INSIGHT INVESTMENT
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$136,711,545,887
15% change vs. 1 year ago
188% change vs. 3 years ago
283% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
212
-5% change vs. 1 year ago
83% change vs. 3 years ago
93% change vs. 5 years ago
5200% change vs. 10 years ago
Main Office
NEW YORK, NY
200 PARK AVENUE, 7TH FLOOR, NEW YORK, NY, UNITED STATES, 10166-0005
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $131.9 |
| Non-Discretionary | $4.8 |
| Total | $136.7 |
| Client | AUM |
|---|---|
| Retail | $6.1 |
| Pooled | $27.0 |
| Institutional | $103.6 |
| Total | $136.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1,241 | $6.1 |
| Average HNW AUM | $4,913,475 | |
| Retail Total | 1,241 | $6.1 |
| Average Retail AUM | $4,913,475 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $37.0 |
| NORTHERN TRUST | CHICAGO-IL-USA | $17.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $109.7 |
| Retail SMA AUM | $6.1 |
| Institutional SMA AUM | $103.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 2% | $2.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 37% | $40.6 |
| Municipal | 20% | $21.9 |
| Sovereign | 4% | $4.4 |
| IG Credit | 29% | $31.8 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 1% | $1.1 |
| Cash | 2% | $2.2 |
| Other | 5% | $5.5 |
| Total | 100% | $109.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MELLON INVESTMENTS CORPORATION | $674.2 | 105764 | |
| BNY MELLON INVESTMENT ADVISER, INC. | $339.7 | 105642 | |
| WALTER SCOTT & PARTNERS LIMITED | $84.0 | 112161 | |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC | $47.9 | 312937 | |
| BNY MELLON ADVISORS, INC. | $19.7 | 106108 | |
| BNY MELLON SECURITIES CORPORATION | $6.1 | broker-dealer | 231 |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | $6.0 | 306148 | |
| INSIGHT INVESTMENT INTERNATIONAL LIMITED | $3.0 | 107095 | |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | $0.0 | broker-dealer | - |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | $0.0 | - | |
| PERSHING SECURITIES CANADA LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON TRUST COMPANY (IRELAND) LIMITED | $0.0 | trust company | - |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA | $0.0 | - | |
| BNY MELLON TRUST COMPANY OF ILLINOIS | $0.0 | trust company | - |
| THE BANK OF NEW YORK MELLON SA/NV | $0.0 | - | |
| PERSHING SECURITIES LIMITED | $0.0 | broker-dealer | - |
| MELLON HEDGE ADVISORS, LLC | $0.0 | 133402 | |
| PERSHING (CHANNEL ISLANDS) LIMITED | $0.0 | broker-dealer | - |
| THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED | $0.0 | trust company | - |
| BNY MELLON BANCO S.A. | $0.0 | trust company | - |
| BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | $0.0 | broker-dealer | - |
| PERSHING SECURITIES SINGAPORE PRIVATE LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | $0.0 | - | |
| BNY MELLON NATIONAL ASSOCIATION | $0.0 | trust company | - |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | $0.0 | trust company | - |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | $0.0 | - | |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | $0.0 | 169829 | |
| BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC | $0.0 | broker-dealer | - |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | $0.0 | - | |
| PERSHING SECURITIES AUSTRALIA PTY LIMITED | $0.0 | broker-dealer | - |
| PERSHING ADVISOR SOLUTIONS LLC | $0.0 | broker-dealer | 36671 |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON ASSET MANAGEMENT CANADA LIMITED | $0.0 | broker-dealer | - |
| EACM ADVISORS LLC | $0.0 | 132057 | |
| BNY MELLON GLOBAL MANAGEMENT LIMITED | $0.0 | - | |
| BNY MELLON FUND MANAGERS LIMITED | $0.0 | - | |
| ARX INVESTIMENTOS LTDA | $0.0 | 148403 | |
| BNY MELLON TRUST OF DELAWARE | $0.0 | trust company | - |
| BNY MELLON IM KOREA LIMITED | $0.0 | - | |
| THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED | $0.0 | broker-dealer | - |
| THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE | $0.0 | broker-dealer, trust company | - |
| THE BANK OF NEW YORK MELLON | $0.0 | trust company | - |
| BNY MELLON BANCO S.A. | $0.0 | trust company | - |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | $0.0 | trust company | - |
| INSIGHT INVESTMENT MANAGEMENT (IRELAND) LIMITED | $0.0 | - | |
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | $0.0 | - | |
| CIBC MELLON TRUST COMPANY | $0.0 | trust company | - |
| INSIGHT INVESTMENT MANAGEMENT (CHANNEL ISLANDS) LIMITED | $0.0 | - | |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD | $0.0 | - | |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON INVESTOR SOLUTIONS, LLC | $0.0 | 277132 | |
| PERSHING LLC | $0.0 | broker-dealer | 7560 |
| BNY MELLON INVESTMENT MANAGEMENT CAYMAN LTD | $0.0 | 170663 | |
| HEDGEMARK SECURITIES LLC | $0.0 | broker-dealer | 164503 |
| PERSHING SECURITIES INTERNATIONAL LIMITED | $0.0 | broker-dealer | - |
| PERSHING LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON CAPITAL MARKETS, LLC | $0.0 | broker-dealer, municipal advisor | 17454 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| NAUPHAL, ABDALLAH, HABIB | MANAGER |
| STANCOMBE, MARK, RICHARD | MANAGER |
| VEROUDE, ALEX, VINCENT CAROLUS | CHIEF INVESTMENT OFFICER |
| LEDUC, DAVID, C | CHIEF EXECUTIVE OFFICER |
| NAYAR, VIVEK | GENERAL COUNSEL |
| HAFF, DANIEL, R | CHIEF COMPLIANCE OFFICER |
| ARIOLA, JOHN | HEAD OF FINANCE |
| MILLER, JOHN, RANDOLPH | MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $136.7 | $0.0 | 0% | 212 | 0 | 0% |
| 2024-04-02 | $136.7 | $0.0 | 0% | 212 | 0 | 0% |
| 2023-04-04 | $119.2 | $17.5 | 15% | 224 | -12 | -5% |
| 2022-04-01 | $147.0 | -$10.3 | -7% | 203 | 9 | 4% |
| 2021-04-05 | $47.5 | $89.2 | 188% | 116 | 96 | 83% |
| 2020-04-01 | $37.9 | $98.8 | 261% | 112 | 100 | 89% |
| 2019-04-01 | $35.7 | $101.0 | 283% | 110 | 102 | 93% |
| 2018-04-02 | $10.5 | $126.2 | 1200% | 34 | 178 | 524% |
| 2017-04-01 | $5.8 | $130.9 | 2270% | 75 | 137 | 183% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 8 | 204 | 2550% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 8 | 204 | 2550% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 4 | 208 | 5200% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 4 | 208 | 5200% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-10/03/2021, CO-03/31/2019, MA-10/03/2021, NY-05/01/2009 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV