AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $11.2 |
Non-Discretionary | $0.0 |
Total | $11.2 |
Client | AUM |
---|---|
Retail | $1.5 |
Pooled | $6.6 |
Institutional | $3.1 |
Total | $11.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 777 | $0.3 |
Average Individual AUM | $413,252 | |
HNW | 310 | $1.2 |
Average HNW AUM | $3,754,989 | |
Retail Total | 1,087 | $1.5 |
Average Retail AUM | $1,366,277 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $1.5 |
THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $1.1 |
ROYAL BANK OF CANADA | TORONTO--CAN | $1.0 |
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $4.5 |
Retail SMA AUM | $1.5 |
Institutional SMA AUM | $3.1 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 99% | $4.5 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 1% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $4.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
NEUBERGER BERMAN INVESTMENT ADVISERS LLC | $337.3 | 124687 | |
NB ALTERNATIVES ADVISERS LLC | $118.0 | 149822 | |
NEUBERGER BERMAN EUROPE LIMITED | $79.4 | 162267 | |
NEUBERGER BERMAN SINGAPORE PTE. LIMITED | $28.4 | 167947 | |
NEUBERGER BERMAN LOAN ADVISERS II LLC | $9.3 | 306601 | |
NEUBERGER BERMAN LOAN ADVISERS LLC | $6.4 | 285579 | |
NEUBERGER BERMAN ASIA LIMITED | $6.2 | 154286 | |
NEUBERGER BERMAN LOAN ADVISERS IV LLC | $0.9 | 324282 | |
NEUBERGER BERMAN AIFM SARL | $0.0 | 300813 | |
NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | $0.0 | 300727 | |
NEUBERGER BERMAN BD LLC | $0.0 | broker-dealer | 2908 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
Name | Title |
---|---|
CARROLL, RAYMOND, BERNARD | DIRECTOR |
ARNOLD, WILLIAM, ALFRED | CHIEF FINANCIAL OFFICER |
BELTRAMETTI WALKER, VIVIANA, K R A | CHIEF COMPLIANCE OFFICER |
ZUCKERMAN, HEATHER, P. | DIRECTOR |
AMATO, JOSEPH, VINCENT | DIRECTOR |
KHAN, KHASHIF, REHMAN | CHIEF EXECUTIVE OFFICER |
DEATON, PATRICK, S | DIRECTOR |
GIARRAPUTO, BARRY, J | CHIEF FINANCIAL OFFICER - ALTERNATIVES |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $11.2 | $0.0 | 0% | 22 | 0 | 0% |
2024-04-02 | $11.2 | $0.0 | 0% | 22 | 0 | 0% |
2023-04-04 | $8.2 | $3.0 | 37% | 19 | 3 | 16% |
2022-04-01 | $6.6 | $4.6 | 69% | 14 | 8 | 57% |
2021-04-05 | $4.5 | $6.7 | 149% | 17 | 5 | 29% |
2020-04-01 | $5.4 | $5.8 | 107% | 16 | 6 | 38% |
2019-04-01 | $3.7 | $7.5 | 205% | 19 | 3 | 16% |
2018-04-02 | $3.0 | $8.2 | 277% | 15 | 7 | 47% |
2017-04-01 | $1.6 | $9.5 | 581% | 11 | 11 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV