NEUBERGER BERMAN ASIA LIMITED
Latest filing: Mar 28, 2024 (216 days ago)
AUM
$6,245,511,994
3% change vs. 1 year ago
77% change vs. 3 years ago
497% change vs. 5 years ago
139% change vs. 10 years ago
Employee Count
64
2% change vs. 1 year ago
7% change vs. 3 years ago
21% change vs. 5 years ago
60% change vs. 10 years ago
Main Office
HONG KONG,
20TH FLOOR, JARDINE HOUSE, HONG KONG, , HONG KONG
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.2 |
| Non-Discretionary | $0.0 |
| Total | $6.2 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.7 |
| Institutional | $4.5 |
| Total | $6.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CITIBANK, NATIONAL ASSOCIATION | NEW YORK-NY-USA | $1.7 |
| JPMORGAN CHASE & CO. | NEW YORK-NY-USA | $1.4 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.6 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $4.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 58% | $2.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 7% | $0.3 |
| IG Credit | 17% | $0.8 |
| HY Credit | 9% | $0.4 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 3% | $0.1 |
| Cash | 4% | $0.2 |
| Other | 0% | $0.0 |
| Total | 101% | $4.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | $337.3 | 124687 | |
| NB ALTERNATIVES ADVISERS LLC | $118.0 | 149822 | |
| NEUBERGER BERMAN EUROPE LIMITED | $79.4 | 162267 | |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | $28.4 | 167947 | |
| NEUBERGER BERMAN CANADA ULC | $11.2 | 284803 | |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | $9.3 | 306601 | |
| NEUBERGER BERMAN LOAN ADVISERS LLC | $6.4 | 285579 | |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | $0.9 | 324282 | |
| NEUBERGER BERMAN INDIA PRIVATE LIMITED | $0.0 | - | |
| NEUBERGER BERMAN AIFM SARL | $0.0 | 300813 | |
| NEUBERGER BERMAN EAST ASIA LIMITED | $0.0 | - | |
| NEUBERGER BERMAN BD LLC | $0.0 | broker-dealer | 2908 |
| NEUBERGER BERMAN AUSTRALIA LTD | $0.0 | - | |
| NEUBERGER BERMAN OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
| NEUBERGER BERMAN INFORMATION CONSULTING (SHANGHAI) LIMITED | $0.0 | - | |
| NEUBERGER BERMAN FUND MANAGEMENT (CHINA) LIMITED | $0.0 | - | |
| NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | $0.0 | 300727 | |
| NEUBERGER BERMAN TAIWAN (SITE) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $6.2 | $0.0 | 0% | 64 | 0 | 0% |
| 2024-04-02 | $6.2 | $0.0 | 0% | 64 | 0 | 0% |
| 2023-04-04 | $6.1 | $0.2 | 3% | 63 | 1 | 2% |
| 2022-04-01 | $6.7 | -$0.5 | -7% | 63 | 1 | 2% |
| 2021-04-05 | $3.5 | $2.7 | 77% | 60 | 4 | 7% |
| 2020-04-01 | $1.3 | $5.0 | 391% | 58 | 6 | 10% |
| 2019-04-01 | $1.0 | $5.2 | 497% | 53 | 11 | 21% |
| 2018-04-02 | $0.9 | $5.4 | 634% | 54 | 10 | 19% |
| 2017-04-01 | $4.4 | $1.8 | 42% | 57 | 7 | 12% |
| 2016-04-01 | $4.2 | $2.0 | 48% | 56 | 8 | 14% |
| 2015-04-01 | $2.6 | $3.6 | 139% | 40 | 24 | 60% |
| 2014-04-01 | $2.6 | $3.6 | 139% | 40 | 24 | 60% |
| 2013-04-01 | $2.0 | $4.3 | 220% | 32 | 32 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV