AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $38.2 |
Non-Discretionary | $0.3 |
Total | $38.4 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $37.9 |
Institutional | $0.5 |
Total | $38.4 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.3 |
JP MORGAN CHASE BANK NATIONAL ASSOCIATION | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 46% | $0.2 |
Municipal | 1% | $0.0 |
Sovereign | 3% | $0.0 |
IG Credit | 30% | $0.2 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 21% | $0.1 |
Total | 101% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
MORGAN STANLEY SMITH BARNEY LLC | $1,402.4 | broker-dealer | 149777 |
MORGAN STANLEY INVESTMENT MANAGEMENT INC. | $535.0 | 110353 | |
PARAMETRIC PORTFOLIO ASSOCIATES LLC | $475.1 | 114310 | |
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | $165.9 | 105922 | |
BOSTON MANAGEMENT AND RESEARCH | $111.0 | 104853 | |
EATON VANCE MANAGEMENT | $63.0 | 104859 | |
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | $33.2 | 116719 | |
EATON VANCE ADVISERS INTERNATIONAL LTD. | $25.8 | 283733 | |
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | $12.2 | 126896 | |
MORGAN STANLEY EATON VANCE CLO MANAGER LLC | $5.7 | 309263 | |
MORGAN STANLEY DISTRIBUTION, INC. | $0.0 | broker-dealer | 30344 |
EATON VANCE TRUST COMPANY | $0.0 | trust company | - |
EATON VANCE DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37731 |
MORGAN STANLEY MÉXICO, CASA DE BOLSA, S.A. DE C.V. | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
Name | Title |
---|---|
BROWN SAXTON, HOPE, LYNNE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT |
ECKSTEIN, VICTORIA | CHIEF OPERATING OFFICER |
HUGHES, VON, M | PRESIDENT AND CHIEF EXECUTIVE OFFICER |
GALLACHER, DESMOND, J | CHIEF TECHNOLOGY OFFICER AND VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2024-10-01 | $38.4 | $0.0 | 0% | 210 | 0 | 0% |
2024-04-02 | $38.4 | $0.0 | 0% | 210 | 0 | 0% |
2023-04-04 | $33.6 | $4.8 | 14% | 256 | -46 | -18% |
2022-04-01 | $40.4 | -$2.0 | -5% | 296 | -86 | -29% |
2021-04-05 | $27.7 | $10.7 | 39% | 271 | -61 | -23% |
2020-04-01 | $21.4 | $17.0 | 80% | 271 | -61 | -23% |
2019-04-01 | $15.4 | $23.1 | 150% | 367 | -157 | -43% |
2018-04-02 | $14.8 | $23.6 | 160% | 19 | 191 | 1005% |
2017-04-01 | $12.1 | $26.4 | 219% | 154 | 56 | 36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
DC, AK-03/28/2024, AL-03/28/2024, AR-03/28/2024, AZ-03/28/2024, CA-03/28/2024, CO-03/28/2024, CT-03/28/2024, DC-01/30/2019, DE-03/28/2024, FL-03/28/2024, GA-03/28/2024, HI-03/28/2024, IA-03/28/2024, ID-03/28/2024, IL-03/28/2024, IN-03/28/2024, KS-03/28/2024, KY-03/28/2024, LA-03/28/2024, MA-09/30/2016, MD-12/27/2016, ME-03/28/2024, MI-03/28/2024, MN-03/28/2024, MO-03/28/2024, MS-03/28/2024, MT-03/28/2024, NC-03/28/2024, ND-03/28/2024, NE-03/28/2024, NH-03/28/2024, NJ-03/28/2024, NM-03/28/2024, NV-03/28/2024, NY-03/28/2024, OH-03/28/2024, OK-03/28/2024, OR-03/28/2024, PA-03/28/2024, PR-03/28/2024, RI-03/28/2024, SC-03/28/2024, SD-03/28/2024, TN-03/28/2024, TX-03/28/2024, UT-03/28/2024, VA-03/28/2024, VI-03/28/2024, VT-03/28/2024, WA-03/28/2024, WI-03/28/2024, WV-03/28/2024, WY-03/28/2024 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV