BNY MELLON SECURITIES CORPORATION

Latest filing: Aug 30, 2024 (95 days ago)
View on IAPD
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AUM

$6,124,034,792
16% change vs. 1 year ago
202% change vs. 3 years ago
313% change vs. 5 years ago
360% change vs. 10 years ago

Employee Count

303
-5% change vs. 1 year ago
-13% change vs. 3 years ago
-15% change vs. 5 years ago
-52% change vs. 10 years ago

Main Office

NEW YORK, NY
240 GREENWICH STREET, NEW YORK, NY, UNITED STATES, 10286-0001

Client AUM

Discretion AUM
Discretionary $0.7
Non-Discretionary $5.4
Total $6.1
Client AUM
Retail $1.1
Pooled $0.0
Institutional $5.0
Total $6.1
Retail Accounts AUM
Individual 3,086 $0.8
Average Individual AUM $255,685
HNW 162 $0.3
Average HNW AUM $1,827,080
Retail Total 3,248 $1.1
Average Retail AUM $334,061

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $4.5
MORGAN STANLEY SMITH BARNEY LLC PURCHASE-NY-USA $1.0

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $6.1
Retail SMA AUM $1.1
Institutional SMA AUM $5.0
Asset Class % AUM
Equity Exch 85% $5.2
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 4% $0.2
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 11% $0.7
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 100% $6.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MELLON INVESTMENTS CORPORATION $674.2 105764
BNY MELLON INVESTMENT ADVISER, INC. $339.7 105642
INSIGHT NORTH AMERICA LLC $136.7 145995
WALTER SCOTT & PARTNERS LIMITED $84.0 112161
NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC $47.9 312937
NEWTON INVESTMENT MANAGEMENT LTD $45.2 111208
BNY MELLON ADVISORS, INC. $19.7 106108
BNY MELLON ETF INVESTMENT ADVISER, LLC $6.0 306148
INSIGHT INVESTMENT INTERNATIONAL LIMITED $3.0 107095
BNY MELLON ASSET MANAGEMENT CANADA LTD. $0.0 broker-dealer -
CIBC MELLON TRUST COMPANY $0.0 trust company -
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. $0.0 broker-dealer 283267
THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED $0.0 broker-dealer -
PERSHING (CHANNEL ISLANDS) LIMITED $0.0 broker-dealer -
BNY MELLON FUND MANAGERS LIMITED $0.0 -
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED $0.0 -
PERSHING SECURITIES LIMITED $0.0 broker-dealer -
BNY MELLON TRUST COMPANY OF ILLINOIS $0.0 trust company -
PERSHING ADVISOR SOLUTIONS LLC $0.0 broker-dealer 36671
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED $0.0 -
ARX INVESTIMENTOS LTDA $0.0 148403
PERSHING LIMITED $0.0 broker-dealer -
PERSHING SECURITIES CANADA LIMITED $0.0 broker-dealer -
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED $0.0 169829
BNY MELLON TRUST OF DELAWARE $0.0 trust company -
BNY MELLON IM KOREA LIMITED $0.0 -
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED $0.0 -
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) SA $0.0 broker-dealer -
THE BANK OF NEW YORK MELLON, SA, INSTITUCION DE BANCA MULTIPLE $0.0 broker-dealer, trust company -
THE BANK OF NEW YORK MELLON SA/NV $0.0 -
INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED $0.0 -
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY $0.0 trust company -
NEWTON INVESTMENT MANAGEMENT JAPAN LTD. $0.0 -
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED $0.0 -
BNY MELLON INVESTMENT SERVICING TRUST COMPANY $0.0 trust company -
BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD $0.0 -
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED $0.0 broker-dealer -
BNY MELLON ALOCACAO DE PATRIMONIO LTDA $0.0 -
BNY MELLON NATIONAL ASSOCIATION $0.0 trust company -
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED $0.0 broker-dealer 169689
PERSHING SECURITIES INTERNATIONAL LIMITED $0.0 broker-dealer -
PERSHING SECURITIES SINAPORE PRIVATE LIMITED $0.0 broker-dealer -
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED $0.0 -
PERSHING LLC $0.0 broker-dealer 7560
BNY MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED $0.0 -
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. $0.0 trust company -
BNY MELLON CAPITAL MARKETS, LLC $0.0 broker-dealer, municipal advisor 17454
THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED $0.0 trust company -
BNY MELLON BANCO S.A. $0.0 trust company -
MELLON HEDGE ADVISORS, LLC $0.0 133402
THE BANK OF NEW YORK MELLON $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
BRADLE, KENNETH JAMES PRESIDENT AND DIRECTOR
SQUILLACE, JOHN CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)
MARQUIT, HAL ROBERT ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL
PASQUALE, GREGORY JOHN CHIEF FINANCIAL OFFICER & TREASURER & FINOP
DIPETRILLO, DAVID JOHN EXECUTIVE VICE PRESIDENT AND DIRECTOR
PAPADOULIS, IRENE DESPINA EXECTUVE VICE PRESIDENT AND DIRECTOR
SACCONE, ROBERT BRIAN CHIEF COMPLIANCE OFFICER (BROKERDEALER)

ADVDB.CO • SOURCE: SEC

Representatives

65 active representatives found, showing 20 random

Name City State Exams Designations
PAUL PASTORE NEW YORK NY S63|1996-08-07|S66|2023-09-10
BRIAN JONES NEW YORK NY S66|1999-12-01
MICHAEL VOLPE NEW YORK NY S63|1991-11-20|S66|2003-07-02
GEORGE SEKAS NEW YORK NY S66|2022-02-27
BRIAN POSNACK NEW YORK NY S63|1996-02-22|S65|2009-01-22
CHRISTOPHER HAZELTON NEW YORK NY S63|2003-11-29|S66|2017-10-20
MIKHAEL HALPER NEW YORK NY S63|2000-04-07|S65|2005-08-10
PAYTON GABRIEL NEW YORK NY S66|2020-12-22
JONATHAN DRAYER NEW YORK NY S66|2022-06-07
ANN EILANDER NEW YORK NY S63|2003-10-18|S66|2010-04-10
BRIAN OCONNOR NEW YORK NY S63|1995-10-31|S65|2002-08-19
MICHAEL HURLEY NEW YORK NY S66|2009-09-03
PAIGE RAFFERTY NEW YORK NY S63|1994-12-13|S65|1996-06-28|S66|2014-03-05
JOHN MUSSALLEM NEW YORK NY S63|1991-03-22|S65|2000-09-29
KENT MOEGERLE NEW YORK NY S66|2001-11-02 CERTIFIED FINANCIAL PLANNER
VINCENT ZILNICKI NEW YORK NY S66|2006-08-12
KIMBERLY HAUPIN NEW YORK NY S66|2015-03-30
STEVEN MOLLO NEW YORK NY S63|1995-09-25|S66|2002-10-31
EDWARD TREVINO NEW YORK NY S66|2016-10-23
MICHAEL KOPECKY NEW YORK NY S63|2014-04-09|S65|2017-08-23

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-11-01 $6.1 $0.0 0% 303 0 0%
2024-04-02 $6.1 $0.0 0% 303 0 0%
2023-04-04 $5.3 $0.8 16% 320 -17 -5%
2022-04-01 $2.5 $3.6 147% 333 -30 -9%
2021-04-05 $2.0 $4.1 202% 350 -47 -13%
2020-04-01 $1.7 $4.4 258% 353 -50 -14%
2019-04-01 $1.5 $4.6 313% 355 -52 -15%
2018-04-02 $1.5 $4.6 302% 368 -65 -18%
2017-04-01 $1.3 $4.8 364% 404 -101 -25%
2016-04-01 $1.4 $4.8 352% 605 -302 -50%
2015-04-01 $1.3 $4.9 390% 630 -327 -52%
2014-04-01 $1.3 $4.8 360% 626 -323 -52%
2013-04-01 $1.1 $5.1 473% 628 -325 -52%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/05/2000, AL-03/04/1999, AR-10/20/1997, AZ-01/29/2002, CA-09/11/1997, CO-01/01/1999, CT-02/07/2001, DC-02/26/2001, DE-08/29/2003, FL-09/09/1997, GA-09/10/1997, HI-10/16/1997, IA-01/01/1999, ID-09/09/1997, IL-10/15/1997, IN-02/13/2001, KS-09/08/1997, KY-08/08/1997, LA-10/04/2001, MA-03/29/2019, MD-01/01/1998, ME-10/14/1997, MI-09/23/1997, MN-12/30/1997, MO-12/15/1997, MS-02/05/2001, MT-02/15/1998, NC-02/05/2001, ND-01/29/2002, NE-05/26/1998, NH-08/08/1997, NJ-10/03/1996, NM-11/04/1997, NV-01/27/1999, NY-02/20/1998, OH-02/02/2001, OK-03/14/1999, OR-01/29/2002, PA-01/29/2002, PR-09/09/1997, RI-09/08/1997, SC-11/21/1997, SD-11/18/1997, TN-10/17/1997, TX-03/31/1983, UT-09/08/1997, VA-01/08/1999, VI-03/29/2019, VT-09/08/1997, WA-09/12/1997, WI-09/08/1997, WV-09/08/1997, WY-03/29/2019
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV