NEUBERGER BERMAN LOAN ADVISERS IV LLC

Latest filing: Jul 31, 2024 (91 days ago)

AUM

$865,208,349
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

3
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

CHICAGO, IL
190 SOUTH LASALLE STREET, CHICAGO, IL, UNITED STATES, 60603

Client AUM

Discretion AUM
Discretionary $0.9
Non-Discretionary $0.0
Total $0.9
Client AUM
Retail $0.0
Pooled $0.9
Institutional $0.0
Total $0.9
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NEUBERGER BERMAN INVESTMENT ADVISERS LLC $337.3 124687
NB ALTERNATIVES ADVISERS LLC $118.0 149822
NEUBERGER BERMAN EUROPE LIMITED $79.4 162267
NEUBERGER BERMAN SINGAPORE PTE. LIMITED $28.4 167947
NEUBERGER BERMAN CANADA ULC $11.2 284803
NEUBERGER BERMAN LOAN ADVISERS II LLC $9.3 306601
NEUBERGER BERMAN LOAN ADVISERS LLC $6.4 285579
NEUBERGER BERMAN ASIA LIMITED $6.2 154286
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED $0.0 300727
NEUBERGER BERMAN LOAN ADVISERS HOLDINGS IV GP LLC $0.0 -
NEUBERGER BERMAN BD LLC $0.0 broker-dealer 2908

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

17 active

Name Title
AMATO, JOSEPH, VINCENT DIRECTOR AND MANAGING DIRECTOR
TANK, BRADLEY, CURTIS DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER
WRIGHT, STEPHEN, GREGORY DIRECTOR AND MANAGING DIRECTOR
DEREGT, KENNETH, M DIRECTOR AND MANAGING DIRECTOR
LORD, BRIAN CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

No representatives found with matching CRD

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $0.9 $0.0 0% 3 0 0%
2024-04-02 $0.9 $0.0 0% 3 0 0%
2023-04-04 $0.0 $0.0 0% 3 0 0%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
IL, IL-02/10/2023, NY-02/10/2023
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV