NEWTON INVESTMENT MANAGEMENT NORTH AMERICA

Latest filing: Mar 29, 2024 (215 days ago)

AUM

$47,862,573,370
1% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

172
-2% change vs. 1 year ago
8500% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

BOSTON, MA
ONE BOSTON PLACE, BOSTON, MA, UNITED STATES, 02108-4408

Client AUM

Discretion AUM
Discretionary $47.5
Non-Discretionary $0.3
Total $47.9
Client AUM
Retail $0.0
Pooled $40.6
Institutional $7.3
Total $47.9
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $2.8
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $1.2
NATIONAL BANK TRUST MONTREAL--CAN $1.0
STATE STREET BANK & TRUST COMPANY NORTH QUINCY-MA-USA $0.7

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $7.3
Retail SMA AUM $0.0
Institutional SMA AUM $7.3
Asset Class % AUM
Equity Exch 91% $6.6
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 1% $0.1
Investment Companies 4% $0.3
Other Pools 0% $0.0
Cash 3% $0.2
Other 0% $0.0
Total 99% $7.2

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MELLON INVESTMENTS CORPORATION $674.2 105764
BNY MELLON INVESTMENT ADVISER, INC. $339.7 105642
INSIGHT NORTH AMERICA LLC $136.7 145995
WALTER SCOTT & PARTNERS LIMITED $84.0 112161
NEWTON INVESTMENT MANAGEMENT LTD $45.2 111208
BNY MELLON ADVISORS, INC. $19.7 106108
BNY MELLON SECURITIES CORPORATION $6.1 broker-dealer 231
BNY MELLON ETF INVESTMENT ADVISER, LLC $6.0 306148
INSIGHT INVESTMENT INTERNATIONAL LIMITED $3.0 107095
THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE $0.0 broker-dealer, trust company -
THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED $0.0 broker-dealer -
INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED $0.0 -
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. $0.0 trust company -
CIBC MELLON TRUST COMPANY $0.0 trust company -
BNY MELLON TRUST COMPANY OF ILLINOIS $0.0 trust company -
BNY MELLON ALOCACAO DE PATRIMONIO LTDA $0.0 -
BNY MELLON INVESTMENT SERVICING TRUST COMPANY $0.0 trust company -
BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED $0.0 -
BNY MELLON CAPITAL MARKETS, LLC $0.0 broker-dealer, municipal advisor 17454
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED $0.0 -
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. $0.0 broker-dealer 283267
MELLON HEDGE ADVISORS, LLC $0.0 133402
ARX INVESTIMENTOS LTDA $0.0 148403
PERSHING SECURITIES INTERNATIONAL LIMITED $0.0 broker-dealer -
BNY MELLON INTERNATIONAL MANAGEMENT LIMITED $0.0 -
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. $0.0 broker-dealer -
NEWTON INVESTMENT MANAGEMENT JAPAN LTD. $0.0 -
BNY MELLON ASSET MANAGEMENT CANADA LIMITED $0.0 broker-dealer -
BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD $0.0 -
PERSHING ADVISOR SOLUTIONS LLC $0.0 broker-dealer 36671
BNY MELLON TRUST OF DELAWARE $0.0 trust company -
BNY MELLON FUND MANAGERS LIMITED $0.0 -
INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED $0.0 -
PERSHING SECURITIES LIMITED $0.0 broker-dealer -
BNY MELLON NATIONAL ASSOCIATION $0.0 trust company -
PERSHING LLC $0.0 broker-dealer 7560
CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY $0.0 trust company -
PERSHING SECURITIES CANADA LIMITED $0.0 broker-dealer -
PERSHING LIMITED $0.0 broker-dealer -
THE BANK OF NEW YORK MELLON $0.0 trust company -
BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED $0.0 broker-dealer -
BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED $0.0 169829
THE BANK OF NEW YORK MELLON SA/NV $0.0 -
BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED $0.0 broker-dealer -
PERSHING SECURITIES SINGAPORE PRIVATE LIMITED $0.0 broker-dealer -
BNY MELLON IM KOREA LIMITED $0.0 -
BNY MELLON BANCO S.A. $0.0 trust company -
THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED $0.0 trust company -
INSIGHT INVESTMENT AUSTRALIA PTY LIMITED $0.0 -
PERSHING (CHANNEL ISLANDS) LIMITED $0.0 broker-dealer -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
GERMANO, MICHAEL, ANTHONY CHIEF EXECUTIVE OFFICER & MANAGER
WERTZ, PARKER, WEBB CHIEF FINANCIAL OFFICER
SMITS, HANNEKE, (NMI) MANAGER
UTANO, JAIME CHIEF COMPLIANCE OFFICER
MUNRO, EUAN, GEORGE MANAGER
FRENCH, SHARON MANAGER
MARLINSKI, JUDY MANAGER
MILLER, JOHN, RANDOLPH MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $47.9 $0.0 0% 172 0 0%
2024-04-02 $47.9 $0.0 0% 172 0 0%
2023-04-04 $47.2 $0.7 1% 175 -3 -2%
2022-04-01 $74.1 -$26.2 -35% 149 23 15%
2021-04-05 $0.0 $0.0 0% 2 170 8500%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
MA, AK-07/21/2021, AL-07/21/2021, AR-07/21/2021, AZ-07/21/2021, CA-07/21/2021, CO-07/21/2021, CT-07/21/2021, DC-07/21/2021, DE-07/21/2021, FL-07/21/2021, GA-07/21/2021, HI-07/21/2021, IA-07/21/2021, ID-07/21/2021, IL-07/21/2021, IN-07/21/2021, KS-07/21/2021, KY-07/21/2021, LA-07/21/2021, MA-03/12/2021, MD-07/21/2021, ME-07/21/2021, MI-07/21/2021, MN-07/21/2021, MO-07/21/2021, MS-07/21/2021, MT-07/21/2021, NC-07/21/2021, ND-07/21/2021, NE-07/21/2021, NH-07/21/2021, NJ-07/28/2021, NM-07/21/2021, NV-07/21/2021, NY-07/21/2021, OH-07/21/2021, OK-07/21/2021, OR-07/21/2021, PA-07/21/2021, PR-07/21/2021, RI-07/21/2021, SC-07/21/2021, SD-07/21/2021, TN-07/21/2021, TX-07/21/2021, UT-07/21/2021, VA-07/21/2021, VT-07/21/2021, WA-07/21/2021, WI-07/21/2021, WV-07/21/2021, WY-07/21/2021
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV