NEUBERGER BERMAN EUROPE LIMITED
Latest filing: May 10, 2024 (173 days ago)
AUM
$79,365,736,698
23% change vs. 1 year ago
25% change vs. 3 years ago
62% change vs. 5 years ago
99% change vs. 10 years ago
Employee Count
274
18% change vs. 1 year ago
39% change vs. 3 years ago
9% change vs. 5 years ago
154% change vs. 10 years ago
Main Office
LONDON,
THE ZIG ZAG BUILDING, LONDON, , UNITED KINGDOM, SW1E 6SQ
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $79.3 |
| Non-Discretionary | $0.1 |
| Total | $79.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $58.9 |
| Institutional | $20.5 |
| Total | $79.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE & CO. | NEW YORK-NY-USA | $5.1 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $3.7 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $3.6 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $2.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $20.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $20.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 10% | $2.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 30% | $6.2 |
| IG Credit | 22% | $4.5 |
| HY Credit | 20% | $4.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.2 |
| Other Pools | 5% | $1.0 |
| Cash | 4% | $0.8 |
| Other | 4% | $0.8 |
| Total | 98% | $20.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | $337.3 | 124687 | |
| NB ALTERNATIVES ADVISERS LLC | $118.0 | 149822 | |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | $28.4 | 167947 | |
| NEUBERGER BERMAN CANADA ULC | $11.2 | 284803 | |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | $9.3 | 306601 | |
| NEUBERGER BERMAN LOAN ADVISERS LLC | $6.4 | 285579 | |
| NEUBERGER BERMAN ASIA LIMITED | $6.2 | 154286 | |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | $0.9 | 324282 | |
| NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | $0.0 | 300727 | |
| NEUBERGER BERMAN AIFM SARL | $0.0 | 300813 | |
| NEUBERGER BERMAN BD LLC | $0.0 | broker-dealer | 2908 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| ZUCKERMAN, HEATHER, P. | DIRECTOR |
| STYMAN, NICK, VINCENT | CHIEF COMPLIANCE OFFICER |
| GREEN, MICHELLE, SIMONE | DIRECTOR, CHIEF LEGAL OFFICER |
| DUNCAN, ALEXANDER, JAMES | DIRECTOR, CHIEF OPERATIONS OFFICER |
| MALLOY, MATTHEW, HOLIAN | DIRECTOR, CHIEF EXECUTIVE OFFICER |
| PATSCHKOWSKI, PHILIPP, HORST JOACHIM | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-10-01 | $79.4 | $0.0 | 0% | 274 | 0 | 0% |
| 2024-04-02 | $79.4 | $0.0 | 0% | 274 | 0 | 0% |
| 2023-04-04 | $64.5 | $14.9 | 23% | 233 | 41 | 18% |
| 2022-04-01 | $43.4 | $36.0 | 83% | 218 | 56 | 26% |
| 2021-04-05 | $63.3 | $16.1 | 25% | 197 | 77 | 39% |
| 2020-04-01 | $59.3 | $20.1 | 34% | 194 | 80 | 41% |
| 2019-04-01 | $49.1 | $30.3 | 62% | 252 | 22 | 9% |
| 2018-04-02 | $44.7 | $34.7 | 78% | 205 | 69 | 34% |
| 2017-04-01 | $40.5 | $38.9 | 96% | 172 | 102 | 59% |
| 2016-04-01 | $38.5 | $40.8 | 106% | 166 | 108 | 65% |
| 2015-04-01 | $36.2 | $43.1 | 119% | 132 | 142 | 108% |
| 2014-04-01 | $39.9 | $39.5 | 99% | 108 | 166 | 154% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV