PARAMETRIC PORTFOLIO ASSOCIATES
Latest filing: Sep 04, 2024 (78 days ago)
AUM
$475,093,919,406
23% change vs. 1 year ago
52% change vs. 3 years ago
112% change vs. 5 years ago
311% change vs. 10 years ago
Employee Count
877
5% change vs. 1 year ago
46% change vs. 3 years ago
93% change vs. 5 years ago
243% change vs. 10 years ago
Main Office
SEATTLE, WA
800 FIFTH AVENUE, SEATTLE, WA, UNITED STATES, 98104
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $433.7 |
| Non-Discretionary | $41.4 |
| Total | $475.1 |
| Client | AUM |
|---|---|
| Retail | $239.9 |
| Pooled | $38.2 |
| Institutional | $197.0 |
| Total | $475.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 105,236 | $45.3 |
| Average Individual AUM | $430,060 | |
| HNW | 50,213 | $194.7 |
| Average HNW AUM | $3,876,520 | |
| Retail Total | 155,449 | $239.9 |
| Average Retail AUM | $1,543,333 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $89.3 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $61.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $436.9 |
| Retail SMA AUM | $239.9 |
| Institutional SMA AUM | $197.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 51% | $222.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $30.6 |
| Municipal | 11% | $48.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $13.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 26% | $113.6 |
| Investment Companies | 1% | $4.4 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $4.4 |
| Other | 0% | $0.0 |
| Total | 100% | $436.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | $1,402.4 | broker-dealer | 149777 |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | $535.0 | 110353 | |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | $165.9 | 105922 | |
| BOSTON MANAGEMENT AND RESEARCH | $111.0 | 104853 | |
| EATON VANCE MANAGEMENT | $63.0 | 104859 | |
| CALVERT RESEARCH AND MANAGEMENT | $38.4 | 285127 | |
| MORGAN STANLEY AIP GP LP | $34.2 | 117050 | |
| ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. | $33.2 | 116719 | |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | $25.8 | 283733 | |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | $12.2 | 126896 | |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | $0.0 | - | |
| EATON VANCE TRUST COMPANY | $0.0 | trust company | - |
| MORGAN STANLEY DISTRIBUTION, INC. | $0.0 | broker-dealer | 30344 |
| EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED | $0.0 | broker-dealer | - |
| MORGAN STANLEY & CO. LLC | $0.0 | broker-dealer, municipal advisor | 8209 |
| EATON VANCE DISTRIBUTORS, INC. | $0.0 | broker-dealer | 37731 |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| LEE, THOMAS, BERNARD | CO-PRESIDENT, CHIEF INVESTMENT OFFICER |
| KAPILA, RANJIT | CO-PRESIDENT, CHIEF TECHNOLOGY OFFICER AND HEAD OF OPERATIONS |
| KIM, CINDY, MASAKO | CHIEF COMPLIANCE OFFICER |
| HAMMES, BENJAMIN, PATRICK | HEAD OF DERIVATIVES ADVISORY COMPLIANCE |
| BUTLER, REUBEN, WITHERFIELD | CHIEF ADMINISTRATIVE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DEVLIN TIMONY-BALYEAT | SEATTLE | WA | S66|2018-03-15 | ||||||
| DENISE JAYLENE HOWARD | SEATTLE | WA | S66|2005-02-17 | CHARTERED FINANCIAL ANALYST | |||||
| CHELSEA COWLEY | SEATTLE | WA | S65|2021-10-26 | ||||||
| KEVIN LYNYAK | SEATTLE | WA | S63|1996-02-15|S65|2017-08-07 | ||||||
| BRYAN SANDVIG | SEATTLE | WA | S66|2011-09-26 | ||||||
| LAUREN MURPHY | SEATTLE | WA | S66|2010-07-13 | ||||||
| CHRISTOPHER POWERS | SEATTLE | WA | S66|2011-11-21 | ||||||
| NATHAN CHRISTOFFERSON | SEATTLE | WA | S66|2013-06-07 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2024-11-01 | $475.1 | $0.0 | 0% | 877 | 0 | 0% |
| 2024-04-02 | $475.1 | $0.0 | 0% | 877 | 0 | 0% |
| 2023-04-04 | $386.3 | $88.8 | 23% | 836 | 41 | 5% |
| 2022-04-01 | $428.9 | $46.2 | 11% | 669 | 208 | 31% |
| 2021-04-05 | $312.9 | $162.2 | 52% | 600 | 277 | 46% |
| 2020-04-01 | $266.0 | $209.1 | 79% | 512 | 365 | 71% |
| 2019-04-01 | $224.3 | $250.8 | 112% | 455 | 422 | 93% |
| 2018-04-02 | $225.1 | $250.0 | 111% | 392 | 485 | 124% |
| 2017-04-01 | $178.6 | $296.5 | 166% | 351 | 526 | 150% |
| 2016-04-01 | $147.1 | $328.0 | 223% | 304 | 573 | 188% |
| 2015-04-01 | $132.6 | $342.5 | 258% | 288 | 589 | 205% |
| 2014-04-01 | $115.7 | $359.4 | 311% | 256 | 621 | 243% |
| 2013-04-01 | $91.8 | $383.3 | 418% | 205 | 672 | 328% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WA, AK-02/03/2006, AL-01/31/2005, AR-02/01/2005, AZ-09/10/2001, CA-09/10/2001, CO-09/10/2001, CT-09/10/2001, DC-09/18/2001, DE-02/06/2006, FL-10/10/2001, GA-09/10/2001, HI-07/03/2013, IA-01/21/2004, ID-01/27/2006, IL-10/09/2001, IN-05/20/1999, KS-01/27/2006, KY-01/27/2006, LA-01/31/2005, MA-04/20/1999, MD-09/10/2001, ME-01/27/2006, MI-04/17/1998, MN-02/10/2003, MO-09/10/2001, MS-01/27/2006, MT-09/10/2001, NC-09/10/2001, ND-01/27/2006, NE-01/27/2006, NH-01/31/2005, NJ-07/07/1999, NM-01/27/2006, NV-01/27/2006, NY-10/19/2001, OH-09/10/2001, OK-01/27/2006, OR-09/17/2001, PA-06/15/2001, PR-01/27/2006, RI-01/27/2006, SC-09/10/2001, SD-01/30/2006, TN-02/10/2003, TX-07/06/1999, UT-01/27/2006, VA-09/10/2001, VI-07/03/2013, VT-01/27/2006, WA-01/02/1995, WI-02/10/2003, WV-01/27/2006, WY-01/29/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV