NEWTON INVESTMENT MANAGEMENT NORTH AMERICA
Latest filing: Mar 29, 2024 (237 days ago)
AUM
$47,862,573,370
1% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
172
-2% change vs. 1 year ago
8500% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
BOSTON, MA
ONE BOSTON PLACE, BOSTON, MA, UNITED STATES, 02108-4408
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $47.5 |
| Non-Discretionary | $0.3 |
| Total | $47.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $40.6 |
| Institutional | $7.3 |
| Total | $47.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $2.8 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.2 |
| NATIONAL BANK TRUST | MONTREAL--CAN | $1.0 |
| STATE STREET BANK & TRUST COMPANY | NORTH QUINCY-MA-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $7.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 91% | $6.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 1% | $0.1 |
| Investment Companies | 4% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.2 |
| Other | 0% | $0.0 |
| Total | 99% | $7.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MELLON INVESTMENTS CORPORATION | $674.2 | 105764 | |
| BNY MELLON INVESTMENT ADVISER, INC. | $339.7 | 105642 | |
| INSIGHT NORTH AMERICA LLC | $136.7 | 145995 | |
| WALTER SCOTT & PARTNERS LIMITED | $84.0 | 112161 | |
| NEWTON INVESTMENT MANAGEMENT LTD | $45.2 | 111208 | |
| BNY MELLON ADVISORS, INC. | $19.7 | 106108 | |
| BNY MELLON SECURITIES CORPORATION | $6.1 | broker-dealer | 231 |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | $6.0 | 306148 | |
| INSIGHT INVESTMENT INTERNATIONAL LIMITED | $3.0 | 107095 | |
| THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE | $0.0 | broker-dealer, trust company | - |
| THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED | $0.0 | broker-dealer | - |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | $0.0 | - | |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | $0.0 | trust company | - |
| CIBC MELLON TRUST COMPANY | $0.0 | trust company | - |
| BNY MELLON TRUST COMPANY OF ILLINOIS | $0.0 | trust company | - |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA | $0.0 | - | |
| BNY MELLON INVESTMENT SERVICING TRUST COMPANY | $0.0 | trust company | - |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | $0.0 | - | |
| BNY MELLON CAPITAL MARKETS, LLC | $0.0 | broker-dealer, municipal advisor | 17454 |
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | $0.0 | - | |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | $0.0 | broker-dealer | 283267 |
| MELLON HEDGE ADVISORS, LLC | $0.0 | 133402 | |
| ARX INVESTIMENTOS LTDA | $0.0 | 148403 | |
| PERSHING SECURITIES INTERNATIONAL LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | $0.0 | - | |
| BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | $0.0 | broker-dealer | - |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD. | $0.0 | - | |
| BNY MELLON ASSET MANAGEMENT CANADA LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD | $0.0 | - | |
| PERSHING ADVISOR SOLUTIONS LLC | $0.0 | broker-dealer | 36671 |
| BNY MELLON TRUST OF DELAWARE | $0.0 | trust company | - |
| BNY MELLON FUND MANAGERS LIMITED | $0.0 | - | |
| INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED | $0.0 | - | |
| PERSHING SECURITIES LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON NATIONAL ASSOCIATION | $0.0 | trust company | - |
| PERSHING LLC | $0.0 | broker-dealer | 7560 |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | $0.0 | trust company | - |
| PERSHING SECURITIES CANADA LIMITED | $0.0 | broker-dealer | - |
| PERSHING LIMITED | $0.0 | broker-dealer | - |
| THE BANK OF NEW YORK MELLON | $0.0 | trust company | - |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | $0.0 | 169829 | |
| THE BANK OF NEW YORK MELLON SA/NV | $0.0 | - | |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | $0.0 | broker-dealer | - |
| PERSHING SECURITIES SINGAPORE PRIVATE LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON IM KOREA LIMITED | $0.0 | - | |
| BNY MELLON BANCO S.A. | $0.0 | trust company | - |
| THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED | $0.0 | trust company | - |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | $0.0 | - | |
| PERSHING (CHANNEL ISLANDS) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| GERMANO, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER & MANAGER |
| WERTZ, PARKER, WEBB | CHIEF FINANCIAL OFFICER |
| SMITS, HANNEKE, (NMI) | MANAGER |
| UTANO, JAIME | CHIEF COMPLIANCE OFFICER |
| MUNRO, EUAN, GEORGE | MANAGER |
| FRENCH, SHARON | MANAGER |
| MARLINSKI, JUDY | MANAGER |
| MILLER, JOHN, RANDOLPH | MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $47.9 | $0.0 | 0% | 172 | 0 | 0% |
| 2024-04-02 | $47.9 | $0.0 | 0% | 172 | 0 | 0% |
| 2023-04-04 | $47.2 | $0.7 | 1% | 175 | -3 | -2% |
| 2022-04-01 | $74.1 | -$26.2 | -35% | 149 | 23 | 15% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 2 | 170 | 8500% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-07/21/2021, AL-07/21/2021, AR-07/21/2021, AZ-07/21/2021, CA-07/21/2021, CO-07/21/2021, CT-07/21/2021, DC-07/21/2021, DE-07/21/2021, FL-07/21/2021, GA-07/21/2021, HI-07/21/2021, IA-07/21/2021, ID-07/21/2021, IL-07/21/2021, IN-07/21/2021, KS-07/21/2021, KY-07/21/2021, LA-07/21/2021, MA-03/12/2021, MD-07/21/2021, ME-07/21/2021, MI-07/21/2021, MN-07/21/2021, MO-07/21/2021, MS-07/21/2021, MT-07/21/2021, NC-07/21/2021, ND-07/21/2021, NE-07/21/2021, NH-07/21/2021, NJ-07/28/2021, NM-07/21/2021, NV-07/21/2021, NY-07/21/2021, OH-07/21/2021, OK-07/21/2021, OR-07/21/2021, PA-07/21/2021, PR-07/21/2021, RI-07/21/2021, SC-07/21/2021, SD-07/21/2021, TN-07/21/2021, TX-07/21/2021, UT-07/21/2021, VA-07/21/2021, VT-07/21/2021, WA-07/21/2021, WI-07/21/2021, WV-07/21/2021, WY-07/21/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV