AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $6.2 |
Non-Discretionary | $0.0 |
Total | $6.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $1.7 |
Institutional | $4.5 |
Total | $6.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CITIBANK, NATIONAL ASSOCIATION | NEW YORK-NY-USA | $1.7 |
JPMORGAN CHASE & CO. | NEW YORK-NY-USA | $1.4 |
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.6 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $4.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $4.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 58% | $2.6 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 1% | $0.0 |
Municipal | 1% | $0.0 |
Sovereign | 7% | $0.3 |
IG Credit | 17% | $0.8 |
HY Credit | 9% | $0.4 |
Derivatives | 0% | $0.0 |
Investment Companies | 1% | $0.0 |
Other Pools | 3% | $0.1 |
Cash | 4% | $0.2 |
Other | 0% | $0.0 |
Total | 101% | $4.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NEUBERGER BERMAN INVESTMENT ADVISERS LLC | $337.3 | 124687 | |
NB ALTERNATIVES ADVISERS LLC | $118.0 | 149822 | |
NEUBERGER BERMAN EUROPE LIMITED | $79.4 | 162267 | |
NEUBERGER BERMAN SINGAPORE PTE. LIMITED | $28.4 | 167947 | |
NEUBERGER BERMAN CANADA ULC | $11.2 | 284803 | |
NEUBERGER BERMAN LOAN ADVISERS II LLC | $9.3 | 306601 | |
NEUBERGER BERMAN LOAN ADVISERS LLC | $6.4 | 285579 | |
NEUBERGER BERMAN LOAN ADVISERS IV LLC | $0.9 | 324282 | |
NEUBERGER BERMAN INDIA PRIVATE LIMITED | $0.0 | - | |
NEUBERGER BERMAN AIFM SARL | $0.0 | 300813 | |
NEUBERGER BERMAN EAST ASIA LIMITED | $0.0 | - | |
NEUBERGER BERMAN BD LLC | $0.0 | broker-dealer | 2908 |
NEUBERGER BERMAN AUSTRALIA LTD | $0.0 | - | |
NEUBERGER BERMAN OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED | $0.0 | - | |
NEUBERGER BERMAN INFORMATION CONSULTING (SHANGHAI) LIMITED | $0.0 | - | |
NEUBERGER BERMAN FUND MANAGEMENT (CHINA) LIMITED | $0.0 | - | |
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | $0.0 | 300727 | |
NEUBERGER BERMAN TAIWAN (SITE) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $6.2 | $0.0 | 0% | 64 | 0 | 0% |
2024-04-02 | $6.2 | $0.0 | 0% | 64 | 0 | 0% |
2023-04-04 | $6.1 | $0.2 | 3% | 63 | 1 | 2% |
2022-04-01 | $6.7 | -$0.5 | -7% | 63 | 1 | 2% |
2021-04-05 | $3.5 | $2.7 | 77% | 60 | 4 | 7% |
2020-04-01 | $1.3 | $5.0 | 391% | 58 | 6 | 10% |
2019-04-01 | $1.0 | $5.2 | 497% | 53 | 11 | 21% |
2018-04-02 | $0.9 | $5.4 | 634% | 54 | 10 | 19% |
2017-04-01 | $4.4 | $1.8 | 42% | 57 | 7 | 12% |
2016-04-01 | $4.2 | $2.0 | 48% | 56 | 8 | 14% |
2015-04-01 | $2.6 | $3.6 | 139% | 40 | 24 | 60% |
2014-04-01 | $2.6 | $3.6 | 139% | 40 | 24 | 60% |
2013-04-01 | $2.0 | $4.3 | 220% | 32 | 32 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV