MELLON INVESTMENTS CORPORATION
Latest filing: Sep 27, 2024 (33 days ago)
AUM
$674,158,830,515
119% change vs. 1 year ago
54% change vs. 3 years ago
52% change vs. 5 years ago
149% change vs. 10 years ago
Employee Count
146
-19% change vs. 1 year ago
-71% change vs. 3 years ago
-72% change vs. 5 years ago
-63% change vs. 10 years ago
Main Office
BOSTON, MA
ONE BOSTON PLACE, BOSTON, MA, UNITED STATES, 02108
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $674.2 |
| Non-Discretionary | $0.0 |
| Total | $674.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $493.0 |
| Institutional | $181.1 |
| Total | $674.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $58.3 |
| JP MORGAN CHASE BANK, N.A. | DALLAS-TX-USA | $39.0 |
| STATE STREET BANK AND TRUST COMPANY | NORTH QUNICY-MA-USA | $38.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $181.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $181.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 62% | $112.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 14% | $25.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $3.6 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 1% | $1.8 |
| Cash | 21% | $38.0 |
| Other | 0% | $0.0 |
| Total | 100% | $181.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BNY MELLON INVESTMENT ADVISER, INC. | $339.7 | 105642 | |
| INSIGHT NORTH AMERICA LLC | $136.7 | 145995 | |
| WALTER SCOTT & PARTNERS LIMITED | $84.0 | 112161 | |
| NEWTON INVESTMENT MANAGEMENT NORTH AMERICA LLC | $47.9 | 312937 | |
| NEWTON INVESTMENT MANAGEMENT LTD | $45.2 | 111208 | |
| BNY MELLON ADVISORS, INC. | $19.7 | 106108 | |
| BNY MELLON SECURITIES CORPORATION | $6.1 | broker-dealer | 231 |
| BNY MELLON ETF INVESTMENT ADVISER, LLC | $6.0 | 306148 | |
| INSIGHT INVESTMENT INTERNATIONAL LIMITED | $3.0 | 107095 | |
| INSIGHT INVESTMENT MANAGEMENT EUROPE LIMITED | $0.0 | - | |
| BNY MELLON ASSET MANAGEMENT CANADA LIMITED | $0.0 | broker-dealer | - |
| THE BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED | $0.0 | trust company | - |
| PERSHING SECURITIES INTERNATIONAL LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON FUND MANAGERS LIMITED | $0.0 | - | |
| BNY MELLON IM KOREA LIMITED | $0.0 | - | |
| PERSHING (CHANNEL ISLANDS) LIMITED | $0.0 | broker-dealer | - |
| PERSHING SECURITIES LIMITED | $0.0 | broker-dealer | - |
| NEWTON INVESTMENT MANAGEMENT JAPAN LTD. | $0.0 | - | |
| BNY MELLON ALOCACAO DE PATRIMONIO LTDA | $0.0 | - | |
| BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A. | $0.0 | broker-dealer | - |
| INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED | $0.0 | - | |
| BNY MELLON TRUST COMPANY OF ILLINOIS | $0.0 | trust company | - |
| BNY MELLON INVESTMENT MANAGEMENT SINGAPORE PTE. LIMITED | $0.0 | 169691 | |
| BNY MELLON INVESTMENT MANAGEMENT HONG KONG LIMITED | $0.0 | broker-dealer | 169689 |
| BNY MELLON INVESTMENT SERVICING TRUST COMPANY | $0.0 | trust company | - |
| BNYM MELLON INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| BNY MELLON IM TAIWAN SECURITIES INVESTMENT CONSULTING CO., LTD | $0.0 | - | |
| BNY MELLON INVESTMENT MANAGEMENT JAPAN LIMITED | $0.0 | 169829 | |
| BNY MELLON NATIONAL ASSOCIATION | $0.0 | trust company | - |
| THE BANK OF NEW YORK MELLON SECURITIES COMPANY JAPAN LIMITED | $0.0 | broker-dealer | - |
| THE BANK OF NEW YORK MELLON SA/NV | $0.0 | - | |
| PERSHING SECURITIES CANADA LIMITED | $0.0 | broker-dealer | - |
| PERSHING LLC | $0.0 | broker-dealer | 7560 |
| BNY MELLON TRUST OF DELAWARE | $0.0 | trust company | - |
| BNY MELLON BANCO S.A. | $0.0 | trust company | - |
| THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | $0.0 | trust company | - |
| PERSHING ADVISOR SOLUTIONS LLC | $0.0 | broker-dealer | 36671 |
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED | $0.0 | - | |
| THE BANK OF NEW YORK MELLON, S.A., INSTITUCION DE BANCA MULTIPLE | $0.0 | broker-dealer, trust company | - |
| MELLON HEDGE ADVISORS, LLC | $0.0 | 133402 | |
| BNY MELLON INVESTMENT MANAGEMENT EMEA LIMITED | $0.0 | broker-dealer | - |
| BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A. | $0.0 | broker-dealer | - |
| PERSHING SECURITIES SINGAPORE PRIVATE LIMITED | $0.0 | broker-dealer | - |
| CIBC MELLON TRUST COMPANY | $0.0 | trust company | - |
| ARX INVESTIMENTOS LTDA | $0.0 | 148403 | |
| PERSHING LIMITED | $0.0 | broker-dealer | - |
| THE BANK OF NEW YORK MELLON | $0.0 | trust company | - |
| INSIGHT INVESTMENT AUSTRALIA PTY LIMITED | $0.0 | - | |
| BNY MELLON INTERNATIONAL MANAGEMENT LIMITED | $0.0 | - | |
| CIBC MELLON GLOBAL SECURITIES SERVICES COMPANY | $0.0 | trust company | - |
| BNY MELLON CAPITAL MARKETS, LLC | $0.0 | broker-dealer, municipal advisor | 17454 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| SMITS, HANNEKE, (NMI) | DIRECTOR |
| NAJJAR, LORI, ANN | CHIEF COMPLIANCE OFFICER |
| PIERCE, STEPHANIE, MILLER | CHIEF EXECUTIVE OFFICER & DIRECTOR |
| DRAKE, GIULIETTE | CHIEF FINANCIAL OFFICER |
| MACKENZIE-PERMAN, KIMBERLY | DIRECTOR |
| KINGSLEY, DAVID, WAYNE | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $674.2 | $0.0 | 0% | 146 | 0 | 0% |
| 2024-04-02 | $674.2 | $0.0 | 0% | 146 | 0 | 0% |
| 2023-04-04 | $307.2 | $367.0 | 119% | 180 | -34 | -19% |
| 2022-04-01 | $368.2 | $306.0 | 83% | 145 | 1 | 1% |
| 2021-04-05 | $438.5 | $235.6 | 54% | 509 | -363 | -71% |
| 2020-04-01 | $328.0 | $346.2 | 106% | 472 | -326 | -69% |
| 2019-04-01 | $442.4 | $231.8 | 52% | 520 | -374 | -72% |
| 2018-04-02 | $435.9 | $238.3 | 55% | 637 | -491 | -77% |
| 2017-04-01 | $251.9 | $422.3 | 168% | 348 | -202 | -58% |
| 2016-04-01 | $267.8 | $406.3 | 152% | 353 | -207 | -59% |
| 2015-04-01 | $296.1 | $378.1 | 128% | 353 | -207 | -59% |
| 2014-04-01 | $270.2 | $403.9 | 149% | 393 | -247 | -63% |
| 2013-04-01 | $260.0 | $414.2 | 159% | 341 | -195 | -57% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AK-02/02/2009, AL-02/02/2009, AR-02/02/2009, AZ-02/02/2009, CA-12/08/1983, CO-02/02/2009, CT-03/31/2006, DC-02/02/2009, DE-02/10/2009, FL-01/12/1998, GA-03/30/2007, HI-02/02/2009, IA-02/03/2009, ID-02/02/2009, IL-05/15/2009, IN-02/02/2009, KS-02/02/2009, KY-02/02/2009, LA-02/02/2009, MA-03/31/2005, MD-02/02/2009, ME-02/02/2009, MI-03/30/2005, MN-04/12/2005, MO-03/30/2005, MS-02/02/2009, MT-02/02/2009, NC-02/02/2009, ND-02/02/2009, NE-03/30/2005, NH-03/30/2005, NJ-04/11/2005, NM-02/02/2009, NV-02/02/2009, NY-03/30/2005, OH-03/30/2005, OK-02/02/2009, OR-02/02/2009, PA-03/30/2007, PR-02/02/2009, RI-02/02/2009, SC-02/02/2009, SD-02/04/2009, TN-02/03/2009, TX-02/06/2013, UT-02/02/2009, VA-02/02/2009, VT-03/30/2007, WA-02/02/2009, WI-02/02/2009, WV-02/02/2009, WY-03/30/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV