MORGAN STANLEY INVESTMENT MANAGEMENT INC.

Latest filing: Sep 26, 2024 (34 days ago)

AUM

$535,031,832,553
9% change vs. 1 year ago
-5% change vs. 3 years ago
79% change vs. 5 years ago
128% change vs. 10 years ago

Employee Count

492
-11% change vs. 1 year ago
11% change vs. 3 years ago
-44% change vs. 5 years ago
-34% change vs. 10 years ago

Main Office

NEW YORK, NY
1585 BROADWAY, NEW YORK, NY, UNITED STATES, 10036

Client AUM

Discretion AUM
Discretionary $528.4
Non-Discretionary $6.6
Total $535.0
Client AUM
Retail $0.2
Pooled $437.5
Institutional $97.4
Total $535.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 7 $0.2
Average HNW AUM $25,148,176
Retail Total 7 $0.2
Average Retail AUM $25,148,176

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
STATE STREET BANK AND TRUST COMPANY BOSTON-MA-USA $30.9
MORGAN STANLEY SMITH BARNEY LLC PURCHASE-NY-USA $13.6
THE BANK OF NEW YORK MELLON NEW YORK-NY-USA $12.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $97.6
Retail SMA AUM $0.2
Institutional SMA AUM $97.4
Asset Class % AUM
Equity Exch 41% $40.0
Equity Non-Exch 0% $0.0
Govt Agency 10% $9.8
Municipal 4% $3.9
Sovereign 4% $3.9
IG Credit 16% $15.6
HY Credit 5% $4.9
Derivatives 1% $1.0
Investment Companies 0% $0.0
Other Pools 4% $3.9
Cash 8% $7.8
Other 6% $5.9
Total 99% $96.6

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MORGAN STANLEY SMITH BARNEY LLC $1,402.4 broker-dealer 149777
PARAMETRIC PORTFOLIO ASSOCIATES LLC $475.1 114310
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED $165.9 105922
BOSTON MANAGEMENT AND RESEARCH $111.0 104853
EATON VANCE MANAGEMENT $63.0 104859
CALVERT RESEARCH AND MANAGEMENT $38.4 285127
MORGAN STANLEY AIP GP LP $34.2 117050
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. $33.2 116719
EATON VANCE ADVISERS INTERNATIONAL LTD. $25.8 283733
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY $12.2 126896
MORGAN STANLEY EATON VANCE CLO MANAGER LLC $5.7 309263
MSIM FUND MANAGEMENT (IRELAND) LIMITED $0.0 -
MORGAN STANLEY INVESTMENT MANAGEMENT (ACD) LIMITED $0.0 -
MS ALTERNATIVES HOLDING D INC. $0.0 -
MORGAN STANLEY CAYMAN GP LTD. $0.0 -
EATON VANCE TRUST COMPANY $0.0 trust company -
MSIM GP INC. $0.0 -
E*TRADE CAPITAL MANAGEMENT, LLC $0.0 42159
MORGAN STANLEY SAUDI ARABIA $0.0 broker-dealer -
EATON VANCE DISTRIBUTORS, INC. $0.0 broker-dealer 37731
MORGAN STANLEY MÉXICO, CASA DE BOLSA, S.A. DE C.V. $0.0 broker-dealer -
MORGAN STANLEY ASIA LIMITED $0.0 broker-dealer -
MSCVF I GP LP $0.0 -
MORGAN STANLEY & CO. INTERNATIONAL PLC $0.0 broker-dealer -
MORGAN STANLEY CANADA LIMITED $0.0 broker-dealer -
MORGAN STANLEY DISTRIBUTION, INC. $0.0 broker-dealer 30344
MORGAN STANLEY PRIVATE BANK NATIONAL ASSOCIATION $0.0 -
MORGAN STANLEY & CO. LLC $0.0 broker-dealer, municipal advisor 8209
MORGAN STANLEY INVESTMENT MANAGEMENT PRIVATE LIMITED $0.0 -
MSIM DELAWARE GP INC. $0.0 -
MSCVF I GP INC $0.0 -
MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. $0.0 126071
MORGAN STANLEY FIXED INCOME GP INC. $0.0 -
MORGAN STANLEY MUFG SECURITIES CO., LTD. $0.0 broker-dealer -
MORGAN STANLEY BANK, N.A. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
CHANG YU, STEFANIE, VANESSA GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR
RIOS, ANITA, PARSHOTTAM TREASURER & EXECUTIVE DIRECTOR
ALI, JEANNINE, VIENNA CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR
KUZMANOV, ANTON, BOGDANOV DIRECTOR & MANAGING DIRECTOR
SEGAL, TATIANA, VLADIMIR DIRECTOR & MANAGING DIRECTOR
DOWNES, DEIDRE, AISHA CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR
BUHAIN WINSLOW, LISA DIRECTOR & MANAGING DIRECTOR
CHAPPUIS, JACQUES, PHILPPE CO-PRESIDENT & MANAGING DIRECTOR
HUNEKE, BENJAMIN, CORDT CO-PRESIDENT & MANAGING DIRECTOR
KAYNE, ERIC CHIEF OPERATING OFFICER, DIRECTOR & MANAGING DIRECTOR

ADVDB.CO • SOURCE: SEC

Representatives

22 active representatives found, showing 20 random

Name City State Exams Designations
GIANNI CAVALIERI NEW YORK NY S66|2010-12-06
ANDRE CARRERA NEW YORK NY S66|2019-09-13
LESLIE DELANY NEW YORK NY S66|2007-06-11
JOSEPH MARICH NEW YORK NY S66|2003-12-09
KENTO KAIJIMA NEW YORK NY S66|2020-08-28
KEVIN CLARE NEW YORK NY S66|2018-11-16
THOMAS O'BRIEN NEW YORK NY S66|2015-12-14|S63|2014-07-14
SARA MCHUGH NEW YORK NY S63|2017-10-04
PHILLIP KIM NEW YORK NY S66|2009-05-20
MICHAEL MORAN NEW YORK NY S66|2014-12-23
KATHERINE MORLEY NEW YORK NY S66|2017-12-07
PATRICK DOYLE NEW YORK NY S66|2015-12-08 CHARTERED FINANCIAL ANALYST
MARIE KLEIN NEW YORK NY S66|2018-07-06|S63|2018-05-11
ALEXANDER HEITMAN NEW YORK NY S66|2019-03-01
SARAH RAINEY NEW YORK NY S66|2015-10-28
SHAWN HOLLOWAY NEW YORK NY S66|2010-08-17
BRIAN LEUCHTENBURG NEW YORK NY S66|2003-10-29
JUSTINE GAZIANO NEW YORK NY S66|2020-09-11
MATTHEW FUNK NEW YORK NY S66|2018-10-01
MICHAEL MCTYRE NEW YORK NY S63|1997-03-13|S65|1997-08-07|S66|2006-02-09

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2024-10-01 $535.0 $0.0 0% 492 0 0%
2024-04-02 $535.0 $0.0 0% 492 0 0%
2023-04-04 $490.6 $44.5 9% 551 -59 -11%
2022-04-01 $632.6 -$97.6 -15% 438 54 12%
2021-04-05 $563.0 -$28.0 -5% 444 48 11%
2020-04-01 $382.3 $152.7 40% 453 39 9%
2019-04-01 $299.6 $235.5 79% 883 -391 -44%
2018-04-02 $302.5 $232.5 77% 860 -368 -43%
2017-04-01 $277.1 $257.9 93% 893 -401 -45%
2016-04-01 $272.3 $262.7 96% 723 -231 -32%
2015-04-01 $257.4 $277.7 108% 719 -227 -32%
2014-04-01 $234.6 $300.4 128% 751 -259 -34%
2013-04-01 $209.0 $326.0 156% 793 -301 -38%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/17/1991, AL-02/12/1992, AR-02/19/1992, AZ-08/08/1994, CA-08/19/1981, CO-04/03/2000, CT-09/11/1997, DC-12/01/1993, DE-06/30/2003, FL-04/22/1981, GA-02/02/2007, HI-02/05/1992, IA-02/05/2007, ID-01/01/1992, IL-05/20/1981, IN-08/06/2001, KS-12/31/1991, KY-01/03/1992, LA-10/11/2001, MA-04/14/1994, MD-01/01/1992, ME-11/08/1991, MI-04/17/2001, MN-02/23/1987, MO-09/16/1991, MS-10/27/1997, MT-10/23/1991, NC-04/17/2001, ND-02/02/2007, NE-02/02/2007, NH-04/21/1981, NJ-03/05/1981, NM-08/21/1991, NV-09/08/1991, NY-07/18/1986, OH-08/08/2000, OK-01/01/1998, OR-05/15/1991, PA-11/16/1981, PR-05/17/1993, RI-01/01/1993, SC-10/08/1991, SD-08/22/1991, TN-01/01/1998, TX-08/16/1983, UT-12/05/1991, VA-05/02/1988, VT-12/22/1994, WA-10/05/1991, WI-02/02/2007, WV-08/21/1989, WY-03/30/2020
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV