NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Latest filing: Jul 01, 2024 (121 days ago)

AUM

$337,283,181,637
7% change vs. 1 year ago
6% change vs. 3 years ago
40% change vs. 5 years ago
249% change vs. 10 years ago

Employee Count

1,668
5% change vs. 1 year ago
20% change vs. 3 years ago
42% change vs. 5 years ago
638% change vs. 10 years ago

Main Office

NEW YORK, NY
1290 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10104

Client AUM

Discretion AUM
Discretionary $330.0
Non-Discretionary $7.3
Total $337.3
Client AUM
Retail $56.9
Pooled $175.2
Institutional $105.3
Total $337.3
Retail Accounts AUM
Individual 23,869 $8.8
Average Individual AUM $366,656
HNW 13,371 $48.1
Average HNW AUM $3,598,618
Retail Total 37,240 $56.9
Average Retail AUM $1,527,090

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $57.3
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $26.8
THE NORTHERN TRUST COMPANY CHICAGO-IL-USA $18.4
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $16.5

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $162.1
Retail SMA AUM $56.9
Institutional SMA AUM $105.3
Asset Class % AUM
Equity Exch 38% $61.6
Equity Non-Exch 0% $0.0
Govt Agency 13% $21.1
Municipal 5% $8.1
Sovereign 4% $6.5
IG Credit 14% $22.7
HY Credit 10% $16.2
Derivatives 0% $0.0
Investment Companies 2% $3.2
Other Pools 5% $8.1
Cash 4% $6.5
Other 5% $8.1
Total 100% $162.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NB ALTERNATIVES ADVISERS LLC $118.0 149822
NEUBERGER BERMAN EUROPE LIMITED $79.4 162267
NEUBERGER BERMAN SINGAPORE PTE. LIMITED $28.4 167947
NEUBERGER BERMAN CANADA ULC $11.2 284803
NEUBERGER BERMAN LOAN ADVISERS II LLC $9.3 306601
NEUBERGER BERMAN LOAN ADVISERS LLC $6.4 285579
NEUBERGER BERMAN ASIA LIMITED $6.2 154286
NEUBERGER BERMAN LOAN ADVISERS IV LLC $0.9 324282
KANTOR PRIVATE OPPORTUNITIES V ASSOCIATES LP $0.0 -
GREENE STREET FUNDING LLC $0.0 -
NB EQUITY MANAGEMENT GP LLC $0.0 -
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS GP LLC $0.0 -
HOMEWARD OFFSHORE GP I LTD $0.0 -
NB CLO OPPORTUNITY FUND GP LLC $0.0 -
NB OPPORTUNISTIC CAPITAL SOLUTIONS FUND GP LLC $0.0 -
HOMEWARD GP LLC $0.0 -
NEUBERGER BERMAN TACTICAL MACRO ENHANCED FUND GP LLC $0.0 -
NB DISTRESSED DEBT OFFSHORE ASSOCIATES LTD $0.0 -
NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA ASSOCIATES LP $0.0 -
NBLA III ASSOCIATES LP $0.0 -
NB INTERNATIONAL SMALL CAP FUND GP LLC $0.0 -
NB CROSSOVER AND PARTNER EQUITY FUND I ASSOCIATES LP $0.0 -
NB CHINA A-SHARE EQUITY FUND GP LLC $0.0 -
NB SPECIALTY FINANCE ASSOCIATES LP $0.0 -
HOMEWARD GP I LLC $0.0 -
NEUBERGER BERMAN TRUST COMPANY N.A. $0.0 trust company, municipal advisor -
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS II GP LLC $0.0 -
NEUBERGER BERMAN RISK PARITY GP LLC $0.0 -
NB DISTRESSED DEBT ASSOCIATES GP LLC $0.0 -
NEUBERGER BERMAN PRINCIPAL STRATEGIES GP LLC $0.0 -
NEUBERGER BERMAN INFORMATION CONSULTING (SHANGHAI) LIMITED $0.0 -
NB CAPE CO-INVEST FUND I ASSOCIATES LP $0.0 -
NB STRATEGIC INDIA EQUITY FUND GP LLC $0.0 -
KANTOR PRIVATE OPPORTUNITIES VI ASSOCIATES LP $0.0 -
NEUBERGER BERMAN TACTICAL MACRO FUND GP LLC $0.0 -
NB CAPE CO-INVEST FUND II ASSOCIATES LP $0.0 -
HOMEWARD OFFSHORE GP LTD $0.0 -
REDI CORE GP LLC $0.0 -
NEUBERGER BERMAN SPECIAL SITUATIONS ASSOCIATES III LP $0.0 -
NEUBERGER BERMAN SDS ENHANCED EQUITY GP LLC $0.0 -
NB DISTRESSED DEBT ASSOCIATES LP $0.0 -
NEUBERGER BERMAN SPECIAL SITUATIONS ASSOCIATES LP $0.0 -
KANTOR PRIVATE OPPORTUNITIES III ASSOCIATES LP $0.0 -
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED $0.0 300727
KANTOR PRIVATE OPPORTUNITIES IV ASSOCIATES LP $0.0 -
NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA GP LLC $0.0 -
NEUBERGER BERMAN INDIA PRIVATE LIMITED $0.0 -
NB CAPE CO-INVEST FUND III ASSOCIATES LP $0.0 -
HOMEWARD OPPORTUNITIES GUERNSEY GP LLC $0.0 -
NEUBERGER BERMAN AIFM SARL $0.0 300813
NEUBERGER BERMAN TRUST COMPANY OF DELAWARE N.A. $0.0 trust company -
NEUBERGER BERMAN BD LLC $0.0 broker-dealer 2908
KANTOR PRIVATE OPPORTUNITIES II ASSOCIATES LP $0.0 -
NB ALTERNATIVE INVESTMENT MANAGEMENT GP LLC $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
TANK, BRADLEY, CURTIS DIRECTOR, PRESIDENT - FIXED INCOME, CHIEF INVESTMENT OFFICER - FIXED INCOME
AMATO, JOSEPH, VINCENT DIRECTOR, PRESIDENT - EQUITIES, CHIEF INVESTMENT OFFICER - EQUITIES
CETRON, BRAD, ELLIOT CHIEF COMPLIANCE OFFICER - HEAD OF COMPLIANCE AND MANAGING DIRECTOR
WRIGHT, STEPHEN, GREGORY DIRECTOR, MANAGING DIRECTOR
VIOLA, LEO, ANTHONY CONTROLLER AND MANAGING DIRECTOR
DEREGT, KENNETH, M DIRECTOR
CHINNI, MICHAEL TREASURER AND SENIOR VICE PRESIDENT
KRAMER, JOHN, DOUGLAS DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $337.3 $0.0 0% 1,668 0 0%
2024-04-02 $337.3 $0.0 0% 1,668 0 0%
2023-04-04 $315.3 $22.0 7% 1,596 72 5%
2022-04-01 $365.1 -$27.8 -8% 1,446 222 15%
2021-04-05 $316.9 $20.4 6% 1,387 281 20%
2020-04-01 $283.9 $53.4 19% 1,337 331 25%
2019-04-01 $241.7 $95.6 40% 1,171 497 42%
2018-04-02 $248.4 $88.9 36% 1,050 618 59%
2017-04-01 $218.7 $118.6 54% 1,012 656 65%
2016-04-01 $162.1 $175.2 108% 848 820 97%
2015-04-01 $104.4 $232.9 223% 249 1,419 570%
2014-04-01 $96.7 $240.6 249% 226 1,442 638%
2013-04-01 $89.9 $247.4 275% 194 1,474 760%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-02/28/2008, AL-02/28/2008, AR-02/28/2008, AZ-02/28/2008, CA-02/28/2008, CO-02/28/2008, CT-02/28/2008, DC-02/28/2008, DE-03/03/2008, FL-02/29/2008, GA-02/28/2008, HI-02/28/2008, IA-02/29/2008, ID-02/28/2008, IL-01/28/2003, IN-02/28/2008, KS-02/28/2008, KY-02/28/2008, LA-02/28/2008, MA-02/28/2008, MD-02/28/2008, ME-02/28/2008, MI-02/28/2008, MN-03/06/2008, MO-02/28/2008, MS-02/28/2008, MT-02/28/2008, NC-02/28/2008, ND-02/28/2008, NE-02/28/2008, NH-02/28/2008, NJ-03/05/2008, NM-02/28/2008, NV-02/28/2008, NY-02/28/2008, OH-02/28/2008, OK-02/28/2008, OR-02/28/2008, PA-02/28/2008, PR-02/28/2008, RI-02/28/2008, SC-02/28/2008, SD-03/04/2008, TN-02/29/2008, TX-02/28/2008, UT-02/28/2008, VA-02/28/2008, VI-02/28/2008, VT-02/28/2008, WA-02/28/2008, WI-02/28/2008, WV-02/28/2008
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV