NEUBERGER BERMAN LOAN ADVISERS LLC
Latest filing: Jul 31, 2024 (91 days ago)
AUM
$6,388,129,607
1% change vs. 1 year ago
-4% change vs. 3 years ago
78% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
3
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
CHICAGO, IL
190 SOUTH LASALLE STREET, CHICAGO, IL, UNITED STATES, 60603
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $6.4 |
| Non-Discretionary | $0.0 |
| Total | $6.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $6.4 |
| Institutional | $0.0 |
| Total | $6.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | $337.3 | 124687 | |
| NB ALTERNATIVES ADVISERS LLC | $118.0 | 149822 | |
| NEUBERGER BERMAN EUROPE LIMITED | $79.4 | 162267 | |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | $28.4 | 167947 | |
| NEUBERGER BERMAN CANADA ULC | $11.2 | 284803 | |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | $9.3 | 306601 | |
| NEUBERGER BERMAN ASIA LIMITED | $6.2 | 154286 | |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | $0.9 | 324282 | |
| NEUBERGER BERMAN BD LLC | $0.0 | broker-dealer | 2908 |
| NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC | $0.0 | - | |
| NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | $0.0 | 300727 | |
| NEUBERGER BERMAN AIFM SARL | $0.0 | 300813 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| AMATO, JOSEPH, VINCENT | DIRECTOR AND MANAGING DIRECTOR |
| TANK, BRADLEY, CURTIS | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER |
| LORD, BRIAN | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT |
| WRIGHT, STEPHEN, GREGORY | DIRECTOR AND MANAGING DIRECTOR |
| DEREGT, KENNETH, M | DIRECTOR AND MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $6.4 | $0.0 | 0% | 3 | 0 | 0% |
| 2024-04-02 | $6.4 | $0.0 | 0% | 3 | 0 | 0% |
| 2023-04-04 | $6.3 | $0.1 | 1% | 3 | 0 | 0% |
| 2022-04-01 | $6.7 | -$0.3 | -4% | 3 | 0 | 0% |
| 2021-04-05 | $6.6 | -$0.2 | -4% | 3 | 0 | 0% |
| 2020-04-01 | $6.7 | -$0.3 | -4% | 3 | 0 | 0% |
| 2019-04-01 | $3.6 | $2.8 | 78% | 3 | 0 | 0% |
| 2018-04-02 | $1.9 | $4.5 | 238% | 3 | 0 | 0% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 3 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, IL-01/03/2017, NY-01/03/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV