LIMITED $0.0 broker-dealer -
PERSHING LIMITED $0.0 broker-dealer -
BNY MELLON CAPITAL MARKETS, LLC $0.0 broker-dealer, municipal advisor 17454
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED $0.0 -
PERSHING (CHANNEL ISLANDS) LIMITED $0.0 broker-dealer -
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY $0.0 trust company -
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED $0.0 broker-dealer -
BNY MELLON IM KOREA LIMITED $0.0 -
BNY MELLON NATIONAL ASSOCIATION $0.0 trust company -
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. $0.0 broker-dealer -
NEWTON INVESTMENT MANAGEMENT JAPAN LTD $0.0 -
BNY MELLON BANCO S.A. $0.0 trust company -
BNY MELLON FUND MANAGERS LIMITED $0.0 -
CIBC MELLON TRUST COMPANY $0.0 trust company -
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED $0.0 -
BNY MELLON ASSET MANAGEMENT CANADA LTD. $0.0 broker-dealer -
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED $0.0 -
BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED $0.0 -
BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD $0.0 -
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED $0.0 169829
PERSHING SECURITIES SINGAPORE PRIVATE LIMITED $0.0 broker-dealer -
BNY MELLON TRUST OF DELAWARE $0.0 trust company -
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. $0.0 trust company -
BNY MELLON INVESTMENT SERVICING TRUST COMPANY $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name Title
RICE, CRISTINA, MARIE SECRETARY
SIMMONDS, AINSLIE DIRECTOR
VELLA, CHRISTOPHER, EDWARD PRESIDENT, DIRECTOR, CHAIRPERSON
NUZZO, MICHAEL DIRECTOR
WEIR, PAUL, ANTHONY CHIEF OPERATING OFFICER, DIRECTOR
PIERCE, STEPHANIE, MILLER DIRECTOR
DIPETRILLO, DAVID, JOHN DIRECTOR
LOGUE, MICHELLE, MARIE CHIEF COMPLIANCE OFFICER
SHUA, ABRAHAM DIRECTOR
MACKENZIE-PERMAN, KIMBERLY CHIEF FINANCIAL OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

29 active representatives found, showing 20 random

Name City State Exams Designations
ROMANN NOELCIN PENNINGTON NJ S63|1998-09-29|S65|1998-09-30
MATTHEW FORESTER PENNINGTON NJ S63|1994-11-22|S65|1995-05-22
GEORGE HARRIS PENNINGTON NJ S63|2014-06-11|S65|2017-04-12
CORBETT LAWRENCE PENNINGTON NJ S66|2009-06-15
SUMMER CAVALIER PENNINGTON NJ S63|1999-08-13|S65|2008-11-04
GREGORY CESARANO PENNINGTON NJ S66|2009-09-04
LYNN HOBSON PENNINGTON NJ S65|2005-12-03
JOHN HOURIGAN PENNINGTON NJ S63|1996-08-09|S65|2002-09-24
BRENDAN O'NEILL PENNINGTON NJ S66|2002-05-09 CHARTERED FINANCIAL ANALYST
GREGORY ALLISON PENNINGTON NJ S63|2015-01-29|S66|2022-07-27
TERESA MCANALLY PENNINGTON NJ S66|2008-07-23
LAUREN BOYCE PENNINGTON NJ S66|2008-09-15 CERTIFIED FINANCIAL PLANNER
JOSEPH BARICEVAC PENNINGTON NJ S66|2010-04-12
MYKOLA PROCYK PENNINGTON NJ S65|2011-03-14
JOSH DRESERIS PENNINGTON NJ S66|2008-12-08
ROSS EMRICK PENNINGTON NJ S63|2015-10-06|S66|2021-03-26
KRISTINE SCHWORK PENNINGTON NJ S63|2006-05-04|S65|2005-08-10
DAVID WILSON PENNINGTON NJ S66|2008-12-15
PETER CONWAY PENNINGTON NJ S63|2000-08-14|S66|2016-12-29|S65|2021-12-29
ANTHONY DESTRO PENNINGTON NJ S66|2002-04-04

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $19.7 $0.0 0% 80 0 0%
2024-04-02 $19.7 $0.0 0% 80 0 0%
2023-04-04 $11.3 $8.4 74% 20 60 300%
2022-04-01 $14.4 $5.3 37% 31 49 158%
2021-04-05 $9.8 $9.9 101% 33 47 142%
2020-04-01 $8.6 $11.1 130% 34 46 135%
2019-04-01 $7.0 $12.7 181% 33 47 142%
2018-04-02 $8.0 $11.6 145% 32 48 150%
2017-04-01 $6.9 $12.8 185% 32 48 150%
2016-04-01 $6.0 $13.7 231% 35 45 129%
2015-04-01 $12.2 $7.5 61% 30 50 167%
2014-04-01 $12.8 $6.9 54% 31 49 158%
2013-04-01 $9.9 $9.8 98% 48 32 67%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NJ, AK-04/17/2000, AL-04/21/2000, AR-04/14/2000, AZ-04/13/2000, CA-03/01/2000, CO-04/14/2000, CT-04/13/2000, DC-06/01/2000, DE-08/28/2003, FL-04/19/2000, GA-04/13/2000, HI-04/14/2000, IA-04/18/2000, ID-04/17/2000, IL-04/13/2000, IN-02/09/2001, KS-04/13/2000, KY-04/13/2000, LA-04/19/2000, MA-04/13/2000, MD-04/24/2000, ME-05/03/2000, MI-01/31/2001, MN-04/17/2000, MO-04/13/2000, MS-04/14/2000, MT-04/14/2000, NC-12/11/2000, ND-04/08/2000, NE-04/17/2000, NH-04/14/2000, NJ-04/27/2000, NM-04/19/2000, NV-04/14/2000, NY-05/26/2000, OH-10/14/1999, OK-06/13/2000, OR-05/05/2000, PA-07/14/2000, PR-05/05/2000, RI-04/18/2000, SC-01/31/2001, SD-04/17/2000, TN-04/17/2000, TX-05/01/2000, UT-04/18/2000, VA-04/27/2000, VT-04/14/2000, WA-04/17/2000, WI-05/01/2000, WV-04/18/2000, WY-07/10/2017
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV