EATON VANCE MANAGEMENT

Latest filing: Jan 02, 2025 (92 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$63,043,262,559

0% change vs. 1 year ago

-27% change vs. 3 years ago

-42% change vs. 5 years ago

-29% change vs. 10 years ago

Employee Count

225

0% change vs. 1 year ago

-71% change vs. 3 years ago

-74% change vs. 5 years ago

-68% change vs. 10 years ago

Main Office

BOSTON, MA

ONE POST OFFICE SQUARE, BOSTON, MA, UNITED STATES, 02109

Client AUM

Discretion	AUM
Discretionary	$62.5
Non-Discretionary	$0.5
Total	$63.0

Client	AUM
Retail	$0.0
Pooled	$47.7
Institutional	$15.3
Total	$63.0

Retail	Accounts	AUM
Individual	0	$0.0
Average Individual AUM		$0
HNW	0	$0.0
Average HNW AUM		$0
Retail Total	0	$0.0
Average Retail AUM		$0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
STATE STREET BANK & TRUST	BOSTON-MA-USA	$3.1
U.S. BANK NATIONAL ASSOCIATION	CINCINNATI-OH-USA	$1.9
BANK OF NEW YORK MELLON	NEW YORK-NY-USA	$1.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$15.3
Retail SMA AUM	$0.0
Institutional SMA AUM	$15.3

Asset Class	%	AUM
Equity Exch	6%	$0.9
Equity Non-Exch	0%	$0.0
Govt Agency	17%	$2.6
Municipal	22%	$3.4
Sovereign	0%	$0.0
IG Credit	14%	$2.1
HY Credit	32%	$4.9
Derivatives	0%	$0.0
Investment Companies	2%	$0.3
Other Pools	0%	$0.0
Cash	5%	$0.8
Other	2%	$0.3
Total	100%	$15.3

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
MORGAN STANLEY SMITH BARNEY LLC	$1,402.4	broker-dealer	149777
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	$535.0		110353
PARAMETRIC PORTFOLIO ASSOCIATES LLC	$475.1		114310
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED	$165.9		105922
BOSTON MANAGEMENT AND RESEARCH	$111.0		104853
CALVERT RESEARCH AND MANAGEMENT	$38.4		285127
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.	$33.2		116719
MS CAPITAL PARTNERS ADVISER INC.	$27.3		147521
EATON VANCE ADVISERS INTERNATIONAL LTD.	$25.8		283733
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY	$12.2		126896
MORGAN STANLEY EATON VANCE CLO MANAGER LLC	$5.7		309263
MORGAN STANLEY MUFG SECURITIES CO., LTD.	$0.0	broker-dealer	-
MSIM FUND MANAGEMENT (IRELAND) LIMITED	$0.0		-
MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD.	$0.0		126071
EATON VANCE DISTRIBUTORS, INC.	$0.0	broker-dealer	37731
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED	$0.0	broker-dealer	281469
MORGAN STANLEY DISTRIBUTION, INC.	$0.0	broker-dealer	30344
EATON VANCE TRUST COMPANY	$0.0	trust company	-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

7 active

Name	Title
FROIO, RICHARD, FRANCIS IAPD Broker	CHIEF COMPLIANCE OFFICER
GALLACHER, DESMOND, J IAPD Broker	CHIEF TECHNOLOGY OFFICER AND VICE PRESIDENT
BUHAIN WINSLOW, LISA IAPD Broker	CHIEF ADMINISTRATIVE OFFICER
CHAPPUIS, JACQUES, PHILPPE IAPD Broker	CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT
HUNEKE, BENJAMIN, CORDT IAPD Broker	CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

142 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JOHN DILLON	BOSTON	MA	S63\|1989-12-06\|S65\|2017-08-29
MATTHEW CLENNEY	BOSTON	MA	S66\|2015-10-02
ANDREW LEIMENSTOLL	BOSTON	MA	S66\|2003-06-27
LUKE BRODZINSKI	BOSTON	MA	S63\|2006-11-03	CERTIFIED FINANCIAL PLANNER
SAMUEL REINHART	BOSTON	MA	S63\|2015-10-30\|S66\|2016-07-13
JACOB ROCCHI	BOSTON	MA	S63\|2012-07-26\|S65\|2017-03-02
SARAH PEREIRA	BOSTON	MA	S66\|2021-04-20
KEITH SCHNAARS	BOSTON	MA	S66\|2005-01-26
ROBERT WELDON	BOSTON	MA	S66\|1998-06-05
KELLEN SMITH	BOSTON	MA	S66\|2017-03-24
BRIAN BLAIR	BOSTON	MA	S63\|2000-04-25\|S65\|2016-03-28
JOSEPH HERNANDEZ	BOSTON	MA	S63\|1997-05-09\|S65\|2005-02-18
PATRICK MCMAHON	BOSTON	MA	S63\|2019-09-03\|S66\|2020-08-31
CHRISTOPHER WEBB	BOSTON	MA	S66\|2014-08-28\|S63\|2014-01-03
DAVID RICHMAN	BOSTON	MA	S63\|2004-12-10\|S65\|1994-10-28
ALEXANDER MACROKANIS	BOSTON	MA	S63\|2011-06-29\|S66\|2013-04-24
MICHAEL BARNES	BOSTON	MA	S63\|2011-12-22\|S66\|2022-06-21
ALEXANDER EDELMAN	BOSTON	MA	S63\|2003-08-14\|S66\|2005-12-01
RICHARD RYAN	BOSTON	MA	S66\|2021-07-01
PEGGY GLANZMAN	BOSTON	MA	S63\|1995-06-15\|S66\|2018-10-30

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-03-06	$63.0	$0.0	0%	225	0	0%
2024-04-02	$63.0	$0.0	0%	225	0	0%
2023-04-04	$77.2	-$14.2	-18%	247	-22	-9%
2022-04-01	$86.5	-$23.4	-27%	776	-551	-71%
2021-04-05	$73.0	-$10.0	-14%	866	-641	-74%
2020-04-01	$108.9	-$45.9	-42%	868	-643	-74%
2019-04-01	$103.0	-$39.9	-39%	842	-617	-73%
2018-04-02	$91.1	-$28.0	-31%	813	-588	-72%
2017-04-01	$89.5	-$26.5	-30%	750	-525	-70%
2016-04-01	$84.2	-$21.2	-25%	750	-525	-70%
2015-04-01	$88.9	-$25.8	-29%	700	-475	-68%
2014-04-01	$82.4	-$19.4	-24%	700	-475	-68%
2013-04-01	$129.2	-$66.1	-51%	900	-675	-75%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

MA, AK-08/20/2002, AL-08/08/2001, AR-08/08/2001, AZ-08/24/1994, CA-06/16/1992, CO-08/20/2002, CT-07/01/1997, DC-02/07/1998, DE-08/20/2002, FL-04/30/1979, GA-10/14/1992, HI-10/26/1994, IA-08/13/2001, ID-08/20/2002, IL-04/02/1991, IN-02/07/2001, KS-08/20/2002, KY-08/20/2002, LA-08/20/2002, MA-08/20/2002, MD-09/10/1993, ME-01/01/1998, MI-11/07/1997, MN-11/03/1982, MO-02/02/1994, MS-08/20/2002, MT-08/20/2002, NC-01/03/2001, ND-04/05/2000, NE-08/20/2002, NH-04/05/1982, NJ-01/02/1974, NM-08/20/2002, NV-08/08/2001, NY-11/19/1993, OH-08/20/2002, OK-08/22/2001, OR-06/24/1993, PA-05/18/1994, PR-08/18/1999, RI-01/01/1993, SC-08/08/2001, SD-08/20/2002, TN-08/20/2002, TX-01/22/1993, UT-08/20/2002, VA-10/19/1987, VI-01/31/2019, VT-11/16/1994, WA-08/08/2001, WI-01/01/1956, WV-08/20/2002, WY-01/31/2019

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION

OTHER ACTIVITIES

COMMODITY TRADING ADVISOR

ADVDB.CO • SOURCE: SEC FORM ADV