AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $33.2 |
Non-Discretionary | $0.0 |
Total | $33.2 |
Client | AUM |
---|---|
Retail | $2.1 |
Pooled | $22.3 |
Institutional | $8.7 |
Total | $33.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 3,597 | $2.1 |
Average HNW AUM | $597,663 | |
Retail Total | 3,597 | $2.1 |
Average Retail AUM | $597,663 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.4 |
BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $1.2 |
STATE STREET BANK & TRUST COMPANY | BOSTON-MA-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $10.9 |
Retail SMA AUM | $2.1 |
Institutional SMA AUM | $8.7 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 86% | $9.3 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 5% | $0.5 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.3 |
Other | 6% | $0.7 |
Total | 100% | $10.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | $1,402.4 | broker-dealer | 149777 |
MORGAN STANLEY INVESTMENT MANAGEMENT INC. | $535.0 | 110353 | |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | $475.1 | 114310 | |
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | $165.9 | 105922 | |
BOSTON MANAGEMENT AND RESEARCH | $111.0 | 104853 | |
EATON VANCE MANAGEMENT | $63.0 | 104859 | |
CALVERT RESEARCH AND MANAGEMENT | $38.4 | 285127 | |
EATON VANCE ADVISERS INTERNATIONAL LTD. | $25.8 | 283733 | |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | $12.2 | 126896 | |
MSIM FUND MANAGEMENT (IRELAND) LIMITED | $0.0 | - | |
EATON VANCE TRUST COMPANY | $0.0 | trust company | - |
EATON VANCE DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37731 |
MORGAN STANLEY DISTRIBUTION, INC. | $0.0 | broker-dealer | 30344 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
WILLIAM HACKNEY | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
CHIP REED | ATLANTA | GA | CHARTERED FINANCIAL ANALYST | ||||||
RICHARD ENGLAND | ATLANTA | GA |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $33.2 | $0.0 | 0% | 28 | 0 | 0% |
2024-04-02 | $33.2 | $0.0 | 0% | 28 | 0 | 0% |
2023-04-04 | $31.8 | $1.3 | 4% | 37 | -9 | -24% |
2022-04-01 | $29.9 | $3.3 | 11% | 39 | -11 | -28% |
2021-04-05 | $28.9 | $4.3 | 15% | 36 | -8 | -22% |
2020-04-01 | $25.5 | $7.7 | 30% | 38 | -10 | -26% |
2019-04-01 | $19.2 | $14.0 | 73% | 40 | -12 | -30% |
2018-04-02 | $20.6 | $12.6 | 61% | 41 | -13 | -32% |
2017-04-01 | $17.6 | $15.5 | 88% | 42 | -14 | -33% |
2016-04-01 | $16.0 | $17.1 | 107% | 45 | -17 | -38% |
2015-04-01 | $16.8 | $16.4 | 98% | 47 | -19 | -40% |
2014-04-01 | $18.1 | $15.1 | 84% | 46 | -18 | -39% |
2013-04-01 | $14.2 | $18.9 | 133% | 46 | -18 | -39% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
GA, AK-06/28/2002, AL-07/16/2002, AR-06/28/2002, AZ-06/26/2002, CA-09/30/2001, CO-02/21/2020, CT-06/26/2002, DC-06/27/2002, DE-06/26/2002, FL-11/05/2001, GA-09/30/2001, HI-06/26/2002, IA-07/01/2002, ID-06/26/2002, IL-07/11/2002, IN-06/26/2002, KS-06/26/2002, KY-06/26/2002, LA-06/26/2002, MA-11/02/2001, MD-06/26/2002, ME-06/26/2002, MI-06/26/2002, MN-07/05/2002, MO-06/26/2002, MS-06/26/2002, MT-06/26/2002, NC-06/26/2002, ND-06/26/2002, NE-06/26/2002, NH-10/29/2001, NJ-06/26/2002, NM-06/26/2002, NV-06/26/2002, NY-06/26/2002, OH-06/26/2002, OK-06/26/2002, OR-06/26/2002, PA-06/26/2002, PR-06/26/2002, RI-06/26/2002, SC-06/26/2002, SD-06/27/2002, TN-06/27/2002, TX-10/31/2001, UT-06/26/2002, VA-06/26/2002, VI-02/21/2020, VT-06/26/2002, WA-06/26/2002, WI-06/26/2002, WV-07/01/2002, WY-02/21/2020 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV